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James
G. v. Caserta |
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FOR EDUCATIONAL USE ONLY
Parents sought to recover damages resulting from
allegedly negligent performance of a tubal ligation, and the United States
District Court certified questions for review. In a related case, the Circuit
Court, Harrison County, Ziegler, J., entered judgment in favor of physician,
notwithstanding parents' claim that physician failed to perform an amniocentesis
test on mother, which would have revealed that child had a birth defect, and
parents appealed. The two cases were consolidated for purposes of review, and
the Supreme Court of Appeals, Miller, C.J., held that: (1) cause of action for
wrongful pregnancy is recognized in West Virginia; (2) damages, including costs
of initial unsuccessful sterilization operation, prenatal care, childbirth,
postnatal care, and a second sterilization operation if obtained, physical and
mental pain suffered by mother as result of pregnancy and subsequent childbirth
and as result of undergoing two sterilization operations, and loss of consortium
and wages, are recoverable in a wrongful pregnancy action; (3) claim for
wrongful life does not exist in West Virginia in absence of any statute giving
rise to such cause of action; and (4) parents in wrongful birth action may
recover extraordinary costs for rearing child with birth defects not only during
his minority, but also after child reaches age of majority if child is unable to
support himself because of physical or emotional disabilities.
Certified questions answered and dismissed in case
No. CC944; reversed and remanded in case No. 16426.
West
Headnotes
[1]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
"Wrongful pregnancy" is applicable to
those tort cases where failed sterilization procedure has resulted in birth of
healthy child.
[2]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
"Wrongful birth" applies to those cases
where child is born with birth defect.
[3]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Legal theory in a wrongful birth claim is based on
fact that physician failed to advise parents of existence of condition
indicating that child may have birth defects, and this failure to advise
prevents parents from making an informed decision with regard to not conceiving
a child, or in event of pregnancy, to terminate same.
[4]
KeyCite
this headnote
205
Husband and Wife
205VI
Actions
205k206
Rights of Action by Husband or Wife or Both
205k209
For Torts
205k209(3)
k. Personal Injuries to Wife Resulting in Loss of Services
or Consortium, Impairment of Earning Capacity, or Expenses.
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Damages, including costs of initial unsuccessful
sterilization operation, prenatal care, childbirth, postnatal care, and a second
sterilization operation if obtained, physical and mental pain suffered by mother
as result of pregnancy and subsequent childbirth and as result of undergoing two
sterilization operations, and loss of consortium and wages, are recoverable in a
wrongful pregnancy action.
[5]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Ordinary costs of raising healthy child cannot be
recovered in wrongful pregnancy action.
[6]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Claim brought on behalf of child who was born with
birth defects is a claim for "wrongful life."
[7]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Claim for wrongful life does not exist in West
Virginia in absence of any statute giving rise to such cause of action.
[8]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
A cause of action for wrongful birth is recognized
in West Virginia.
[9]
KeyCite
this headnote
299
Physicians and Surgeons
299I
In General
299k18
Actions for Negligence or Malpractice
299k18.110
k. Damages.
Parents in a wrongful birth action may recover
extraordinary costs for rearing child with birth defects not only during his
minority, but also after child reaches age of majority if child is unable to
support himself because of physical or emotional disabilities.
**873
*407 Syllabus by the Court
1. The term "wrongful pregnancy" is
applicable to those cases where a failed sterilization procedure has resulted in
the birth of a healthy child. The term "wrongful birth" applies to
those cases where the child is born with a birth defect.
2. The liability theory in the most common wrongful
pregnancy action is the parents' claim that the physician was negligent in
performing a sterilization procedure and as a consequence the parents conceived
a child for whom they had not planned and seek to recover hospital, medical, and
other related expenses attendant to the birth of the child.
3. The legal theory in a wrongful birth claim is
based on the fact that the physician failed to advise the parents of the
existence of a condition indicating that their child may have birth defects.
This failure to advise prevented the parents from making an informed decision
with regard to not conceiving a child or, in the event of a pregnancy, to
terminate the same.
4. An action based on wrongful pregnancy is
recognized in this State.
5. In applying our general rules governing damages
to a wrongful pregnancy action, we conclude that the following damages are
recoverable, if proven: (1) any medical and hospital expenses incurred as a
result of a physician's negligence, including costs of the initial unsuccessful
sterilization operation, prenatal care, childbirth, postnatal care, and a second
sterilization operation, if obtained; (2) the physical and mental pain suffered
by the wife as a result of the pregnancy and subsequent childbirth and as a
result of undergoing two sterilization operations; and (3) recovery for the loss
of consortium and loss of wages.
6. The ordinary costs of raising a healthy child
cannot be recovered in a wrongful pregnancy action.
7. A claim brought on behalf of a child who is born
with birth defects is generally labeled by courts as a claim for "wrongful
life."
*408
8. In this jurisdiction, a claim for wrongful life does not exist in the absence
of any statute giving rise to such a cause of action.
9. A cause of action for wrongful birth is
recognized in this State.
10. Under the common law where a child is
incapable of supporting himself because of physical or emotional disabilities,
the parents' obligation to support continues beyond the child's age of majority.
11. Parents may in a wrongful birth action recover the extraordinary costs for
rearing a child with birth defects not only during his minority, but also after
the child reaches the age of majority if the child is unable to support himself
because of physical or emotional disabilities.
