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UBALR 185 |
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FOR EDUCATIONAL USE ONLY
University
of Baltimore Law Review
Spring,
1993
*185
INJURY AS A MATTER OF LAW: IS THIS THE ANSWER TO THE WRONGFUL LIFE
DILEMMA?
Alan
J. Belsky [FNd1]
Copyright
© 1994 by the University of Baltimore Law Review; Alan J. Belsky
I. INTRODUCTION ........................................................ 186
II. WRONGFUL LIFE AND WRONGFUL BIRTH: AN OVERVIEW OF THESE DISTINCT BUT
RELATED TORT ACTIONS .............................................. 189
A. Wrongful Life and Wrongful Birth Before Roe v. Wade .............. 191
B. A Coming of Age for Wrongful Life: Judicial Qualification of the
Damages Recoverable ............................................... 196
III. WRONGFUL LIFE AND THE TRADITIONAL TORT FRAMEWORK .................... 205
A. Establishment of a Duty to Parent and Unborn Child ............... 205
1. Prenatal Tort: The Independent Legal Status of the Unborn .. 205
2. The Viability Standard ..................................... 208
3. Disregard for the Viability Standard: Conception and Beyond 209
a. Previability Tort ..................................... 210
b. Preconception Tort .................................... 211
B. Breach of Duty: The Evolution of Genetics and the Standard of
Care for Genetic Counselors ....................................... 215
1. Genetic Counseling and the Role of the Counselor ........... 217
2. The Undefined Standard of Care for Genetic Counselors ...... 218
C. Proof of Causation ............................................... 220
D. Birth as an Injury: The Metaphysical Conundrum ................... 222
1. Right-to-Die: An Appropriate Analogy ....................... 223
2. Measuring Wrongful Life Damages in Economic Terms .......... 234
3. The Benefit Doctrine of Restatement (Second) of Torts § 920 237
E. Public Policy Considerations: The Fifth Element of the Tort
Framework ......................................................... 239
1. Parental Liability ......................................... 240
2. Sanctity of Life ........................................... 243
3. Defensive Medicine ......................................... 245
4. Judicial Deference to Legislative Pronouncement ............ 246
IV. STRICT LIABILITY FOR DEFECTIVE GENETIC COUNSELING ................... 248
A. Strict Products Liability as a Model ............................. 248
B. Erroneous Genetic Counseling as a Defective Treatment ............ 251
C. Policy Considerations for Imposing Strict Liability .............. 253
1. Difficulty in Proving Negligence ........................... 253
2. Incentive to Act Prudently: An Economic Perspective to
Genetic Counseling ................................................ 254
3. Genetic Counselor as Best Accident Avoider ................. 256
4. Genetic Counselor as Best Risk Allocator ................... 256
5. The Obligation of the Genetic Counselor as a Market
Participant ....................................................... 257
D. Judicial Rationales for Not Imposing Strict Liability on Medical
Providers ......................................................... 258
V. CONCLUSION .......................................................... 266
*186
I. INTRODUCTION
It is every parent's worst fear that their child
will be born with a debilitating birth defect. Equally tragic is the harsh
reality confronting the child who must cope with the physical, emotional, and
economic burdens precipitated by her handicap. [FN1]
Advances in medical genetics have brought about greater scientific understanding
of birth-related disorders, and concomitant improvements in the ability of
medical providers to diagnose and treat many congenital anomalies during the
early stages of fetal gestation. Diseases such as Down's syndrome [FN2]
and Tay-Sachs, [FN3]
which until recently were difficult to *187
diagnose in utero, are now capable of detection soon after and even before a
child is conceived. [FN4]
Advances in prenatal diagnoses and treatments have
heightened expectations that certain genetic conditions will be averted either
by allowing parents the opportunity to avoid the pregnancy or by correcting the
condition in utero. Unfortunately, diagnosable genetic conditions sometimes
remain undiagnosed because of negligent medical care, thus resulting in the
birth of a handicapped child and the initiation of lawsuits against
obstetricians, gynecologists, and genetic counselors. [FN5]
One cause of action which is more frequently visiting those rendering medical
care for the unborn, and which has generated sharp legal, philosophical, and
ethical debate among jurists, is the tort action for wrongful life.
In theory, the wrongful life action provides the
framework upon which a child may recover both pecuniary (special) and
nonpecuniary (general) damages after convincing the trier of fact that she would
have been better off not having been born than to live life with severe
disability. [FN6]
Courts, however, have been reluctant to embrace the wrongful life action which,
they contend, is premised solely on the metaphysical assumption that
nonexistence is preferable to life with disability. For this reason courts have
uniformly rejected wrongful life claims for general damages, and all but a few
have rejected claims for special damages. [FN7]
*188
This Article examines the wrongful life action with a critical view toward those
courts that have refused to compensate children who must live and suffer as a
consequence of negligent medical care. Part One reviews a small sampling of the
many appellate decisions on wrongful life and related actions. Part Two analyzes
the wrongful life action against the five elements of the traditional tort
framework: duty, breach, causation, injury/damage and public policy. [FN8]
Part Three proposes a strict liability approach as a means of avoiding the life
versus nonlife dilemma presented by the wrongful life action. Finally, Part Four
concludes that the choice confronting the parent, the child, and the courts, all
of whom must decide that a particular life is not worth living, is a difficult
one. Yet the plight of the handicapped child and the need to deter negligent
medical care necessitate reconsideration of the issue by the vast majority of
courts which have refused to award any damages for wrongful life. [FN9]
*189
II. WRONGFUL LIFE AND WRONGFUL BIRTH: AN OVERVIEW OF THESE DISTINCT BUT RELATED
TORT ACTIONS
An action for "wrongful life" is brought
on behalf of a handicapped child against a medical provider for depriving her
parents of medical information necessary for them to make an informed decision
not to conceive or to terminate a pregnancy. The child does not accuse the
medical provider of causing the birth defect with which she is born; the defect
is attributable to a genetic condition of one or both of her parents or to an
independent teratogenic source [FN10]
and cannot be prevented without preventing the child's life.
