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Keel
v. Banach |
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(Cite as: 624 So.2d 1022)
FOR EDUCATIONAL USE ONLY
Suit for wrongful birth was brought against doctor
who performed sonographic examinations of fetus, and his professional
corporation. Summary judgment for defendants was granted by the Dale Circuit
Court, No. CV-90-103, Charles L. Woods, J., and plaintiffs appealed. The Supreme
Court, Shores, J., held that: (1) cause of action for wrongful birth is
recognized in Alabama, and (2) compensable losses are any medical and hospital
expenses incurred as result of physician's negligence, physical pain suffered by
mother, loss of consortium, and mental and emotional anguish of parents.
Reversed and remanded.
West
Headnotes
[1]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Cause of action for wrongful birth is recognized,
whereby parents of genetically or congenitally defective child may maintain
action for wrongful birth if birth was result of negligent failure of attending
prenatal physician to discover and inform them of existence of fetal defects.
[2]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
To establish prima facie case in action for
wrongful birth, it is necessary for plaintiff to plead and prove actual injury
and causal connection between defendant's negligence and child's birth, and to
establish causation, it is necessary for plaintiff to show that, had defendant
not been negligent, plaintiff would have been aware of possibility that child
would be seriously defective, and either child would not have been conceived or
pregnancy would have been terminated.
[3]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
For purposes of cause of action for wrongful birth,
birth of seriously deformed child results in injury to child's parents,
recognizing right of parents to terminate pregnancy.
[4]
KeyCite
this headnote
115
Damages
115III
Grounds and Subjects of Compensatory Damages
115III(A)
Direct or Remote, Contingent, or Prospective Consequences or Losses
115III(A)2
Mental Suffering
115k49.10
k. Nature of Action or Wrongful Act, in General.
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
In action for wrongful birth, the following items
are compensable, if proven: any medical or hospital expenses incurred as result
of physician's negligence, which allows recovery of all additional costs of
treatment and special resources for child, but not entire cost of rearing the
child; physical pain suffered by the mother; loss of consortium; and mental and
emotional anguish parents have suffered.
[5]
KeyCite
this headnote
115
Damages
115VI
Measure of Damages
115VI(A)
Injuries to the Person
115k95
k. Mode of Estimating Damages in General.
Basic rule of tort compensation is that plaintiff
should be put in the position he would have been in absent defendant's
negligence.
[6]
KeyCite
this headnote
92
Constitutional Law
92III
Distribution of Governmental Powers and Functions
92III(B)
Judicial Powers and Functions
92k70
Encroachment on Legislature
92k70.1
In General
92k70.1(7)
Particular Subjects, Application to
92k70.1(9)
k. Contracts; Torts.
Issue of whether cause of action for wrongful birth
will be recognized is one properly to be resolved by the courts.
*1023
Edward
L. Hardin, Jr. and Belinda L. Kimble of Hardin & Tucker, Birmingham, for
appellants.
W.
Stancil Starnes, Randal
H. Sellers and M.
Christopher Eagan of Starnes & Atchison, Birmingham, for appellees.
SHORES,
Justice.
The plaintiffs are Karen and Danny Keel, parents of
Justin Keel, who was born on January 18, 1985, with severe multiple congenital
abnormalities. Justin died in February 1991, at the age of six. The defendants
are Warren Banach, M.D., who was Karen's doctor and who performed the
sonographic examinations of the fetus, and his professional corporation. The
Keels charged the defendants with medical malpractice in failing to discover
several severe, life-threatening fetal abnormalities that, the Keels say, had
they been known to them, would have caused them to terminate the pregnancy.
Actions such as that filed by the Keels have come to be called actions for
"wrongful birth."
The trial judge entered a summary judgment for the
defendants, holding, as a matter of law, that no cause of action for wrongful
birth, or damages for wrongful birth, are recognized in the State of Alabama.
The plaintiffs appealed. We reverse and remand.
Rule
56, A.R.Civ.P., sets forth a two-tiered standard for determining whether to
enter a summary judgment. In order to enter a summary judgment, the trial court
must determine: 1) that there is no genuine issue of material fact, and 2) that
the moving party is entitled to a judgment as a matter of law.
[1]
The sole issue on appeal is whether this State recognizes a cause of action for
wrongful birth. At the outset, we must emphasize the posture in which this case
is now before this Court: The question presented for review is not whether the
plaintiffs should ultimately prevail in this litigation, but whether their
complaint states a claim upon which relief can be granted.
On October 22, 1984, Karen Keel had her first
prenatal visit with Dr. Banach, an obstetrician practicing in Ozark, Alabama.