Paul A. Ryker, Huntington, for appellants James
G. and Lurana G.
Wood, Grimm & Delp, John F. Wood, Jr., Robert
M. Losey, Huntington, for appellee Caserta.
Charles S. Morrow, Pittsburgh, Pa., Kenneth E.
Kincaid, Morgantown, for appellants Jennifer S. et al.
Steptoe & Johnson, Herbert G. Underwood, Irene
M. Keeley, Clarksburg, for appellee Kirdnual.
**874
MILLER, Chief Justice:
These two cases have been consolidated for purposes
of this opinion as they involve interrelated issues dealing with the rights of
parents and their children to recover damages against health care providers for
what are commonly called wrongful pregnancy, wrongful birth, and wrongful life
causes of action. [FN1]
FN1.
We have styled this case by using the first names and last initials of the
plaintiffs to protect their identities. Because of the emotional, moral, and
philosophical implications inherent in wrongful pregnancy, wrongful birth, and
wrongful life cases, we feel that this procedure will prevent the plaintiffs
from being subject to any undue publicity and will help to preserve the sanctity
of the families involved. Cf. J.B.
v. A.B., 161 W.Va. 332, 242 S.E.2d 248 (1978).
The first case comes by way of certified questions
from a federal district court and involves parents seeking to recover damages
resulting from an alleged negligently performed tubal ligation. The wife
subsequently became pregnant and delivered a healthy child. In the second case,
the parents claim that the physician failed to perform an amniocentesis test on
the wife, which would have revealed that the child had a birth defect. Both the
parents and the child seek to recover damages in this case.
I.
A.
The first of the two certified
questions from the United States District Court for the Southern District of
West Virginia, pursuant to W.Va.Code,
51-1A-1, [FN2]
asks whether a cause of action for wrongful birth is recognized in West
Virginia.
[FN3] If we answer the first question in the affirmative, then the second
question is what damages may be recovered in such an action.
FN2.
Under W.Va.Code,
51-1A-1, this Court has the discretion to answer questions of law certified
to us by "the Supreme Court of the United States, a court of appeals of the
United States, a United States district court or the highest appellate court or
the intermediate appellate court of any other state." This procedure is
used when there is no controlling State precedent on the issue certified. See,
e.g., Flannery
v. United
States,
171 W.Va. 27, 297 S.E.2d 433, 34 A.L.R.4th 281 (1982); Abrams
v. West Virginia Racing Comm'n., 164 W.Va. 315, 263 S.E.2d 103 (1980); Morningstar
v. Black & Decker Mfg. Co., 162 W.Va. 857, 253 S.E.2d 666 (1979).
FN3.
We note that a case which is factually similar to the present one was decided by
the United States District Court for the Southern District of West Virginia in Bishop
v. Byrne, 265 F.Supp. 460 (S.D.W.Va.1967). There, a negligent tubal ligation
resulted in the birth of a healthy child. The court, without using the terms
wrongful pregnancy or wrongful birth, held that the complaint stated a valid
cause of action under West Virginia's law of negligence. It did not discuss the
damage issue.
[1][2]
Courts have devised several terms to describe causes of action involving a
physician's negligence that results in unplanned pregnancies or births. Some
courts make a distinction between wrongful *409
birth and wrongful pregnancy, also referred to as wrongful conception. According
to these courts, wrongful birth is an action brought by the parents of a child
born with birth defects while wrongful pregnancy is an action brought by the
parents of a child born healthy. See Fulton-DeKalb
Hosp. Auth. v. Graves, 252
Ga. 441, 314 S.E.2d 653 (1984); Blake
v. Cruz, 698 P.2d 315 (Idaho 1984); Nanke
v. Napier, 346 N.W.2d 520 (Iowa 1984); Kingsbury
v. Smith, 122 N.H. 237, 442 A.2d 1003 (1982); Handling Pregnancy & Birth
Cases §§ 3.8, 6.1 (1983); Annot., 83
A.L.R.3d 15 (1978).
[FN4] We believe that there are material **875
distinctions in the underlying causes of action and in the amount of damages
that can be recovered by the parents in the two situations. [FN5]
We will use the term "wrongful pregnancy" for those cases where a
failed sterilization procedure has resulted in the birth of a healthy child. The
term "wrongful birth" applies to those cases where the child is born
with a birth defect. See Part II, infra. Therefore, even though the certified
questions use the term "wrongful birth," we will answer the questions
with regard to a wrongful pregnancy action, which we believe is more appropriate
in the present case.
FN4.
This area of the law as well as the companion theory of wrongful life discussed
in Part II, infra, has drawn the attention of numerous legal commentators. E.g.,
Capron, Tort Liability in Genetic Counseling, 79 Colum.L.Rev. 618 (1979);
Collins, An
Overview and Analysis: Prenatal Torts, Preconception Torts, Wrongful Life,
Wrongful Death, and Wrongful Birth: Time for a New Framework, 22 J.Fam.L. 677
(1983-84); Rogers, Wrongful Life and Wrongful Birth: Medical
Malpractice in Genetic Counseling
and Prenatal Testing, 33 S.C.L.Rev. 713 (1982); Scheid, Benefits vs. Burdens:
The Limitation of Damages in Wrongful Birth, 23 J.Fam.L. 57 (1984-85); Comment,
Wrongful Life: A Tort Resuscitated, 7 Am.J.Trial Advoc. 167 (1983); Comment,
Damages for the Wrongful Birth of Healthy Babies, 21 Duq.L.Rev. 605 (1983);
Comment, Recovery
of Childrearing Expenses in Wrongful Birth Cases: A Motivational Analysis, 32
Emory L.J. 1167 (1983); Comment, Wrongful Birth and Wrongful Life: Questions
of Public Policy, 28 Loy.L.Rev. 77 (1982); Comment, Wrongful Life: The Tort That
Nobody Wants, 23 Santa Clara L.Rev. 847 (1983); Comment, The Trend
Toward Judicial Recognition of Wrongful Life: A Dissenting View, 31
U.C.L.A.L.Rev. 473 (1983); Comment, Wrongful Life: A Legislative Solution to
Negligent Genetic Counseling, 18 U.S.F.L.Rev. 77 (1983); Note, Boone v.