Wrongful life, like other negligence actions, seeks
to compensate the victim by comparing the condition the victim would have
occupied had the defendant not acted negligently (the otherwise condition) [FN11]
*190 and the condition in which
the plaintiff finds herself after the tort. If the victim is worse off after the
tort than before, she has been harmed and damages should be awarded. This
comparison is particularly difficult in wrongful life cases because the
otherwise condition the child claims she prefers is no life at all rather than
life with handicap. The trier of fact is therefore asked to assess damages
against the tortfeasor for eliminating the child's chance of having no life at
all. This necessarily requires an assessment of the value and benefit of
nonexistence which mortals know nothing about. [FN12]
Wrongful life plaintiffs typically sue for the extraordinary expenses occasioned
by their handicaps, and for the pain and suffering and emotional distress
brought about by their impaired existence.
Parents of the handicapped child usually bring
their own claim for "wrongful birth." The child's life is injurious to
them, they allege, because they must live with and care for a child who will not
live a normal, healthy life. Unlike the wrongful life action, an action for
wrongful birth does not require a comparison between the child's life with a
handicap and nonexistence. Rather the focus is on the otherwise condition of the
parents who claim to prefer life without that particular child or, in some
cases, eternal childlessness to parenthood with a handicapped child. [FN13]
Parents bringing wrongful birth claims usually seek lost wages, child rearing
expenses, pain and suffering and emotional distress damages and reimbursement
for the extraordinary expenses occasioned by the child's handicap. [FN14]
*191
Wrongful life and wrongful birth actions are relatively recent in origin, having
surfaced less than thirty years ago. [FN15]
From the time these actions were first brought in American courts, judicial
decisions have followed a clear course paralleling the progression of the
constitutional right to practice birth control and to procure abortions. The
following cases illustrate the natural progression of the wrongful life and
wrongful birth actions and are representative of the various approaches taken by
those courts which have either allowed or disallowed the claims of both parent
and child.
A. Wrongful Life and Wrongful Birth Before Roe v.
Wade
The first appellate decision addressing a wrongful
life claim by a handicapped child was the 1967 New Jersey Supreme Court decision
*192 in Gleitman v. Cosgrove. [FN16]
Sandra Gleitman contracted rubella early in her pregnancy. Her physicians
advised her that the infection would not affect her unborn child; [FN17]
however her son, Jeffrey, was subsequently born with severe auditory and sight
impairments as a result of his mother's rubella infection. Jeffrey and his
parents sued the physicians for failing to render correct advice regarding the
likelihood that Jeffrey would be born with his defects. Had proper advice been
given, Jeffrey's mother alleged she would have procured an abortion to avoid his
birth.
The New Jersey Supreme Court denied the Gleitmans'
claims for wrongful life and wrongful birth because both claims failed to allege
essential elements of negligence. The majority opinion explained that the claims
for relief asserted in Gleitman were much different than claims for prenatal
tort, where but for the negligence of the medical provider, the child would have
been born healthy. [FN18]
In wrongful life and wrongful birth actions, the court explained, the medical
provider does not proximately cause the genetic anomaly but only causes the
birth of a child with a preexisting condition. [FN19]
In addressing Jeffrey's claim for wrongful life,
the court noted the logical impossibility of comparing Jeffrey's condition
before the physicians' negligence--nonexistence, with his present
condition--life with handicap, [FN20]
and concluded that life, no matter how impaired, "does not give rise to
damages cognizable at law." [FN21]
The court also noted the difficulty of evaluating the harm suffered by Mr. and
Mrs. Gleitman, especially in light of the intangible benefits of parenting even
a handicapped child such as Jeffrey. [FN22]
The court also pointed to the "countervailing
public policy supporting the preciousness of human life" as an additional
reason *193 for disallowing the
wrongful life and wrongful birth actions. [FN23]
The United States Supreme Court had not yet decided Roe v. Wade, [FN24]
and the court in Gleitman felt constrained by the strict limits that New Jersey
statutes placed on abortion. [FN25]
The court concluded that "the right to life is inalienable in our
society" and that a "child need not be perfect to have a worthwhile
life." [FN26]
In a dissenting opinion, Justice Jacobs maintained
that the law should allow reasonable compensation to both parents and child in
order to alleviate the financial burdens arising from the child's impairments
and to deter negligent treatment in the future. [FN27]
The problem of ascertaining damages, he reasoned, had not prevented damage
awards in other difficult contexts and should not preclude recognition of
wrongful life or wrongful birth claims. [FN28]
For several years following Gleitman, and even
after abortion rights were firmly entrenched in the law, courts remained loyal
to the reasoning employed by the majority in Gleitman. Some progress was made
toward the recognition of wrongful birth in 1977, when the Court of Appeals of
New York decided two cases consolidated for appeal to that court. [FN29]
In Becker v. Schwartz, [FN30]
Delores Becker, age thirty-seven, became pregnant and subsequently gave birth to
a child afflicted with Down's syndrome. [FN31]
The parents sued their medical providers for failing to *194
disclose the increased risk of giving birth to a retarded child because of Mrs.