There is conflicting testimony as to the content of the conversations between
the physician and his patient pertaining to the couple's medical history. The
Keels say that they relayed their concerns regarding this pregnancy because
Danny had earlier fathered a stillborn infant with anencephaly, the congenital
absence of brain and spinal cord, which is the most severe of spinal cord
abnormalities. Spinal cord defects are known to be hereditary, and the Keels
contend that they told Dr. Banach that they did not want their child to suffer
such a fate.
Dr. Banach did a sonogram on October 26, 1984. He
derived a biparietal diameter consistent with 19 weeks' gestation, and a femur
length consistent with 22 weeks' gestation. Under "obvious anomalies"
he wrote: "none seen." The Keels say that, to alleviate their fears,
Dr. Banach moved the transducer around to show them what appeared to be a
healthy fetus's head, body, arms, and legs. The sonogram machine produced
several photographs of the sonographic images. Two were given to Karen.
Another sonogram was performed on January 4, 1985.
Again Dr. Banach marked under "obvious anomalies" "none
seen." During this sonogram, Dr. Banach determined that the fetus was a
male. As during the first sonogram, the machine produced photographs, and all
were retained in the medical records.
Justin was born on January 18, 1985, with severe
multiple congenital abnormalities. He had only a two-vessel umbilical cord (as
opposed to the normal three-vessel cord), a short cord, ventriculomegaly, absent
right leg, imperforate anus, one testicle, one kidney, a vertebrae anomaly in
the lumbar sacral region, hydrocephaly,
[FN1] a large fluid-filled sac extending off the right aspect of the sacrum
consistent with meningocele (spina bifida). Justin underwent numerous surgeries
during his life. A shunt from his brain to his heart channeled fluids, which,
for the most part, prevented any brain damage due to the hydrocephaly. Blood
clots from the heart, impregnating the lungs, a known but *1024
unpreventable risk of the shunt, were the direct cause of Justin's death.
FN1.
Hydrocephaly is a condition commonly seen in children with neural tube defects
or spina bifida.
According to Dr. Banach, the fact that Danny had
fathered a stillborn with anencephaly was not revealed to him until after Justin
was born.
The Keels sued Dr. Banach, alleging that he had
failed to meet the standard of prenatal care and that, had he done so, he would
have further investigated questionable sonogram findings. The plaintiffs contend
that there were discrepancies in the fetus measurements that should have
prompted further investigation. They contend that there were images on the
sonogram that showed an oblong head with open frontal bones visible (known as a
"lemon sign," frequently noted in spina bifida). They contend that the
sonogram findings should have prompted an amniocentesis, which, had it been
performed, would in all likelihood have diagnosed this fetus's neurotube defect.
As described by the considerable literature and
litigation in this area, a "wrongful birth action" refers to a claim
for relief by parents who allege they would have avoided conception or would
have terminated the pregnancy but for the negligence of those charged with
prenatal testing, genetic prognosticating, or counseling parents as to the
likelihood of giving birth to a physically or mentally impaired
child. The underlying premise is that prudent medical care would have detected
the risk of a congenital or hereditary genetic disorder either before
conception or during pregnancy. In such an action, the parents allege that as a
proximate result of this negligently performed or omitted genetic counseling or
prenatal testing they were foreclosed from making an informed decision whether
to conceive a potentially handicapped child or, in the event of a pregnancy, to
terminate it. See, Trotzig, The Defective Child and the Actions for Wrongful
Life and Wrongful Birth, 14 Fam.L.Q. 15, 16- 17 (1980).
The history of wrongful birth actions and the
judicial reasoning behind the development of this area of law is traced in a
1992 law review article:
"Courts initially resisted recognizing a cause
of action for wrongful birth. The early cases befuddled the courts because,
unlike traditional malpractice cases, nothing that the health care provider
could have done would have prevented the harm to the child. The logic behind
these early suits was that if the parents of the affected child had received
proper counseling or diagnosis, they could have decided not to conceive or to
seek an abortion. Early case law dealing with wrongful birth actions rejected
the notion that the failure to warn the parents of a fetus' risk of serious
defect was actionable because the physician was not the proximate cause of the
defect. However, liability for a missed diagnosis in other areas of medicine
was, and still is, common even though, in such cases, the physician did not
cause the illness.
"Another reason that courts were
reluctant to recognize the wrongful birth cause of action was that the
post-conception remedy available--abortion-- was illegal. This reasoning is
no longer valid after Roe
v. Wade [410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147], which upheld a
woman's constitutional right to undergo an abortion during the first two
trimesters of pregnancy. As one court noted, '[t]he value of genetic testing
programs ... is based on the opportunity of parents to abort afflicted fetuses,
within appropriate time limitations.'