Mullendore: Confusion of Actions in Wrongful Life, Wrongful Birth, and Wrongful
Pregnancy, 35 Ala.L.Rev. 179 (1984); Note, Wrongful Birth: Fact Patterns Giving
Rise to Causes of Action Distinguished and Discussed, 4 Hamline L.Rev. 59
(1980); Note, Wrongful Life: A Finally Recognized Tort, 8 J.Juv.L. 127 (1984);
Note, Trends in Recognition of Future Child Rearing Expenses in Wrongful
Conception Actions, 8 J.Juv.L. 178 (1984); Note, Damages for Wrongful Birth and
Wrongful Pregnancy in Illinois, 15 Loy.U.Chi.L.J. 799 (1984); Note, Judicial
Limitations on Damages Recoverable for the Wrongful Birth of a Healthy Infant,
68 Va.L.Rev. 1311 (1982).
FN5.
We note that several courts do not make any distinction between a wrongful
pregnancy and a wrongful birth action. As a result, what we would refer to as a
wrongful pregnancy case is sometimes labeled a wrongful birth action in other
states. Therefore, in citing authority from other jurisdictions, we will use
both terms.
[3]
The liability theory in the most common wrongful pregnancy action is the
parents' claim that the physician was negligent in performing a sterilization
procedure and as a consequence the parents conceived a child for whom they had
not planned and seek to recover hospital, medical, and other related expenses
attendant to the birth of the child. As we explain in greater detail in Part II,
the usual theory in a wrongful birth claim is not that the parents did not
desire to have a child initially and, thereby, underwent sterilization
procedures. Rather, the legal theory is based on the fact that the physician
failed to advise the parents of the existence of a condition indicating that
their child may have birth defects. This failure to advise prevented the parents
from making an informed decision with regard to not conceiving a child or, in
the event of a pregnancy, to terminate the same.
The facts involved in the underlying civil suit can
be summarized briefly. The plaintiffs, husband and wife, decided that to avoid
having any more children, the wife would undergo a tubal ligation operation,
which was performed by Dr. Larry Caserta on January 8, 1981. In August of 1981,
the plaintiffs were informed that the wife was pregnant and in February of 1982,
she *410 gave birth to a healthy
child. Subsequently, the plaintiffs filed this civil action against Dr. Caserta
for the alleged negligently performed tubal ligation.
We emphasize that we are concerned only with the
two certified questions presented and do not address the liability of the
defendant physician. The certified questions, in effect, ask us to assume that
there is proof of malpractice in order to determine whether we recognize the
cause of action.
An overwhelming majority of other jurisdictions have recognized a cause
of action for wrongful pregnancy or wrongful birth.
[FN6] **876 The usual
analysis applied in these cases is that if the physician has negligently
performed the sterilization operation, he has breached his duty to
his patient. From a proximate cause standpoint, it is foreseeable that as a
result of this negligence, another child will be born and the parents will incur
damages as a result of the medical and hospital costs associated with the birth
of the child as well as other damages. The Supreme Court of Alabama summarized
this approach in Boone
v. Mullendore, 416 So.2d 718, 720 (Ala.1982):
FN6.
See Boone
v. Mullendore, 416 So.2d 718 (Ala.1982); University
of Arizona Health Sciences Center v. Superior Court, 136 Ariz. 579, 667 P.2d
1294 (1983) (En Banc); Wilbur
v. Kerr, 275 Ark. 239, 628 S.W.2d 568 (1982); Turpin
v. Sortini, 31 Cal.3d 220, 643 P.2d 954, 182 Cal.Rptr. 337 (1982) (In Bank);
Ochs
v. Borrelli, 187 Conn. 253, 445 A.2d 883 (1982); Fassoulas
v. Ramey, 450 So.2d 822 (Fla.1984); Fulton-DeKalb
Hosp. Auth. v. Graves, supra; Blake
v. Cruz, supra; Byrd
v. Wesley Medical Center, 237 Kan. 215, 699 P.2d 459 (1985); Schork
v. Huber, 648 S.W.2d 861 (Ky.1983); Jones
v. Malinowski, 299 Md. 257, 473 A.2d 429 (1984); Troppi
v. Scarf, 31 Mich.App. 240, 187 N.W.2d 511 (1971); Sherlock
v. Stillwater Clinic, 260 N.W.2d 169 (Minn.1977); Miller
v. Duhart, 637 S.W.2d 183 (Mo.App.1982); Kingsbury
v. Smith, supra; Schroeder
v. Perkel, 87 N.J. 53, 432 A.2d 834 (1981); Bowman
v. Davis, 48 Ohio St.2d 41, 356 N.E.2d 496, 2 O.O.3d 133 (1976); Speck
v. Finegold, 497 Pa. 77, 439 A.2d 110 (1981); Jacobs
v. Theimer, 519 S.W.2d 846 (Tex.1975); Naccash
v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982); McKernan
v. Aasheim, 102 Wash.2d 411, 687 P.2d 850 (1984) (En Banc); Dumer
v. St. Michael's Hosp., 69 Wis.2d 766, 233 N.W.2d 372, 83 A.L.R.3d 1 (1975);
Beardsley
v. Wierdsma, 650 P.2d 288 (Wyo.1982).