Becker's advanced age, and in failing to perform amniocentesis. [FN32]
The Beckers alleged they would have terminated the pregnancy had they been
advised of the risks involved. [FN33]
In the second case, Park v. Chessin, [FN34]
the Parks sought the advice of obstetricians after giving birth to a child
afflicted with polycystic kidney disease. [FN35]
The defendants had advised the Parks that polycystic kidney disease was not a
hereditary disorder, and that the chance of giving birth to a second child
suffering from the same condition was "practically nil." [FN36]
Lara Park was subsequently born suffering from polycystic kidney disease and
died two and one-half years later. [FN37]
The parents sued individually and on behalf of Lara, claiming general and
special damages for Lara's birth. [FN38]
The Court of Appeals of New York, in the
consolidated case styled Becker v. Schwartz, denied the infants' causes of
action for wrongful life in both cases because they failed to allege cognizable
injury and damage. [FN39]
The court refused to recognize that being born, even with severe handicap, is an
injury cognizable at law, and referred to the "very nearly uniform high
value which the law and mankind has placed on human life" and the law's
incompetence to resolve matters "more properly to be left to the
philosophers and the theologians." [FN40]
The court also pointed to the inadequacy of tort law to provide an accurate
calculation of damages for being born when the child's otherwise condition is
nonexistent. [FN41]
This calculation, the *195 court
concluded, required a choice better left for the state legislature. [FN42]
Although the court denied the infants' causes of
action for wrongful life, it affirmed the parents' wrongful birth claims for
special damages. [FN43]
The court reasoned that an affirmative duty was owed to the infants' parents to
provide the information necessary for them to decide in Becker whether to abort
the fetus, and in Park whether to avoid conception. [FN44]
The breach of such a duty resulted in measurable pecuniary loss to the parents
in the form of the special, extraordinary costs associated with the care,
education, and habilitation of the children. [FN45]
The parents' claims for emotional distress damages,
however, were denied because the court was unwilling to recognize that the birth
of a handicapped child necessarily results in emotional harm. [FN46]
The court concluded that "notwithstanding the birth of a child afflicted
with an abnormality, and certainly dependant upon the extent of the affliction,
parents may yet experience a love that even an abnormality cannot fully
dampen." [FN47]
Citing the "benefit doctrine" of section 920 of the Restatement
(Second) of Torts, which requires offset of damages by any benefit derived by
the plaintiff from the defendant's conduct, [FN48]
the court concluded that the benefits of parenting even a handicapped child may
mitigate any award of pain and suffering damages. [FN49]
*196
B. A Coming of Age for Wrongful Life: Judicial Qualification of the Damages
Recoverable
In Curlender v. Bio-Science Laboratories, [FN50]
the California Court of Appeals was the first appellate court to award general
and special damages to a child for her wrongful life. [FN51]
Shauna Curlender was born with Tay-Sachs disease [FN52]
after a medical testing laboratory negligently performed genetic tests on her
parents. [FN53]
If properly performed, the tests would have revealed that both of Shauna's
parents were carriers of the Tay-Sachs gene, and were at an increased risk of
conceiving a child afflicted with the disease. [FN54]
Because of the incorrect test results, neither the Curlenders nor their medical
providers had reason to suspect that Shauna would be born with Tay-Sachs. [FN55]
The Curlenders conceived Shauna, who was born with the disease and lived for
four years with intense pain and progressive loss of motor reaction. [FN56]
The Curlenders, on behalf of Shauna, sued *197
various medical providers and the testing laboratory on a theory of wrongful
life. [FN57]
The Curlender court discounted the metaphysical
problems associated with the wrongful life action and concluded that it
"need not be concerned with the fact that had the defendants not been
negligent, the plaintiff might not have come into existence at all." [FN58]
Instead, the court adopted an approach that looks prospectively at the child's
life with impairment, rather than retrospectively into a world of unknowns:
The reality of the "wrongful life"
concept is that such a plaintiff both exists and suffers, due to the negligence
of others. It is neither necessary nor just to retreat into meditation on the
mysteries of life. We need not be concerned with the fact that had defendants
not been negligent, the plaintiff might not have come into existence at all. The
certainty of genetic impairment is no longer a mystery. In addition, a reverent
appreciation of life compels recognition that [the] plaintiff, however impaired
she may be, has come into existence as a living person with certain rights. [FN59]
Based on this reasoning, the majority in Curlender
held a child "may recover damages for the pain and suffering to be endured
during the limited life span available to such a child and any special pecuniary
loss resulting from the impaired condition." [FN60]
The rationale employed by the Curlender court in
permitting recovery of general damages for wrongful life was short-lived. Less
than two years later, the California Supreme Court, sitting en banc, decided
Turpin v. Sortini, [FN61]
in which the court limited the damages recoverable in wrongful life actions to
the extraordinary expenses occasioned by the child's handicapped life. [FN62]
Joy Turpin was born with hereditary deafness. [FN63]
She and her parents alleged that the defendant audiologist was negligent in
failing to discover the same disorder in her older sister, Hope. [FN64]
Joy's parents alleged that a proper diagnosis of Hope's condition would have put
them on notice of the risk of conceiving a second child with the same condition
and would have resulted in their decision not to *198
conceive Joy. [FN65]
The court allowed the child's claim for special damages but refused to recognize
her claim for general damages. [FN66]
On the issue of special damages, the Turpin
majority challenged as unsound the notion that life, no matter how impaired, is
always preferable to nonexistence, and questioned whether there was any
"societal consensus" on that view. [FN67]
The court acknowledged instead "the right of each individual to make his or
her own determination as to the relative value of life and death." [FN68]
Recognizing that an unborn child is never able to assert its own preference, the
court adopted the substituted judgment approach advanced by several right-to-die
cases, which permits a family member or other proxy decisionmaker to make a
decision based on the patient's best interest. [FN69]
Noting the impropriety of awarding duplicative
damages to both the parents and the child for the same special care required
during the child's minority, the court nonetheless found it illogical to permit
recovery by the parents instead of the child for the expenses associated with
the child's own care. [FN70]
To hold otherwise, the court concluded, would result in the child's dependance
upon "the wholly fortuitous circumstance of whether the parents are
available to sue and recover such damages or whether the medical expenses are
incurred at a time when the parents remain legally responsible for providing
such care." [FN71]
The Turpin court took a contrary view of the
child's right to recover general damages and aligned itself with the view
originally *199 expressed in
Gleitman v. Cosgrove [FN72]
that human experience does not make possible the life-nonexistence comparison
necessitated by the wrongful life action. [FN73]
The obstacle for the court not only involved the practical difficulties of
computing damages, but also the inability to find any legally cognizable injury
in being born. [FN74]
The court cited the "benefit doctrine" [FN75]
as a further reason for denying general damages, and concluded that although
offset of general damages by the intangible benefits of life may be appropriate
in wrongful life actions, neither "element[] of this harm-benefit
equation" can be valued in a nonarbitrary way. [FN76]