"Wrongful birth cases are now widely
recognized. An action exists when physicians fail to warn prospective parents
that they are at risk of conceiving or giving birth to a child with a serious
genetic disorder. This potential liability includes instances in which a
reasonable physician should have known of the risk because the couple's previous
child had a genetic disorder or because of the woman's advanced age. Liability
can also arise if the health care provider fails to advise prospective parents
of known risks due to one or both parents belonging to a particular ethnic or
racial group. Finally, courts find physicians liable for failing to discuss the
availability of genetic services when specific risk assessment services are
available. Thus, physicians may be liable for failing *1025
to inform a couple about the availability of carrier status testing (to
determine whether the parents' genes harbor a defect which, if passed to the
child, could cause a genetic disorder) or prenatal diagnosis (to determine if
the fetus is currently affected or will develop the genetic disorder)."
Lori B. Andrews, Torts
and the Double Helix: Malpractice Liability for Failure to Warn of Genetic
Risks, 29 Hous.L.Rev. 149, 152-55 (1992).
(Footnotes omitted.) The author of this article reviews court decisions and
notes the concern that the issue of damages has caused those courts that have
recognized the cause of action. She notes that some courts feel that the benefit
of having the child should offset any damages award. However, some disagree with
this approach. A justice of the Georgia Supreme Court stated his disagreement in
this compelling language:
"More importantly we would not even consider
the theory that the joy of parenthood should offset the damages. Would anyone in
their right mind suggest that where a healthy fetus is injured during delivery
the joy of parenthood should offset the damages? There is no more joy in an
abnormal fetus come to full term than a normal fetus permanently injured at
delivery. Both are heartbreaking conditions that demand far more psychological
and financial resources than those blessed with normal children can
imagine."
Atlanta
Obstetrics & Gynecology Group v. Abelson, 260 Ga. 711, 398 S.E.2d 557,
565 (1990) (Smith, J., dissenting).
An action for wrongful birth was first considered
in Gleitman
v. Cosgrove, 49 N.J. 22, 227 A.2d 689 (1967). In Gleitman,
the parents of a rubella syndrome child brought an action against a physician
who allegedly had advised them that the mother's contraction of rubella during
pregnancy would not affect the fetus. The court rejected the parents' wrongful
birth claim for two reasons. The first had to do with the difficulty of
measuring damages. In the court's view, in order to determine the amount of the
parents' recovery, it would be necessary to evaluate the denial to them of the
"intangible, unmeasurable, and complex human benefits of motherhood and
fatherhood and weigh these against the alleged emotional and money
injuries." The court concluded that this would be impossible. As the second
reason, the court said that public policy reflected in the then-existing
prohibition against abortion precluded the recovery of damages for denial of an
opportunity to abort a fetus.
Since 1967, most courts have rejected the Gleitman
court's reasoning, and a majority of the jurisdictions in which the issue has
been considered have recognized the cause of action.
[FN2] This Court has never considered the *1026
issue, but a United States Circuit Court of Appeals, applying Alabama law, has
concluded that, if the Alabama courts were confronted with the issue, Alabama
law would compel recognition of the cause of action.
FN2.
Courts that have considered the issue are listed:
ALABAMA
Robak
v. United States, 658 F.2d 471 (7th Cir.1981)
(Alabama law).
FLORIDA
Moores
v. Lucas, 405 So.2d 1022 (Fla.Dist.Ct.App.1981).
IDAHO
Blake
v. Cruz, 108 Idaho 253, 698 P.2d 315 (1984).
ILLINOIS
Goldberg
v. Ruskin, 128 Ill.App.3d 1029, 84 Ill.Dec. 1, 471
N.E.2d 530 (1984).
KANSAS
Arche
v. United States Dep't of the Army, 247 Kan. 276, 798
P.2d 477 (1990).
LOUISIANA
Pitre
v. Opelousas General Hospital, 530 So.2d 1151
(La.1988).
MICHIGAN
Eisbrenner
v. Stanley, 106 Mich.App. 357, 308 N.W.2d 209 (1981).
MASSACHUSETTS
Viccaro
v. Milunsky, 406 Mass. 777, 551 N.E.2d 8 (1990).
MISSOURI
Shelton
v. Saint Anthony's Medical Center, 781 S.W.2d 48
(Mo.1989).
NEW HAMPSHIRE
Smith
v. Cote, 128 N.H. 231, 513 A.2d 341 (1986).