"[I]n order to state a cause of action for
negligence, the plaintiff must show that the defendant has a legal duty, that
the defendant has breached that duty, that the defendant's breach proximately
caused an injury, and that damages have resulted to the plaintiff.... It is also
the law in Alabama that a physician owes a duty to exercise reasonable care in
the treatment of his or her patients.... Therefore, if proven, the negligent
misrepresentation of the nature of the surgery and/or such negligent performance
of that surgery as would wrongfully cause a patient to become pregnant would be
a breach of that duty." (Citations omitted).
This follows our general law regarding proof of
malpractice as set out in Syllabus Point 1 of Hinkle
v. Martin, 163 W.Va. 482, 256 S.E.2d 768 (1979):
" 'In an action for damages against a
physician for negligence or want of skill in the treatment of an injury or
disease, the burden is on the plaintiff to prove such negligence or want of
skill and that it resulted in injury to the plaintiff.' Point 4, Syllabus, Hundley
v. Martinez, 151 W.Va. 977 [158 S.E.2d 159] (1967)."
See also Syllabus Point 1, Roberts
v. Gale, 149 W.Va. 166, 139 S.E.2d 272 (1964); Syllabus, White
v. Moore, 134 W.Va. 806, 62 S.E.2d 122 (1950).
In light of the authority from other jurisdictions
and our medical malpractice cases, we conclude that an action based on wrongful
pregnancy is recognized in this State, and, therefore, answer the first
certified question in the affirmative.
B.
The second certified question requests that we
specify the damages that are recoverable in a wrongful pregnancy action. The
plaintiffs seek recovery for the medical expenses attributable to the original
tubal ligation, prenatal care, childbirth, postnatal care, and the cost of a
subsequent tubal ligation. In addition to these pecuniary damages, the
plaintiffs seek damages to compensate the wife's physical and mental *411
pain and suffering resulting from the pregnancy and the sterilization
operations, and the loss of consortium. A final claim is for the anticipated
costs of rearing and educating their healthy child.
A majority of the courts that have examined the
damage issue in a wrongful pregnancy context have ruled that most of the
above-listed damages are recoverable except child-rearing costs for a healthy
child. See Boone
v. Mullendore, supra; Wilbur
v. Kerr, 275 Ark. 239, 628 S.W.2d 568 (1982); Fassoulas
v. Ramey, 450 So.2d 822 (Fla.1984); Fulton-DeKalb
Hosp. Auth. v. Graves, supra; Blake
v. Cruz, supra; Sherlock
v. Stillwater Clinic, 260 N.W.2d 169 (Minn.1977); Miller
v. Duhart, 637 S.W.2d 183 (Mo.App.1982); Kingsbury
v. Smith, supra; Mason
v. Western Pennsylvania Hosp.,
499 Pa. 484, 453 A.2d 974 (1982); Naccash
v. Burger, 223 Va. 406, 290 S.E.2d 825 (1982); McKernan
v. Aasheim, 102 Wash.2d 411, 687 P.2d 850 (1984) (En Banc); Beardsley
v. Wierdsma, 650 P.2d 288 (Wyo.1982). The awarding of these damages is
compatible with our cases regarding the recovery of damages in negligence
actions.
**877
In Flannery
v. United States, 171 W.Va. 27, 29, 297 S.E.2d 433, 435, 34 A.L.R.4th 281, 284
(1982), we noted that "[t]he basic goal in awarding damages is to
fairly and adequately compensate the plaintiff for the injuries and losses
sustained." See generally Syllabus Point 3, Perkins
v. Monongahela Valley Traction Co., 81 W.Va. 781, 95 S.E. 797 (1918); Yates
v. Crozer Coal & Coke Co., 76 W.Va. 50, 84 S.E. 626 (1915); Syllabus
Point 1, Talbott
v. West Virginia C. & P. Ry. Co., 42 W.Va. 560, 26 S.E. 311 (1896). In
the medical malpractice area, we stated in Syllabus Point 2 of Thornton
v. Charleston Area Medical Center, 158 W.Va. 504, 213 S.E.2d 102 (1975):
"If an injured person uses ordinary care in selecting a physician or
hospital, then the law regards an injury resulting from the negligence of the
physician or hospital as a part of the immediate and direct damages which
naturally flow from the original injury."
[4]
In applying our general rules governing damages to a wrongful pregnancy action,
we conclude that the following damages are recoverable, if proven: (1) any
medical and hospital expenses incurred as a result of a physician's negligence,
including costs of the initial unsuccessful sterilization operation, prenatal
care, childbirth,
[FN7] postnatal care, and a second sterilization operation, if obtained; [FN8]
(2) the physical and mental pain suffered by the wife as a result of the
pregnancy and subsequent childbirth and as a result of undergoing two
sterilization operations; [FN9]
and (3) recovery for the loss of consortium and loss of wages. [FN10]
FN7.
If the parents choose to terminate the unplanned pregnancy, the costs of such an
operation would also be recoverable. Beardsley v. Wierdsma, supra.
FN8.
Cf. Syllabus Points 14 and 16, Long
v. City of Weirton, 158 W.Va. 741, 214 S.E.2d 832 (1975) (rules for the
recovery of medical and out-of-pocket expenses stated).