One year later, in Harbeson v. Parke-Davis, Inc., [FN77]
the Supreme Court of Washington held per certified question that Washington
recognizes causes of action for wrongful life [FN78]
and wrongful birth. [FN79]
In 1970, Jean Harbeson conceived her first child. [FN80]
During the course of her pregnancy she was diagnosed by physicians as having
epilepsy and was prescribed the drug DilantinTM (phenytoin) to control her grand
mal seizures. [FN81]
Michael Harbeson was subsequently born healthy. [FN82]
In 1972, Mrs. Harbeson sought further medical treatment for her seizures, and
Dilantin was again prescribed. [FN83]
Several months later, the Harbesons informed three physicians of their desire to
conceive a second child, and inquired about the risks associated with the use of
Dilantin during Mrs. Harbeson's pregnancy. [FN84]
The doctors advised that Dilantin could cause cleft palate and hirsutism, [FN85]
but failed to warn of the more profound birth defects associated with use of the
drug during pregnancy. [FN86]
In 1974 and 1975, the Harbesons *200
gave birth to Elizabeth and Christine, both of whom were born with fetal
hydantoin syndrome. [FN87]
The Harbesons brought wrongful birth and wrongful
life claims against the physicians [FN88]
and the pharmaceutical manufacturer for failing to warn of the risks associated
with the use of Dilantin during pregnancy, [FN89]
which deprived them of the opportunity to make an informed decision not to
conceive either child. [FN90]
In response to questions certified by the federal district court, the Supreme
Court of Washington held that wrongful birth and wrongful life actions are
"logical and necessary" and fit within the traditional tort framework
for negligence actions. [FN91]
The court certified that the parents could recover general and special damages, [FN92]
and that the children could recover special damages to cover the costs
associated with their handicaps. [FN93]
The court's primary focus in discussing the
Harbesons' wrongful birth action was the duty owed to the parents by medical
providers under the law of informed consent to disclose the information
necessary for parents to prevent the birth of a handicapped child. [FN94]
*201 The court recognized both
the existence of a duty owed by medical providers to potential parents to render
accurate genetic counseling and the right of parents to benefit from state-of-
the-art diagnostic procedures which can determine genetic abnormalities in the
parents and their unborn child. [FN95]
The court had little difficulty finding that the birth of a child is an
actionable injury to the parents, but experienced greater difficulty determining
the proper measure of damages to be awarded. [FN96]
The court looked to the policy underlying existing state statutory provisions
and found that the parents could recover for their emotional suffering and the
extraordinary expenses arising from the children's birth. [FN97]
Citing the "benefit doctrine" however, the court noted that the
parents' recovery for emotional pain and suffering should be offset by the
emotional benefits of parenthood. [FN98]
In addressing the children's wrongful life claims,
the court held the children could recover the extraordinary expenses incurred
during their adulthood. [FN99]
The court recognized that the
*202
need for medical care and other special costs attributable to his defect will
not miraculously disappear when the child attains his majority. In many cases,
the burden of those expenses will fall on the child's parents or the state.
Rather than allowing this to occur by refusing to recognize the cause of action,
we prefer to place the burden of those costs on the party whose negligence was
in fact a proximate cause of the child's continuing need for such special
medical care and training. [FN100]
The Harbeson court analyzed the infants' wrongful
life action under the same tort framework it considered in analyzing the
parents' wrongful birth action. [FN101]
The court found a duty by medical providers to a child not yet born or conceived
based upon the foreseeable harm that could come to the child if treatment is
rendered negligently. [FN102]
The court identified the breach of duty as either the "failure to impart
material information" or the "negligent performance of a procedure to
prevent the birth of a defective child." [FN103]
The court held those special damages proximately caused by the defendant readily
ascertainable, [FN104]
and rejected the sanctity of life [FN105]
and proximate cause [FN106]
arguments advanced in other cases. The court, however, denied the infants' claim
for general damages on the grounds that those damages could not be proved with
reasonable certainty. [FN107]
In Procanik v. Cillo, [FN108]
the Supreme Court of New Jersey revisited its previous wrongful life decision in
Gleitman v. Cosgrove, and held for the first time that a child could recover
special damages for the treatment and habilitation costs associated with his
handicaps. [FN109]
*203 Peter Procanik and his
parents sued three physicians for failing to diagnose his mother as having
rubella during her first trimester of pregnancy, a fact that would have resulted
in the parents' decision to terminate the pregnancy. [FN110]
Peter was born suffering from congenital rubella syndrome and multiple birth
defects associated with the disorder. [FN111]
The majority opinion in Procanik relied on Justice
Jacobs's dissenting opinion in Gleitman v. Cosgrove [FN112]
and held the child entitled to those special damages which are "readily
measurable." [FN113]
The court, however, rejected the child's claim for general damages, noting that
although "mathematical precision" is not required in calculating
damages for personal injury, "some modicum of rationality" is
necessary. [FN114]
To recognize the right of a child to recover general damages for being born, the
majority noted, would present insurmountable problems for jurors who would
struggle to determine the value of life and the morality of abortion, and who
may be unable to disassociate their finding of injury and damage from the value
and quality of their own lives. [FN115]
These difficulties, the court noted, would likely cause "wild swings"
in general damage awards, and are "more than the justice system can
digest." [FN116]
The majority in Procanik held, however, that the
child could recover the special damages for the medical care and treatment *204
occasioned by his handicaps. [FN117]
Citing to the Supreme Court of California holding in Turpin v. Sortini, [FN118]
Justice Pollock eloquently pronounced the majority's reasoning for allowing
special damages:
Law is more than an exercise in logic, and logical
analysis, although essential to a system of ordered justice, should not become
a[n] instrument of injustice. Whatever logic inheres in permitting parents to
recover for the cost of extraordinary medical care incurred by a birth-defective
child, but in denying the child's own right to recover those expenses, must
yield to the injustice of that result. The right to recover the often crushing
burden of extraordinary expenses visited by an act of medical malpractice should
not depend on the wholly "fortuitous circumstance of whether the parents
are able to sue." [FN119]
Awarding special damages to the child, the court
concluded, "will carry a sufficient sting to deter future acts of medical
malpractice" and is an appropriate response "to the call of the living
for help in bearing the burden of their affliction." [FN120]
The foregoing cases illustrate the various
approaches taken by courts that have addressed wrongful life and wrongful birth
claims. Courts in the vast majority of jurisdictions refuse to award any damages
to the child for her handicapped life, although some of these same courts in the
same cases have awarded parents general damages for the suffering they must
endure because of the child's handicapped life. In recent years, a few courts
have awarded the child special damages for the special care required after her
majority, while many more have awarded the parents these same *205
damages as a matter of course in their claims for wrongful birth. [FN121]
With this case law overview as a primer, Part Two of this Article undertakes a
more detailed analysis of the wrongful life action against each of the five tort
elements within the traditional tort framework.