NEW JERSEY
Schroeder
v. Perkel, 87 N.J. 53, 432 A.2d 834 (1981); Berman
v. Allan, 80 N.J. 421, 404 A.2d 8 (1979), overruling Gleitman
v. Cosgrove, 49 N.J. 22, 227 A.2d 689 (1967).
NEW YORK
Becker
v. Schwartz, 46 N.Y.2d 401, 413 N.Y.S.2d 895, 386
N.E.2d 807 (1978).
PENNSYLVANIA
Gildiner
v. Thomas Jefferson University Hospital, 451 F.Supp.
692 (E.D.Pa.1978).
Speck
v. Finegold, 497 Pa. 77, 439 A.2d 110 (1981).
SOUTH CAROLINA
Phillips
v. United States, 508 F.Supp. 544 (D.S.C.1981),
later proceeding, 566
F.Supp. 1 (D.S.C.1981), later proceeding, 575
F.Supp. 1309 (D.S.C.1983).
TEXAS
Nelson
v. Krusen, 678 S.W.2d 918 (Tex.1984);
Jacobs
v. Theimer, 519 S.W.2d 846 (Tex.1975).
VIRGINIA
Naccash
v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982).
WASHINGTON
Harbeson
v. Parke-Davis, Inc., 98 Wash.2d 460, 656 P.2d 483
(1983).
WEST VIRGINIA
James
G. v. Caserta, 175 W.Va. 406, 332 S.E.2d 872 (1985).
WISCONSIN
Dumer
v. St. Michael's Hospital, 69 Wis.2d 766, 233 N.W.2d
372 (1975).
Courts recognizing the cause of action have
addressed most of the arguments advanced by the defendants here. They have
rejected the argument that it is impossible to measure damages. Blake
v. Cruz, 108 Idaho 253, 698 P.2d 315 (1984); Becker
v. Schwartz, 46 N.Y.2d 401, 413 N.Y.S.2d 895, 386 N.E.2d 807 (1978); Jacobs
v. Theimer, 519 S.W.2d 846 (Tex.1975). It has been said that damages
sought in wrongful birth actions are ascertainable and require nothing
extraordinary in terms of measurement. Becker,
supra; Jacobs,
supra. Courts have rejected public policy arguments for refusing to
recognize an action for wrongful birth as no longer valid, following the United
States Supreme Court's decision holding that the Constitution of
the United States guarantees a right to decide whether to terminate a pregnancy
in the first two trimesters. Roe
v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973). Referring to
the Roe
decision, courts have said that failure to recognize a cause of action for
wrongful birth would impermissibly infringe on constitutional rights involved in
conception, procreation, and other familial decisions. Phillips, supra.
Some courts have said that public policy now supports, rather than militates
against, the proposition that parents should not be denied the opportunity to
terminate a pregnancy. Gildiner
v. Thomas Jefferson University Hospital, 451 F.Supp. 692 (E.D.Pa.1978),
and Berman
v. Allan, 80 N.J. 421, 404 A.2d 8 (1979), overruled Gleitman
v. Cosgrove, 49 N.J. 22, 227 A.2d 689 (1967). Some courts have held that
refusal to recognize wrongful birth actions would immunize from liability those
persons who fail to provide proper guidance to persons who would otherwise
choose to exercise their constitutional right to abort a fetus that, if born,
would be seriously unhealthy. Robak
v. United States, 658 F.2d 471 (7th Cir.1981). Recognition of wrongful
birth actions is seen by some as encouraging the accurate performance of medical
procedures. Gildiner,
supra.
The New Jersey Supreme Court in Berman
stated:
"As in all other cases of tortious injury, a
physician whose negligence has deprived a mother of this opportunity should be
required to make amends for the damage which he has proximately caused. Any
other ruling would in effect immunize from liability those in the medical field
providing inadequate guidance to persons who would choose to exercise their
constitutional right to abort fetuses which, if born, would suffer from genetic
defects. See Note, supra, 87 Yale L.J. at 1504-1508; see, e.g., Gildiner,
supra, 451 F.Supp. at 696; Dumer,
supra, 233 N.W.2d at 376-377; Jacobs
v. Theimer, 519
S.W.2d 846, 849 (Tex.1975)."
80
N.J. at 432, 404 A.2d at 14.
At least one court has taken the position that
wrongful birth actions are not new actions, but actually fall within the
traditional boundaries of negligence actions. Robak,
supra. A cause of action for wrongful birth is, in essence, an action for
professional malpractice by a health care provider. Robak,
supra. We agree.
"The elements for recovery under a negligence
theory are: (1) duty, (2) breach of duty, (3) proximate cause, and (4)
injury." Jones
v. Newton, 454 So.2d 1345, 1348 (Ala.1984), citing Mascot
Coal Co. v. Garrett, 156 Ala. 290, 47 So. 149 (1908). See also, Rutley
v. Country Skillet Poultry Co., 549 So.2d 82, 85 (Ala.1989).