FN9.
Cf. Crum
v. Ward, 146 W.Va. 421, 122 S.E.2d 18 (1961) (pain and suffering damages
discussed).
FN10.
Cf. King
v. Bittinger, 160 W.Va. 129, 231 S.E.2d 239 (1976) (recovery for loss of
consortium examined); Ellard
v. Harvey,
159
W.Va. 871, 231 S.E.2d 339 (1976) (claim for loss of wages analyzed).
The most difficult issue in this area is whether
damages may be recovered in a wrongful pregnancy action for the ordinary costs
of raising a healthy child. The theory behind this damage claim is that if it
were not for the negligence of the physician in performing the sterilization
operation, the subsequent pregnancy and resulting birth would not have occurred.
Therefore, it is argued that since the physician's negligence resulted in the
birth of an unplanned child, he should be required to pay for the ordinary costs
of rearing and educating the child until the child reaches the age of majority
or until the parents' obligation to support the child ceases.
The courts that have addressed this issue have been
rather unanimous in holding that the ordinary child-rearing expenses for a
healthy child cannot be recovered in an action for wrongful pregnancy or
wrongful *412 birth. See Boone
v. Mullendore, supra; Wilbur
v. Kerr, supra; Fassoulas
v. Ramey, supra; Fulton-DeKalb
Hosp. Auth. v. Graves, supra; Nanke
v. Napier, supra; Byrd
v. Wesley Medical Center, supra; Schork
v. Huber, supra; Sherlock
v. Stillwater Clinic, supra; Kingsbury
v. Smith, supra; Mason
v. Western Pennsylvania Hosp., supra; McKernan
v. Aasheim, supra; Beardsley v. Wierdsma, supra. These courts refuse to
recognize this element of damages generally because it would be too speculative
or would violate some public policy.
A minority of courts have adopted what is referred
to as the benefits rule which allows parents to recover the ordinary costs of
child rearing offset by the benefits the parents will receive from having the
child. University
of Arizona Health Sciences Center v. Superior Court, 136 Ariz. 579, 667 P.2d
1294 (1983) (En Banc); Stills
v. Gratton, 55 Cal.App.3d 698, 127 Cal.Rptr. 652 (1976); Ochs
v. Borrelli, 187 Conn. 253, 445 A.2d 883 (1982); Jones
v. Malinowski, 299 Md. 257, 473 A.2d 429 **878
(1984); Troppi
v. Scarf, supra; Sherlock v. Stillwater Clinic, supra.
The Supreme Court of Kansas in Byrd,
699 P.2d at 465, summarized the various reasons underlying the majority view
which denies recovery of ordinary child-rearing costs for a healthy child in a
wrongful pregnancy or wrongful birth action:
"(1) A parent cannot be said to have been
damaged by the birth and rearing of a normal and healthy child.
(2) Benefits of joy, companionship, and affection
which a healthy child can provide outweigh the costs of rearing that child.
(3) The recovery of rearing costs would be a
windfall to the parents and an unreasonable burden on the negligent health care
provider, wholly out of proportion to the culpability of the physician.
(4) Recovery should be denied to protect the mental
and emotional health of the child, sometimes described as an 'emotional
bastard,' who will one day learn that he or she not only was not wanted by his
or her parents, but was reared by funds supplied by another person.
(5) Other reasons include the speculative nature of
damages and the possibility of fraudulent claims."
[5]
We are not persuaded by all of these enumerated reasons in support of the
majority view nor do we accept the arguments in favor of the benefits rule. It
is clear from examining the cases that the issue does not lend itself to a
simple solution. We concur with the Supreme Court of Washington, which
extensively discusses this issue in McKernan, where it concluded that the main
problem with awarding damages for ordinary child-rearing expenses is in
attempting to project the future emotional and other benefits that might be
derived from having the healthy child.
[FN11] As a consequence, it declined to award the cost of child-rearing
expenses because the damages were too speculative. Our rule on establishing
future damages is stated in Syllabus Point 7 of Jordan
v. Bero, 158 W.Va. 28, 210 S.E.2d 618 (1974):
FN11.
In McKernan,
102 Wash.2d at 419-20, 687 P.2d at 855, the court states:
"We
believe that it is impossible to establish with reasonable certainty whether the
birth of a particular healthy, normal child damaged its
parents. Perhaps the costs of rearing and
educating the child could be determined through use of actuarial tables or
similar economic information. But whether these costs are outweighed by the
emotional benefits which will be conferred by that child cannot be calculated.
The child may turn out to be loving, obedient and attentive, or hostile, unruly
and callous. The child may grow up to be President of the United States, or to
be an infamous criminal. In short, it is impossible to tell, at an early stage
in the child's life, whether its parents have sustained a net loss or net
gain."
"To form a legal basis for recovery of future
permanent consequences of the negligent infliction of a personal injury, it must
appear with reasonable certainty that such consequences will result from the
injury; contingent or merely possible future injurious effects are too remote
and speculative to support a lawful recovery."
*413
We find that this rule stated in Jordan is applicable and conclude that in
accordance with the majority of jurisdictions, the ordinary costs of raising a
healthy child cannot be recovered in a wrongful pregnancy action. [FN12]
FN12.
Where the child is born with birth defects, the rule is that
the costs of
correcting the defects and the costs of extraordinary child care arising from
the defects are recoverable in a wrongful birth action. See Part II(B),
infra.
II.