III. WRONGFUL LIFE AND THE TRADITIONAL TORT
FRAMEWORK
A. Establishment of a Duty to Parent and Unborn
Child
The wrongful life action, like other tort claims
for injuries inflicted prior to birth, raises difficult questions about the
physicianpatient relationship and, more specifically, to whom a duty of prudent
medical treatment is owed. At first blush, it appears somewhat anomalous that a
medical provider should owe the unborn a duty to disclose medical information
when she cannot act upon the information. It is the parents and not the unborn
who must make the ultimate decision whether or not to bring the child into the
world, and it is the parents, particularly the mother, who maintains control
over decisions concerning abortion.
In the context of wrongful life and wrongful birth
actions, although it is the unborn's parents who seek prenatal treatment or
genetic counseling, the ultimate concern throughout the treatment and
decision-making processes is the well-being of the unborn. [FN122]
For this reason, courts have found an independent duty running to the unborn to
advise her parents of the risks that she will be born genetically impaired. This
section examines more closely the independent duty owed to the unborn child to
disseminate information regarding her genetic fate which, although impossible
for the child to act upon, is crucial to the state of her existence.
1. Prenatal Tort: The Independent Legal Status of
the Unborn
Prenatal tort is a common law action brought by or
on behalf of a child or a deceased for injuries sustained at some point during *206
gestation. The defendant's conduct either causes the child to be born with
defects or causes the child's death before or shortly after birth. [FN123]
The first American decision to address the right of
a child to recover for prenatal injuries sustained in utero was the 1884
Massachusetts Supreme Court decision in Dietrich v. Northampton. [FN124]
Writing for the majority, Justice Holmes dismissed a prenatal tort claim brought
on behalf of a child who was injured during his fourth month of gestation. [FN125]
The unborn's claim was barred, according to Justice Holmes, because the child
"was a part of the mother at the time of the injury, [and] any damage to it
which was not too remote to be recovered for at all was recoverable by her. . .
. " [FN126]
In dictum, Justice Holmes also questioned whether an unborn child "could be
said to have become a person recognized by the law as capable of having locus
standi in court, or being represented there by an administrator." [FN127]
Several years later in the Irish case of Walker v.
Great Northern Railway of Ireland, [FN128]
the court denied a claim for prenatal injuries sustained by an unborn which
caused his premature birth and inevitable death. [FN129]
Chief Justice O'Brien, writing for the majority, based his opinion on the lack
of privity between the carrier responsible for the mother's transport and the
child in the mother's womb. [FN130]
The lack of such privity, the majority held, nullified any duty owed to *207
the unborn. [FN131]
In a concurring opinion, Associate Justice O'Brien opined that the more
compelling reason for denying the child's claim was the impossibility of proving
causation, and the danger of fictitious and unwieldy claims. [FN132]
Both Dietrich and Walker exemplify the rationales
used by early courts to deny recovery for prenatal injuries because of the lack
of duty owed to the unborn. Over the next several years, however, American tort
law evidenced a slow but steady trend toward allowing recovery for injuries
wrongfully committed against the unborn.
One of the first judicial pronouncements favoring
recognition of actions for prenatal tort was Justice Boggs dissenting opinion in
Allaire v. St. Luke's Hospital. [FN133]
Justice Boggs departed from the opinion by Justice Holmes in Dietrich, which
held that because a child held no separate existence apart from her mother, the
defendant could owe the child no duty to act prudently. [FN134]
Instead, Justice Boggs reasoned that a child achieves independent legal status
once she is capable of physical existence separate from her mother, and any
injury sustained by the child after viability was compensable. [FN135]
To Justice Boggs, it was clear that
at a period of gestation in advance of the period
of parturition the foetus is capable of independent and separate life, and that,
though within the body of the mother, it is not merely a part of her body, for
her body may die in all of its parts and the child remain alive, and capable of
maintaining life, when separated from the dead body of the mother. [FN136]
It is upon this statement, and the heightened
scientific understanding of the physical development of the fetus, that courts
have relied in *208 developing
the viability standard in prenatal tort actions. [FN137]
In the first reported decision to allow recovery
for tortious prenatal conduct, Kine v. Zuckerman, [FN138]
a Pennsylvania trial court avoided the issue of legal status of the fetus, and
focused primarily on the causal connection between the defendant's conduct and
the unborn child's subsequent injury. [FN139]
The court rejected the defendant's argument that, since the negligence occurred
at a time prior to the legal existence of the child, the defendant could not be
held liable. [FN140]
Instead, the court held that "[t]he time which elapses between the
negligent act which puts harmful forces in motion and the receipt of the injury
by the person injured is of no consequence, except as it may have an evidential
value in a dispute as to cause and effect." [FN141]
The Kine decision expressed a view of unborn rights which soon gained acceptance
in appellate decisions from other jurisdictions.
2. The Viability Standard
Twenty-two years after Kine, the United States
District Court for the District of Columbia decided Bonbrest v. Kotz, [FN142]
a case cited by many jurists as the seminal case allowing recovery for prenatal
injuries. [FN143]
In recognizing the child's independent right to damages, viability played a
pivotal role in the court's decision. Writing for a unanimous court, Justice
McGuire noted the "anomalous doctrine . . . announced by Mr. Justice Holmes
in . . . Dietrich," [FN144]
and reasoned that if the child is viable, it no longer is a part of the mother
and should receive the same legal protections afforded any other living person: [FN145]
As to a viable child being "part" of its
mother--this argument seems to me to be a contradiction in terms. True, it is in
the womb, but it is capable now of extrauterine life--and while dependent for
its continued development on *209
sustenance derived from its peculiar relationship to its mother, it is not
"part" of the mother in the sense of a constituent element--as that
term is generally understood. Modern medicine is replete with cases of living
children being taken from dead mothers. Indeed, apart from viability, a
nonviable foetus is not a part of its mother. [FN146]
The Bonbrest court's willingness to go beyond
existing precedent to attach liability to the physician's acts, and its refusal
to succumb to the difficulties of proof and the possibility of fraudulent
claims, soon took hold in other jurisdictions. Many of the cases decided in the
wake of Bonbrest adopted the viability standard for determining whether wrongful
conduct was an actionable prenatal tort. [FN147]
3. Disregard for the Viability Standard: Conception
and Beyond
A fundamental deficiency in the viability approach,
however, is that the most debilitating effects of maternal disease and trauma
during pregnancy attach at the very early stages of fetal development--*210
well before the fetus is viable. [FN148]
Today, a number of jurisdictions have abandoned the viability test for
determining whether a duty was owed at the time the tortious conduct was
committed. [FN149]
a. Previability Tort
As the number of claims brought for prenatal
injuries increased, a minority of courts began to look beyond the viability
requirement *211 and deemed
actionable any wrongful conduct causing injury to the unborn at any point after
conception. In Kelly v. Gregory, [FN150]
for example, a New York intermediate appellate court held that upon the
establishment of a causal connection between the defendant's conduct and the
injury to the unborn, an action may be brought for injuries sustained at any
point after the child's conception. [FN151]
Today, a number of courts have abandoned the viability standard and allow
recovery for injuries sustained by the unborn child during any stage of fetal
development. [FN152]
b. Preconception Tort
Actions for preconception tort afford recovery for
injuries caused by acts or omissions occurring prior to a child's conception. [FN153]
Relatively few preconception tort cases have been decided by appellate courts,
and those cases take different approaches and reach different conclusions on the
legitimacy of the action.