[2][3]
To establish a prima facie case in an action for wrongful birth, it is necessary
*1027 for the plaintiff to plead
and prove actual injury. It has been recognized that the birth of a seriously
deformed child results in injury to the child's parents. Blake,
supra; Naccash
v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982), and Harbeson
v. Parke-Davis, Inc., 98 Wash.2d 460, 656 P.2d 483 (1983). This
conclusion is inevitable if it is also recognized that parents have a right to
terminate a pregnancy. Roe
v. Wade holds not only that parents do have such a right, but that it is
one guaranteed to them against most state action by the Constitution of the
United States. Harbeson,
supra.
The plaintiff must also prove a causal connection
between the defendant's negligence and the child's birth. In order to establish
causation, it is necessary for the plaintiff to show that, had the defendant not
been negligent, the plaintiff would have been aware of the possibility that the
child would be seriously defective, and either the child would not have been
conceived or the pregnancy would have been terminated. Blake,
supra; Eisbrenner
v. Stanley, 106 Mich.App. 357, 308 N.W.2d 209 (1981); Jacobs,
supra; and Dumer
v. St. Michael's Hospital, 69 Wis.2d 766, 233 N.W.2d 372 (1975).
A claim for medical negligence is recognized in
Alabama, but a claim for wrongful birth has not been specifically addressed by
this Court. The plaintiffs correctly point out that we have referred to the
wrongful birth cause of action on three occasions. First, in Elliott
v. Brown, 361 So.2d 546 (Ala.1978), we were faced with a wrongful
life claim by a child born with serious deformities; the child's father had
remained fertile after a negligently performed vasectomy. We held that a child
does not have an action for wrongful life. We said that "there is no legal
right not to be born," 361
So.2d at 548, and, therefore, that no cause of action exists for wrongful
life:
"Upon what legal foundation is the court to
determine that it is better not to have born than to be born with deformities?
... We decline to pronounce judgment in the imponderable area of
nonexistence."
361
So.2d at 548. In Elliott,
we noted that "[o]nly the [child's] suit was dismissed [by the trial
court]. The suits by Therman Elliott and his wife [for wrongful birth] are in no
way involved [in] this appeal." In Elliott,
we relied on the reasoning of Gleitman
v. Cosgrove, 49 N.J. 22, 227 A.2d 689 (1967), which has been partially
reversed to permit a wrongful birth claim.
Second, in Boone
v. Mullendore, 416 So.2d 718 (Ala.1982), the plaintiff alleged that her
doctor had negligently failed to remove her fallopian tubes or had negligently
represented that her fallopian tubes had been removed and that she was sterile.
The plaintiff subsequently conceived and gave birth to a healthy child. We
stated that this claim for wrongful pregnancy, unlike a claim for
wrongful life, is more suited to a traditional medical malpractice action. We
applied a traditional tort analysis of duty, breach of duty, proximate cause,
and damage. We recognized a case of action for wrongful pregnancy in Boone.
Third, in Colburn
v. Wilson, 570 So.2d 652 (Ala.1990), the parents made a wrongful
birth claim against a physician for failing to detect gross abnormalities by
ultrasound. The facts of Colburn
are similar to those of this case. However, we did not address the merits of the
wrongful birth claim because, "assum[ing] that there was a cause of
action," the claim was barred by the statute of limitations. 570
So.2d at 654.
Dr. Banach urges us to follow the reasoning in Azzolino
v. Dingfelder, 315 N.C. 103, 337 S.E.2d 528 (1985). The North Carolina
court held: "claims for relief for wrongful birth of defective children
shall not be recognized in this jurisdiction absent a clear mandate from the
legislature." 315
N.C. at 110, 337 S.E.2d at 533. The North Carolina court concluded that a
claim for wrongful birth did not fit within the framework of a traditional tort
analysis and reasoned that a breakdown occurs when the analysis reaches the
issues of proximate cause and injury:
"In order to allow recovery such courts must
then take a step into entirely untraditional analysis by holding that the
existence of a human life can constitute an injury cognizable at law. Far from
being 'traditional' tort analysis, such a step requires a view of human life
previously unknown to the law of this jurisdiction. We are unwilling to take any
such step because *1028 we are
unwilling to say that life, even life with severe defects, may ever amount to
legal injury."