In this second malpractice case, which involves
genetic counseling, we are asked to consider the propriety of the trial court's
action in dismissing the wrongful life claim brought by the parents on behalf of
their child born with Down's syndrome and in directing a verdict in favor of the
defendant physician on the wrongful birth action brought by the parents. They
contend their child's condition would have been discovered during the pregnancy
if the physician **879 had
performed a prenatal test known as amniocentesis. The parents sought as next
friend of their child to recover damages on her behalf for her birth defects,
which action is known as a wrongful life action.
The parents also brought a wrongful birth action
based on the same negligence, which the trial court dismissed based on the fact
that they had failed to prove any recoverable damages. The parents sought to
recover expenses for the extraordinary costs of caring for their child once she
reached the age of majority. The trial court held that once the child reached
the age of majority, the parents were not liable for her support.
[FN13]
FN13.
The circuit court did not dismiss the parents' wrongful birth action apparently
on the belief that they had established sufficient evidence to carry the
negligence issue to the jury. The court ruled that no damages were proven as a
matter of law. The liability issue is, therefore, not before us.
A.
[6]
The question of whether a child who is born with birth defects has a cause of
action against the mother's attending physician is a question of first
impression in this jurisdiction. Such a claim is generally labeled by courts as
a claim for "wrongful life." In a related vein, a claim for wrongful
birth is that asserted by the parents of a child who is born with a birth defect
that causes him to be handicapped. The underlying theory for both causes of
action is that the physician or other health care provider failed to discover
the birth defect and to advise the parents so that they could intelligently
decide whether to forebear having the child or, after the mother has become
pregnant, to consider the termination of the pregnancy.
This area of the tort law has evolved as a result
of the increased ability of medical science to determine the possibility of
genetic defects which can cause substantial birth defects in children. With the
increased knowledge in this field of genetic counseling, there is the
concomitant recognition that the ordinary standard of care may require
appropriate tests and counseling with parents who are more likely to bear
children with birth defects.
Preliminarily, we note that a wrongful life theory
differs from those cases where the negligence directly causes the death of a
viable unborn child. We, along with a majority of other jurisdictions, have
recognized that where injury or death has occurred as a result of the negligent
act of another, the child may recover. Baldwin
v. Butcher, 155 W.Va. 431, 184 S.E.2d 428 (1971); Annot., 99
A.L.R.2d 1398 (1965).
[FN14] *414 Wrongful life
theory is not predicated on the fact that the physician caused any direct injury
to the unborn child.
FN14.
Several courts have extended prenatal torts to events that preceded conception
where it was shown that a negligent act created a condition in the mother which
directly caused the child's birth defect. Jorgensen
v. Meade Johnson Laboratories, Inc., 483 F.2d 237 (10th Cir.1973) (applying
Oklahoma law) (birth control pills taken before pregnancy caused mother to
deliver twins with birth defects); Bergstreser
v. Mitchell, 577 F.2d 22 (8th Cir.1978) (applying Missouri law) (in a
previous delivery, mother's uterus was ruptured by physician's negligence which
created a difficult delivery and permanent injuries to a subsequent child); Renslow
v. Mennonite Hosp., 67 Ill.2d 348, 10
Ill.Dec.
484, 367 N.E.2d 1250, 91 A.L.R.3d 291 (1977) (before conception, mother was
given an improper blood transfusion which subsequently caused child's birth
defect); Seattle-First
National Bank v. Rankin, 59 Wash.2d 288, 367 P.2d 835 (1962) (En Banc)
(physician failed to diagnose mother's correctable anemia and was negligent in
delivering child who was consequently born with cerebral palsy). See Annot., 91
A.L.R.3d 316 (1979).
In the present case, however, we are not confronted
with a claim that the physician's negligence caused the child's birth defect.
Rather, the claim is made on behalf of the child that the physician failed to
perform an amniocentesis test,
[FN15] which would have revealed the birth defect. At this point, the
parents assert that a eugenic termination **880
of the mother's pregnancy could have occurred and the child would not have been
born with the birth defect.
FN15.
Amniocentesis is defined in Dorland's Illustrated Medical Dictionary 70 (25th
ed. 1974), as a "surgical transabdominal perforation of the uterus to
obtain amniotic fluid." It is by analyzing this fluid that the potential
for certain birth defects can be discovered.
Courts have had difficulty in determining the legal
basis for such a child's cause of action. The issue is usually framed in terms
of the child's action being a claim that he has a right not to be born with such
a birth defect. His right not to be born, however, is traced to his mother's
right to terminate the pregnancy. This right is said to have been denied by the
physician who failed to make the diagnostic test which would have revealed the
birth defect.
The Supreme Courts of California, New Jersey, and
Washington have recognized a child's cause of action to sue for wrongful life,
but have limited the child's damages to the cost of the extraordinary care
brought about by the birth defects. Turpin
v. Sortini, 31 Cal.3d 220, 643 P.2d 954, 182 Cal.Rptr. 337 (1982) (In Bank);
Procanik
v. Cillo, 97 N.J. 339, 478 A.2d 755 (1984); Harbeson
v. Parke-Davis, Inc., 98 Wash.2d 460, 656 P.2d 483 (1983) (En Banc). In each
case, the courts permitted the parents to recover the extraordinary care costs
during the child's minority on a wrongful birth theory. The child was then
permitted to recover the same costs after reaching the age of majority on a
wrongful life theory or during his minority if the parents had not previously
recovered such costs in a wrongful birth action. The rationale adopted by these
courts for a wrongful life theory rests not on a traditional tort analysis of
the child's cause of action, but rather on the theory that it is illogical to
give relief to the parents on a wrongful birth theory and not to the child in a
wrongful life claim.