The first preconception tort action was decided in
1973 by the United States Court of Appeals for the Tenth Circuit in Jorgensen v.
Meade Johnson Laboratories, Inc. [FN154]
That case involved claims brought on behalf of twins born severely retarded,
allegedly as the result of their mother's ingestion of birth control pills prior
to *212 plaintiffs' conception. [FN155]
The infants brought negligence, strict liability, and warranty actions against
Meade Johnson, alleging that the pharmaceutical it manufactured caused an
alteration of their mother's chromosomal structure, which, in turn, caused their
mongoloid condition. [FN156]
In allowing the preconception tort action to proceed to trial, the Tenth Circuit
concluded that Oklahoma law recognized actions for prenatal injuries grounded on
theories of strict liability, negligence, and breach of warranty--any of which
might support the plaintiffs' claim. Although the case involved a defective
pharmaceutical and thus could have been decided on strict products liability
grounds, Jorgensen provided the necessary groundwork for a later decision based
solely on negligence. [FN157]
In Renslow v. Mennonite Hospital, [FN158]
a sharply divided Supreme Court of Illinois permitted recovery by a child for
neurologic and hematologic injuries sustained as the result of negligent blood
transfusions administered to her mother more than seven years prior to the
child's conception. [FN159]
The Renslow majority, in recognizing preconception tort as a valid cause of
action, acknowledged the logical progression of American tort law to provide
recompense to those injured during the very early stages of gestation. [FN160]
The court could envision no reason why a child may recover for injury sustained
prior to viability, but not for harms put in motion prior to the child's
existence which manifest their ill effects only upon contact with the embryo at
conception. [FN161]
*213
The concept of foreseeability played a significant role in the Renslow decision.
Justice Moran, writing for the majority in Renslow, found it both logical and
justified to extend a physician's duty to those persons who are the foreseeable
beneficiaries of her treatment or advice, whether or not they are in being at
the time the treatment or advice is rendered. [FN162]
The majority declined to follow the existing line of cases which had imposed
preconception tort liability on the basis of causation, [FN163]
noting that "in a very real sense the consequences of an act go forward to
eternity, and back to the beginning of the world." [FN164]
Thus, Justice Moran concluded that "any attempt to impose responsibility on
such a basis would result in infinite liability for all wrongful acts, which
'set society on edge and fill the courts with endless litigation."' [FN165]
The Renslow majority recognized that harmful
conduct and the resulting injury need not occur simultaneously--that a
tortfeasor may set harmful forces in motion at a time when the inevitable victim
does not exist, and remain conditionally and prospectively liable to those whose
situation in time and place make them the unfortunate beneficiaries of the harm.
[FN166]
It is this concept of conditional prospective liability that is basic to the
wrongful life action, which charges that a genetic counselor is negligent in
failing to disclose genetic risks at a time when the victim is either unborn or
unconceived. Although the advice when disseminated is only potentially
injurious, it is not harmful and therefore tortious until the child is conceived
and born alive.
The rationale of the majority opinion in Renslow
has been questioned by several courts that have refused to recognize the
preconception tort action. In Albala v. City of New York, [FN167]
Jeffrey *214 Albala brought suit
against Bellevue Hospital alleging that a negligently performed abortion
procedure on his mother seven years prior to his birth caused him to sustain
severe brain damage upon his conception. [FN168]
In affirming the dismissal of the complaint, the majority held that to recognize
a right of action for preconception tort "would require the extension of
traditional tort concepts beyond manageable bounds . . . . " [FN169]
The court reasoned that the duty owed to the unconceived must not be based
solely on foreseeability; otherwise the class of potential plaintiffs would grow
at a staggering and unmanageable rate. [FN170]
The court also noted the consequence of recognizing preconception tort on the
medical community, the members of which would be tempted to practice defensive
medicine to avoid potential malpractice, and on "society as a whole[,
which] would bear the cost of our placing physicians in a direct conflict
between their moral duty to patients and the proposed legal duty to those
hypothetical future generations outside the immediate zone of danger." [FN171]
In a footnote, the majority acknowledged the
handful of cases in other jurisdictions which had recognized preconception tort,
but noted that two of the three cases were "based largely on a misplaced
reliance upon precedent in prenatal injury cases . . . . " [FN172]
In discussing the third case, Jorgensen v. Meade Johnson Laboratories, Inc., [FN173]
however, the court noted that foreseeability played no part in that decision
because it was a products liability action based on strict liability, where
"the necessity of establishing manageable bounds for *215
liability is conspicuously absent." [FN174]
Cases premised on strict products liability, the court concluded, do not
necessitate a circumscribed view of foreseeability because a manufacturer's
liability automatically extends to the entire class of persons affected by the
product regardless of foreseeability or due care. [FN175]
The foregoing cases evidence the progression of
American tort law which, today, fully embraces the concept of duty owed to the
unborn. This expanded notion of duty is important in wrongful life cases because
the medical provider's independent duty now extends to the unborn or unconceived
child to disseminate accurate information to those who have control over her
genetic fate. [FN176]
Although the unborn child cannot act on the information, the quality of her life
is so inextricably dependent on this information that a breach of care by a
medical provider is a breach of her obligation to the unborn or unconceived
child.