315
N.C. at 111, 337 S.E.2d at 533-34. According to the court in Azzolino,
the heart of the problem in wrongful birth cases is that the "physician
cannot be said to have caused the defect. This disorder is genetic and not the
result of any injury negligently inflicted by the doctor." 315
N.C. at 115, 337 S.E.2d at 536, quoting Becker
v. Schwartz, 46 N.Y.2d 401 at 417-22, 413 N.Y.S.2d 895 at 904-07, 386 N.E.2d
807 at 816-19 (1978) (Wachtler, J., dissenting in part).
In Robak,
where the action was brought under the Federal Tort Claims Act, the Government
advanced a similar argument: that no proximate cause existed because irrevocable
injury to the fetus had already occurred before the negligent acts were committed.
The Seventh Circuit Court of Appeals, applying Alabama law, responded:
"A negligent act need not be the sole
cause of the injury complained of in order to be a proximate cause of that
injury. Moreover, the cause of action is not based on the injuries to the fetus
but on defendant's failure to diagnose ... and inform ... of the
consequences."
658
F.2d at 477. We agree that the analysis set out in Robak
comports with Alabama law. See, e.g., Wolfe
v. Isbell, 291 Ala. 327, 280 So.2d 758, 761 (1973). We also agree with
the Robak
court that a so-called wrongful birth case is in reality a medical negligence
malpractice case. That court said: "A case like this one is little
different from an ordinary medical malpractice action. It involves a failure by
a physician to meet a required standard of care, which resulted in specific
damages to the plaintiffs." Robak
at 476. This case involves an alleged failure by Dr. Banach to properly
perform prenatal tests that would have revealed severe multiple congenital
abnormalities in the fetus, which, if known to the parents, would have weighed
in their decision whether to exercise their constitutional right to terminate
the pregnancy.
The defendants make compelling policy arguments for
rejecting the plaintiffs' cause of action. These include:
"(1) [T]he tort will be particularly subject
to fraudulent claims. The cause of action is dependent entirely upon the
retrospective and subjective testimony of the mother that had she known of the
defects during the pregnancy, she would have aborted the child.
"(2) [T]he wrongful birth action would place a
heavy burden on obstetricians/gynecologists. Appellee claims that with respect
to obstetrics and gynecology the wrongful birth action will:
"a. Increase abortions;
"b. Increase abortions of healthy fetuses as a
risk management action;
"c. Increase the cost of prenatal care as the
result of more prenatal testing and the burden on OB/GYNs to obtain detailed
informed consent; and
"d. Lead to the reduction of OB/GYNs
practicing in the state.
"(3) Another concern is that which was
recognized in Boone,
which is the negative impact the cause of action may have on the child by
creating an 'emotional bastard.'
"(4) Since the wrongful birth views
nonexistence as being greater than life with a disability, the cause of action
would have a negative impact on the disabled. The cause of action cries out that
children with disabilities constitute injury to parents. This will lead to a
stigmatism and high toll on the self-esteem of persons with disabilities at a
time when our state and country are moving forward at great lengths to recognize
the rights and privileges of the disabled as ordinary citizens."
These same arguments were advanced in Siemieniec
v. Lutheran Gen. Hosp., 117 Ill.2d 230, 111 Ill.Dec. 302, 512 N.E.2d 691
(1987). The Supreme Court of Illinois rejected those arguments and stated:
"In a negligence medical malpractice case, the
burden is on the plaintiff to prove the following elements of a cause of action:
the proper standard of care against which the defendant physician's conduct is
measured; an unskilled or negligent failure to comply with the applicable
standard; and a resulting injury proximately caused by the physician's want of
skill or care. (Purtill
v. *1029 Hess
(1986), 111 Ill.2d 229, 241-42, 95 Ill.Dec. 305, 489 N.E.2d 867; Walski
v. Tiesenga (1978), 72 Ill.2d 249, 256, 21 Ill.Dec. 201, 381 N.E.2d 279;
Borowski
v. Von Solbrig (1975), 60 Ill.2d 418, 423, 328 N.E.2d 301.) ... The
parent's claim for wrongful birth rests upon the injury to the mother by virtue
of the physician's or other healthcare provider's negligence, resulting in the
mother's being deprived of the right to make an informed choice either to
prevent the child's conception or to terminate the child's life by abortion.
Thus the defendant argues that in wrongful birth cases the injury complained of
is life itself. In either case, however, in order to support such a claim this
court would have to conclude that life, even with severe defects, can be an
injury...."
117
Ill.2d at 254, 111 Ill.Dec. at 314, 512 N.E.2d at 703-04.
Although the arguments of the defendants set out
above are compelling, the great weight of authority to the contrary forces us to
agree with the majority of the courts and the legal commentators and to hold
that an action for the wrongful birth of a genetically or congenitally defective
child may be maintained by the parents of such a child.