[FN16]
FN16.
In Procanik,
97 N.J. at 351-52, 478 A.2d at 762, the New Jersey Supreme Court concluded:
"Whatever logic inheres in permitting parents to recover for the cost of
extraordinary medical care incurred by a birth-defective child, but in denying
the child's own right to recover those expenses, must yield to the injustice of
that result."
A majority of other courts have refused to
recognize a cause of action for wrongful life by a child born with birth
defects. See, e.g., Elliott
v. Brown, 361 So.2d 546 (Ala.1978); Moores
v. Lucas, 405 So.2d 1022 (Fla.Dist.Ct.App.1981); Blake
v. Cruz, supra; Eisbrenner
v. Stanley, 106 Mich.App. 357, 308 N.W.2d 209 (1981); Miller
v. Duhart, supra; Speck
v. Finegold, 497 Pa. 77, 439 A.2d 110 (1981) (evenly divided court
affirming); Nelson
v. Krusen, 678 S.W.2d 918 (Tex.1984); Dumer
v. St. Michael's Hosp., 69 Wis.2d 766, 233 N.W.2d 372, 83 A.L.R.3d 1 (1975);
Beardsley v. Wierdsma, supra.
Despite some factual relationship to the parents'
wrongful birth claim, we do not believe that the child's wrongful life claim can
be carried under the usual tort analysis [FN17]
as can the parents' wrongful birth *415
claim. In this latter claim, liability rests on **881
the physician's failure to initially diagnose the birth defect. The underlying
premise is that prudent medical care would have disclosed the possibility of
birth defects either prior to conception or during pregnancy. As a proximate
result of this diagnostic failure, the parents were precluded from making an
informed decision to either prevent conception or to make a subsequent informed
decision to terminate the pregnancy. Within this same ambit of proximate cause
is the foreseeability on the part of the physician that the child will be born
with birth defects.
FN17.
Our traditional analysis of a negligence action was reviewed at some length in Robertson
v. LeMaster, 171 W.Va. 607, 301 S.E.2d 563, 566 (1983), where we began by
quoting from Syllabus Point 1 of Parsley
v. General Motors Acceptance Corp., 167 W.Va. 866, 280 S.E.2d 703 (1981):
"In order to establish a prima facie case of negligence in West Virginia,
it must be shown that the defendant has been guilty of some act or omission in
violation of a duty owed to the plaintiff. No action for negligence will lie
without a duty broken."
We
also spoke of the question of foreseeability of harm as an important element in
determining the existence of a duty and quoted from Matthews
v. Cumberland & Allegheny Gas Co., 138 W.Va. 639, 653, 77 S.E.2d 180, 188
(1953), that "[a]ctionable negligence necessarily includes the element
of reasonable anticipation that some injury might result from the act of which
complaint is made."
A
final component is that the negligence must be the proximate cause of the injury
or, as we said in Syllabus Point 4 of Miller
v. Bolyard, 142 W.Va. 580, 97 S.E.2d 58 (1957): " 'Foreseeable injury
is a requisite of proximate cause, and proximate cause is a requisite for
actionable negligence, and actionable negligence is a requisite for recovery in
an action for personal injury negligently inflicted.' Point 7, Syllabus, Puffer
v. The Hub Cigar Store, Inc., 140 W.Va. 327 [84 S.E.2d 145 (1954) ]."
These
rules do not differ because the claim is one for medical malpractice. See Hundley
v. Martinez, 151 W.Va. 977, 158 S.E.2d 159 (1967); Schroeder
v. Adkins, 149 W.Va. 400, 141 S.E.2d 352 (1965).
[7]
Such an analysis cannot be made of the child's wrongful life claim. One of the
underlying premises in this area of the law is that the birth defect is not
curable while the child is in the fetal stage. Consequently, the physician is
not being charged with the failure to cure the birth defect, but rather with the
failure to give the parents information about it so that an informed choice
could be made. This duty to inform does not extend to the unborn child as it is
the parents' decision to risk conception or to terminate a pregnancy. We,
therefore, conclude that in this jurisdiction, a claim for wrongful life does
not exist in the absence of any statute giving rise to such a cause of action.
A number of those courts that have declined to find
a wrongful life cause of action have done so not so much on an extensive
analysis of why the cause of action does not exist, but rather on the difficulty
of computing general damages for the handicapped child. E.g., Elliott
v. Brown, supra; Blake
v. Cruz, supra; Dumer v. St. Michael's Hosp., supra. In these cases, the
courts discuss the possibility of damages for pain, suffering, humiliation,
disfiguration, and incapacity to work resulting from the birth defect. The
rejection of these damages turns on the thought that because the cause of action
for wrongful life is labeled as a right not to be born, any general damages
would be an attempt to measure nonlife against a life with birth defects.
[FN18] Because we have rejected the wrongful life theory on the fact that it
cannot withstand a rational tort theory analysis, we decline to discuss the
damage aspects.
FN18.
This theory has evolved from this frequently quoted passage from Chief Justice
Weintraub in his partial dissent in Gleitman
v. Cosgrove, 49 N.J. 22, 63, 227 A.2d 689, 711, 22 A.L.R.3d 1411, 1438-39 (1967):
"Ultimately,
the infant's complaint is that he would be better off not to have been born.