B. Breach of Duty: The Evolution of Genetics and
the Standard of Care for Genetic Counselors
The study of inheritance and human genetics has
developed at an incessant pace since Gregor Mendel discovered that hereditary
traits are passed on to offspring in hereditary units known as
"genes." [FN177]
Almost 100 years later, in 1953, James Watson and *216 Francis Crick discovered the double helix structure
of DNA (deoxyribonucleic acid), [FN178]
and a new science, molecular biology, introduced new techniques such as
amniocentesis, [FN179]
chorionic villus sampling, [FN180]
and alpha-fetoprotein analysis [FN181]
for identifying various congenital anomalies in unborn children.
Genetic testing and evaluation affords parents the
opportunity to make a timely and informed choice whether or not to conceive *217
or to proceed with a pregnancy. When the genetic counselor, testing laboratory,
or other medical provider fails accurately to disseminate genetic information to
prospective parents, litigation in the form of wrongful life and wrongful birth
actions sometimes ensues. This section examines the roles, duties, and
obligations of the genetic counselor as an information provider and advice
giver.
1. Genetic Counseling and the Role of the Counselor
Clinical genetics or "genetic counseling"
is a relatively new specialty, the availability and benefit of which has only
recently been recognized by physicians, patients, and insurers in the prevention
of hereditary and congenital birth defects. [FN182]
Genetic counseling involves the dissemination of information and advice by
trained medical providers to potential parents regarding "the occurrence
and risk of recurrence of certain genetic disorders." [FN183]
Genetic counseling typically involves the taking of a detailed medical history
which may include a review of family pedigree, medical records, a physical
examination, and either the performance of, or instruction to undergo,
diagnostic procedures and laboratory analyses, all of which will determine with
reasonable certainty the risks of passing genetic disease onto future offspring.
[FN184]
Proper genetic counseling requires not only that
the information be fully disclosed, but also that it be conveyed in such a
manner as to maximize the parents' understanding of the diagnosis, thus allowing
them to make rational and informed decisions about the pregnancy. The genetic
counselor hopes that the information derived from her evaluation can be conveyed
accurately to the patient, and that the patient will fully understand the risks
associated with the pregnancy. It is not unusual, however, for the patient to
become confused or feel overwhelmed by the complexity of the information. [FN185]
Even the way a counselor portrays the disease may have a profound impact on the
parents' ultimate decision to proceed with or to terminate a pregnancy. [FN186]
*218
The qualifications of the professionals who render genetic counseling vary
considerably. Some physicians or Ph.Ds. specialize in genetics, while others
incorporate genetic counseling into their obstetric or gynecologic practices. [FN187]
Other nonphysicians have special training in genetic counseling and consult
patients pursuant to the recommendation of the patient's family physician. [FN188]
2. The Undefined Standard of Care for Genetic
Counselors
The extent of the genetic counselor's duty, and the
standard of care against which the counselor is to be judged, are not fully
defined, primarily because of the recent emergence of the field of genetic
counseling as a separate medical specialty, the diversity of medical providers
offering genetic counseling, and the rapid technological advancement that shapes
diagnostic abilities. [FN189]
As the field of genetic counseling is further refined by science and litigation,
questions are surfacing as to the techniques and manner in which genetic
information is conveyed to patients. The problem is particularly acute in those
circumstances where information known by the counselor is not properly conveyed
to the patient, and thus, does not take on the significance it should in the
parents' procreative decision-making process.
A breach of duty by the genetic counselor in its
simplest form occurs when the counselor fails to utilize diagnostic procedures, [FN190]
fails to take a family history [FN191]
or inquire into the parents' ethnicity, [FN192]
*219 or fails properly to
interpret or disseminate genetic information. [FN193]
Likewise, the provider may be negligent in failing to refer patients to
specialists in genetics, [FN194]
or in selecting an incompetent laboratory to administer a diagnostic procedure. [FN195]
In these circumstances--which account for the vast majority of wrongful life and
wrongful birth cases--the breach is easy to identify and, thus, liability would
appear clear. In some circumstances, however, a breach of duty by a genetic
counselor is not so easy to identify because at first blush the patient appears
to have exercised an independent and informed procreative choice. Closer
scrutiny, however, may reveal subtle deviations in the counseling approach which
may have caused the parents to make a decision they otherwise would not have
made had they been counseled differently. [FN196]
In these cases, it will be more difficult to prove a *220
breach of duty, particularly since the standard of care for genetic counseling
is presently undefined. [FN197]
C. Proof of Causation
As with any other negligence action, the wrongful
life plaintiff must prove the defendant's negligence was the cause in fact and
legal cause of her injury. Seldom has the lack of causation played a decisive
role in appellate decisions denying wrongful life. [FN198]
One reason is because the defendant usually challenges the action by motion for
summary judgement or motion to dismiss, in which case the court must assume
every allegation in the plaintiff's complaint is true. The plaintiff will
usually plead the required allegations in her complaint. Whether she can
actually prove causation along with the other elements of the action, however,
depends on her success on the merits.
*221
Causation in fact requires that the defendant's conduct be inextricably linked
to the plaintiff's harm in such a way as to permit a trier of fact to conclude
that, but for the defendant's conduct, the plaintiff would not have been
injured. Thus, the child alleging wrongful life must prove she would not have
been born but for the medical provider's failure to inform her parents of the
genetic risks associated with her birth.
Legal causation is often defined by the defendant's
ability to foresee the adverse effects of her act or omission. [FN199]
Thus, the extent of foreseeability will vary depending upon the status of the
parties and their relationship with one another. Cases addressing the duty owed
to unborn children establish that the unborn child, although not in existence or
a person under the law, is a foreseeable beneficiary of the defendant's wrongful
conduct. Likewise, where a woman of childbearing age seeks genetic counseling,
it is reasonable for the genetic counselor to recognize the information she
imparts will inevitably affect potential life. For these reasons, a genetic
counselor who negligently withholds or discloses erroneous genetic information
proximately causes the resulting child's handicapped condition since
dissemination of accurate information would have allowed the parents to avoid
the birth. Although the provider does not cause the impairment in the literal
sense, she causes the birth of a child with impairment and, thus, unilaterally
transforms that impairment into absolute reality for both parent and child. [FN200]
The vitality of the wrongful life action hinges on
the freedom to make procreative decisions about conception and abortion. Without
such freedom the parents cannot claim they were deprived of the
"right" to avoid the birth of their child, and the wrongful life
plaintiff will be unable to sustain her burden of proving factual causation.