The nature of the tort of wrongful birth has
nothing to do with whether a defendant caused the injury or harm to the child,
but, rather, with whether the defendant's negligence was the proximate cause of
the parents' being deprived of the option of avoiding a conception or, in the
case of pregnancy, making an informed and meaningful decision either to
terminate the pregnancy or to give birth to a potentially defective
child. Like most of the other courts that have considered this cause of
action, we hold that the parents of a genetically or congenitally defective
child may maintain an action for its wrongful birth if the birth was the result
of the negligent failure of the attending prenatal physician to discover and
inform them of the existence of fetal defects.
[4]
We next consider the issue of damages. The Keels urge us to allow them to pursue
damages for (1) Justin's medical expenses, (2) the cost of Justin's medical
equipment (such as his wheelchair), (3) the value of Karen's services in nursing
and caring for Justin to the exclusion of her work or career, (4) Danny's loss
of consortium of Karen attendant with the cesarean section birth, (5) Karen's
physical pain and suffering associated with the cesarean section delivery of
Justin due to the hydrocephalus, (6) and the tremendous emotional suffering and
mental anguish associated with day-to-day life with Justin which, they claim,
are natural and foreseeable consequences of the injury they sustained.
Damage or harm incurred by the Keels for which they
do not make a claim are: (1) the ordinary expenses of raising and providing for
Justin, such as food, clothing, shelter, books, and toys, (2) costs associated
with taking Justin to a public school in a nearby town, and (3) the expenses
relating to Justin's funeral.
Damages not incurred by the Keels, but which they
urge us to adopt as recoverable damages in a cause of action for wrongful birth
are: (1) missed work and salary cuts, (2) future medical expenses, and (3)
special educational costs.
Among the jurisdictions that recognize the cause of
action for wrongful birth, there is little agreement on the issue of damages,
and a majority does not allow recovery for emotional distress. In Robak
v. United States, 658 F.2d 471 (7th Cir.1981), the Seventh Circuit Court
of Appeals allowed recovery for all damage related to the doctor's negligence,
including the costs associated with rearing a normal child. In Lloyd
v. North Broward Hospital District, 570 So.2d 984 (Fla.Dist.Ct.App.1990),
opinion partly quashed by Kush
v. Lloyd, 616 So.2d 415 (Fla.1992),
the court held that, in a wrongful birth action, emotional distress is a natural
consequence of the tort and is properly seen as an additional element of damage
incident to the wrongful birth claim.
[5]
The basic rule of tort compensation is that the plaintiff should be put in the
position that he would have been in absent the defendant's negligence. Robak
concluded "that the case [was] governed by ordinary tort principles. It is
a fundamental tenet of tort law that a negligent tortfeasor is liable for all
*1030 damages that are the
proximate result of his negligence." 658
F.2d at 478 (emphasis original). Alabama has followed this rule in other
medical negligence malpractice actions. Snow
v. Allen, 227 Ala. 615, 151 So. 468 (1933).
We follow the holding of other courts that have
considered this issue. "[T]he current trend with respect to damages is to
allow the recovery of only the additional costs of treatment and special
resources for the child, not the entire cost of rearing the child."
Andrews, The
Double Helix, supra, at 156-57.
This article notes that one state has codified this rule of damages. Maine has
adopted a statute that provides: "Damages for the birth of an unhealthy
child born as the result of professional negligence shall be limited to damages
associated with the disease, defect or handicap suffered by the child." The
primary element of damages that may be recovered in an action for wrongful birth
is the pecuniary loss to the plaintiffs, the child's parents, resulting from the
care and treatment of the child. The plaintiffs are entitled to recover for the
extraordinary expenses they incur because of the child's unhealthy condition,
including: (1) hospital and medical costs, (2) costs of medication, and (3)
costs of education and therapy for the child.
It is generally recognized that, in a wrongful
birth action, parents may recover the extraordinary costs necessary to treat the
birth defect and any additional medical or educational costs attributable to the
birth defect during the child's minority. See Turpin
v. Sortini, 31 Cal.3d 220, 182 Cal.Rptr. 337, 643 P.2d 954 (1982); Ramey
v. Fassoulas, 414 So.2d 198 (Fla.Dist.Ct.App.1982); Blake
v. Cruz, 108 Idaho 253, 698 P.2d 315 (1984); Schroeder
v. Perkel, 87 N.J. 53, 432 A.2d 834 (1981); Becker
v. Schwartz, 46 N.Y.2d 401, 413 N.Y.S.2d 895, 386 N.E.2d 807 (1978); Jacobs
v. Theimer, 519 S.W.2d 846 (Tex.1975); Naccash
v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982); Harbeson
v. Parke-Davis, Inc., 98 Wash.2d 460, 656 P.2d 483 (1983), later
proceeding, 746
F.2d 517 (9th Cir.1984); Dumer
v. St. Michael's Hosp., 69 Wis.2d 766, 233 N.W.2d 372 (1975).