Man, who knows nothing of death or nothingness, cannot
possibly
know whether that is so. "We must remember that the choice is not between
being born with health or being born without it; it is not claimed the
defendants failed to do something to prevent or reduce the ravages of rubella.
Rather the choice is between a worldly existence and none at all. Implicit,
beyond this claim against a physician for faulty advice, is the proposition that
a pregnant woman who, duly informed, does not seek an abortion, and all who urge
her to see the pregnancy through, are guilty of wrongful injury to the fetus,
and indeed that every day in which the infant is sustained after birth is a day
of wrong. To recognize a right not to be born is to enter an area in which no
one could find his way."
Although we have rejected the wrongful life theory
on behalf of the child, as we point out in the next section, the parents' claim
for wrongful birth is not limited to the extraordinary child care costs during
the child's minority. They may also recover in the appropriate case such costs
during the child's majority.
B.
As we have earlier noted, the court ruled at the
conclusion of the trial that the parents *416
had not shown any damages under their theory of wrongful birth. The parents
sought damages for the extraordinary costs of raising the child after she
reached the age of majority. The circuit court held that the parents could not
recover these expenses after the child reached the age of majority. The court,
in directing the verdict for the defendant, also held that the plaintiffs had
failed to prove any damages **882
for the extraordinary expenses needed to raise their child during her minority.
[8]
The failure of a physician to discover a birth defect and to advise the parents
of its consequences will give rise to a cause of action on their behalf for the
extraordinary expenses incurred as a result of the child being born with such
birth defect. In this situation, the negligence based on a duty owed to furnish
reasonable medical care and to advise the parents of the possibility of birth
defects can be demonstrated. We conclude, as have a majority of other
jurisdictions, that a cause of action for wrongful birth is recognized in this
State.
[FN19]
FN19.
See cases cited in note 6, supra.
It is generally recognized that in a wrongful birth
action, parents may recover the extraordinary costs necessary to treat the birth
defect and any additional medical or educational costs attributable to the birth
defect during the child's minority. See Turpin
v. Sortini, supra; Fassoulas
v. Ramey, supra; Blake
v. Cruz, supra; Schroeder
v. Perkel, 87 N.J. 53, 432
A.2d 834 (1981); Becker
v. Schwartz, 46 N.Y.2d 401, 386 N.E.2d 807, 413 N.Y.S.2d 895 (1978); Jacobs
v. Theimer, supra; Naccash
v. Burger, supra; Harbeson
v. Parke-Davis, Inc., supra; Dumer v. St. Michael's Hosp., supra.
Several courts have permitted parents to recover in
their wrongful birth action the extraordinary costs incurred as a result of the
child's birth defects after the child has reached the age of majority. These
courts have based this holding on the theory that under the common law where a
child is incapable of supporting himself because of physical or emotional
disabilities, the parents' obligation to support continues beyond the child's
age of majority. E.g., Phillips
v. United States, 575 F.Supp. 1309 (D.S.C.1983); Blake
v. Cruz, supra. [FN20] The court in Blake, 698 P.2d at 321, after first
acknowledging the general common law rule that parents are not required to
support a child who has reached the age of majority or is otherwise emancipated,
quoted the following statement from Lieberman
v. Lieberman, 517 S.W.2d 478, 480 (Mo.App.1974):
FN20.
The following cases deal generally with the rule that parents are required to
support a disabled child beyond his age of majority. Fincham
v. Levin, 155 So.2d 883 (Fla.App.1963); Matter
of Estate of Glass, 175 Kan. 246, 262 P.2d 934 (1953); Williams
v. West, 258 S.W.2d
468
(Ky.1953); Lieberman
v. Lieberman, 517 S.W.2d 478 (Mo.App.1974); Kruvant
v. Kruvant, 100 N.J.Super. 107, 241 A.2d 259 (1968); Sayne
v. Sayne, 39 Tenn.App. 422, 284 S.W.2d 309 (1955); Commonwealth
v. Shepard, 212 Va. 843, 188 S.E.2d 99 (1972); Annot., 1
A.L.R.2d 910 (1948).
" 'A recognized exception occurs where the
adult child is unmarried, unemancipated and insolvent and physically or mentally
incapacitated from supporting himself. Fower
v. Fower Estate, 448 S.W.2d 585 (Mo.1970). The parental duty of support in such cases
may continue past chronological majority when, because of physical or mental
infirmity, the child is unable to provide for his support and undertake the
responsibilities normally associated with his age. The duty on the parent to
provide post-majority support arises not from the nature of the support or
benefits sought, but from the condition of the child seeking the benefit.'
" We find this reasoning to be rational and compelling. Parents
should not be forced to pay extraordinary expenses resulting from a child born
with birth defects occasioned by the physician's failure to provide reasonable
genetic counseling. The parents will not be made whole by permitting a recovery
for these damages only for the minority of the child, when it can be shown that
the child will not be self-sufficient once the age of majority is reached.
*417
[9]
We, therefore, conclude that parents may in a wrongful birth action recover the
extraordinary costs for rearing a child with birth defects not only during his
minority, but also after the child reaches the age of majority if the child is
unable to **883 support himself
because of physical or emotional disabilities.
Because the trial court erred in holding that the
parents could not recover the extraordinary child-rearing costs after the child
reached the age of majority, this case must be reversed.
The certified questions having been answered in the
first case, it is dismissed.
No. CC944--Certified Questions Answered and
Dismissed.
No. 16426--Reversed and Remanded.
W.Va.,1985.
END OF DOCUMENT
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