Emotional distress suffered by the parents of an
unhealthy child is compensable in a wrongful birth action. See, Phillips
v. United States, 508 F.Supp. 544 (D.S.C.1981); Blake,
supra; Eisbrenner
v. Stanley, 106 Mich.App.
357, 308 N.W.2d 209 (1981); Naccash,
supra; and Harbeson,
supra. A jury could conclude that the defendants, in failing to inform Mrs.
Keel of the possibility of giving birth to a child with severe multiple
congenital abnormalities, directly deprived her and, derivatively, her husband,
of the option to accept or reject a parental relationship with the child and
thus caused them to experience mental and emotional anguish upon their
realization that they had given birth to a child afflicted with severe multiple
congenital abnormalities.
We conclude that the following items are
compensable, if proven: (1) any medical and hospital expenses incurred as a
result of a physician's negligence; (2) the physical pain suffered by the wife;
(3) loss of consortium; and (4) mental and emotional anguish the parents have
suffered.
[6]
We agree with the Supreme Court of Illinois in Siemieniec
v. Lutheran Gen. Hosp., supra, that the issue presented by litigation
like this is one properly to be resolved by the courts. That court said:
"Many courts have accepted wrongful birth as a
cause of action on the theory that it is a logical and necessary extension of
existing principles of tort law. (E.g., Eisbrenner
v. Stanley (1981) 106 Mich.App. 357, 366-67, 308 N.W.2d 209, 213; Schroeder
v. Perkel (1981), 87 N.J. 53, 62, 432 A.2d 834, 838; Becker
v. Schwartz (1978), 46 N.Y.2d 401, 412-13, 413 N.Y.S.2d 895, 901, 386 N.E.2d
807, 813; Naccash
v. Burger (Va.1982), 223 Va. 406, 290 S.E.2d
825, 829; Harbeson
v. Parke-Davis, Inc. (1983), 98 Wash.2d 460, 466- 67, 656 P.2d 483, 488;
James
G. v. Caserta (W.Va.1985) [175 W.Va. 406], 332 S.E.2d 872, 882). Some
courts have recognized the cause of action because of the expanding ability of
medical technology to accurately detect and predict genetic or other congenital
abnormalities before conception or birth. Imposing liability on individual
physicians or other health-care providers, these courts say, vindicates the
societal interest in reducing and preventing the incidence of such defects. (*1031
E.g., Blake
v. Cruz (1984), 108 Idaho 253, 256, 698 P.2d 315, 318.) Other courts
have expressed concern that refusing to recognize this cause of action would
frustrate the fundamental policies of tort law: to compensate the victim; to
deter negligence; and to encourage due care. (E.g., Robak
v. United States (7th Cir.1981), 658 F.2d 471, 476 (applying Alabama law);
Phillips
v. United States (D.S.C.1981), 508 F.Supp. 544, 550 (applying South Carolina
law); Gildiner
v. Thomas Jefferson University Hospital (E.D.Pa.1978), 451 F.Supp. 692, 696
(applying Pennsylvania law); Smith
v. Cote (1986), 128 N.H. 231, 242, 513 A.2d 341, 348.) A few courts have
also stated that refusal to recognize wrongful birth claims would impermissibly
burden the constitutional rights involved in conception, procreation, and other
familial decisions. E.g., Speck
v. Finegold (1981), 497 Pa. 77, 84-85, 439 A.2d 110, 114; Jacobs
v. Theimer (Tex.1975), 519 S.W.2d 846, 848."
117
Ill.2d at 257-58, 111 Ill.Dec. at 316, 512 N.E.2d at 705.
The Alabama legislature passed a new Medical
Liability Act in 1987, regarding medical negligence causes of action. Nowhere in
that Act are wrongful birth cases excluded, as they are in laws passed in
Missouri and Minnesota. We can only assume that the Alabama legislature did not
intend to exclude this class of negligence cases from resolution by the courts.
For the foregoing reasons, the judgment of the
trial court holding that the Keels have no cause of action for wrongful birth is
reversed and the cause is remanded for proceedings consistent with this opinion.
REVERSED AND REMANDED.
HORNSBY,
C.J., and ALMON,
ADAMS, HOUSTON
and INGRAM, JJ., concur.
Ala.,1993.
END OF DOCUMENT
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