American jurisprudence embraces the parents' fundamental *222
right to practice birth control and the woman's right to procure an abortion,
although the latter right is not absolute at all phases of the pregnancy. [FN201]
As long as procreative decision-making remains constitutionally protected,
genetic counselors have a duty to inform their patients of these options as part
of the counseling process. A breach of this duty can be said to proximately
cause the birth of a handicapped child.
The parents' personal decision whether or not to
exercise the rights afforded them under the law is also an issue of causation in
the wrongful life action. The child must prove that, if properly informed, her
parents would have acted upon the information disclosed by the genetic counselor
and avoided the child's birth. The religious and moral convictions of the
child's parents may be such that the child cannot prove her parents would have
avoided her birth if given the chance. [FN202]
Thus, the medical provider's failure to properly disseminate genetic information
is not the proximate cause of the child's impaired existence since her parents
would not have heeded the information if given the opportunity. [FN203]
D. Birth as an Injury: The Metaphysical Conundrum
The related issues of injury and damage in the
wrongful life action have proved the major stumbling blocks for courts asked to
decide whether the child has been harmed by being born. [FN204]
It is by now understood that the typical tort law approach for determining
injury and damage is more problematic in wrongful life cases because the
otherwise condition preferred by the plaintiff is nonexistence. This section
examines the rationales underlying the refusal to award general and special
damages to children alleging wrongful life, and analyzes the philosophical
debate inherent in the concept that life *223
with impairment is a cognizable injury when the child's otherwise condition is
nonexistence.
Reported wrongful life cases evidence a uniform
unwillingness as a matter of law to permit recovery of general damages by a
child born into a life with handicap--a life which could have been avoided but
for the negligence of medical providers. [FN205]
Even the few courts that have awarded special damages for wrongful life have
denied (rather inconsistently) the child's claim for general damages because of
the absence of injury. [FN206]
Courts have justified their refusal to award
general damages on various grounds, ranging from the purported inability to
prove any damage in being born, [FN207]
to the danger that the sanctity of life will somehow be disavowed if courts were
to allow such a right of recovery. [FN208]
Although the reasoning of those courts is well-intentioned, their approach in
refusing to recognize an impaired life as an injury is inconsistent with
existing legal doctrine.
1. Right-to-Die: An Appropriate Analogy
Right-to-die cases evidence some concession by
courts that life may not always be preferable to nonexistence, and are also
instructive on the concept of substituted decision-making which is essential to
the wrongful life action. [FN209]
Particularly instructive are those right-to-die cases involving requests to
discontinue or withhold artificial life support made on behalf of incompetent
patients who have never *224
been capable of expressing a preference for a particular course of treatment and
who have never experienced healthy life.
The substituted judgement doctrine is a judicially
created legal fiction that affords an otherwise incompetent patient, through a
proxy, the same rights as a competent patient to refuse extraordinary medical
treatment that would merely prolong the patient's dying. Accordingly, courts and
legislatures have developed various prognosis-based approaches for determining
when it is appropriate to permit the removal and withholding of artificial life
support. Those conditions which would justify the removal of life support have
been invariably described to include a patient who is terminally ill,
irreversibly comatose, or who is in a persistent vegetative state. According to
this doctrine, consideration must be given to what the patient, if competent,
would have decided regarding her treatment.
In In re Quinlan, [FN210]
the Supreme Court of New Jersey held that the individual's right to privacy
overrides the state's interest in preserving life in certain circumstances, so
that the parents could make the life or death decision for a child incompetent
to do so on her own. [FN211]
According to the holding in Quinlan, when reliable proof indicates that the
patient has no chance of returning to a cognitive, sapient existence, a proxy,
who, in Quinlan, was the patient's father, can choose to have treatment
terminated. [FN212]
The court recognized that "the focal point of decision should be the
prognosis as to the reasonable possibility of return to cognitive and sapient
life, as distinguished from the forced continuance of that biological vegetative
existence to which Karen seems to be doomed." [FN213]
The Quinlan court espoused what has come to be
known as the "substituted judgment doctrine," which preserves the
incompetent's rights by permitting a guardian or family member "to render
their best judgement . . . as to whether she would exercise it in these
circumstances." [FN214]
In pronouncing this standard, the court incorporated the expected preference of
the incompetent patient:
We have no doubt, in these unhappy circumstances,
that if Karen were herself miraculously lucid for an interval (not altering the
existing prognosis of the condition to which she would soon return) and
perceptive of her irreversible condition, she could effectively decide upon
discontinuance *225 of
life-support apparatus, even if it meant the prospect of natural death. [FN215]
The court continued by announcing that an
incompetent patient has the same privacy rights as one who is fully competent,
and in order to preserve those rights, a proxy can exercise the incompetent's
rights for her:
If a putative decision by Karen to permit this
non-cognitive, vegetative existence to terminate by natural forces is regarded
as a valuable incident of her right to privacy, as we believe it to be, then it
should not be discarded solely on the basis that her condition prevents her
conscious exercise of the choice. The only practical way to prevent destruction
of the right is to permit the guardian and family of Karen to render their best
judgment, subject to the qualifications hereinafter stated, as to whether she
would exercise it in these circumstances. If their conclusion is in the
affirmative this decision should be accepted by a society, the overwhelming
majority of whose members would, we think, in similar circumstances, exercise
such a choice in the same way for themselves or for those closest to them. [FN216]
The substituted judgment approach as expressed in
Quinlan embraces both the anticipated, subjective preference of the patient, and
the objective, societal view of what is in the patient's best interest. The fact
that Karen Quinlan was at one time competent and had previously intimated her
desire not to be kept alive artificially made it easier for the court and her
family to anticipate her preference. Nonetheless, Karen's best interest remained
an important factor in the court's decision to permit removal of her life
support.
The significance of Quinlan's substituted judgment
approach to the wrongful life action lies in the inherent notion that action
upon the patient's unexpressed but probable desire to forego life sustaining
treatment is, in essence, promoting a patient's right to choose, even when the
patient can not do so expressly. Equally significant is the concept that life
can be of such a minimal quality that a court may conclude that one might prefer
death or nonexistence to life.
A few state courts have addressed the substituted
judgment doctrine in situations where parents seek to withhold life-saving
treatment from their seriously ill newborn. [FN217]
These cases are particularly*226
instructive to the wrongful life analysis because the child has never
experienced healthy life and knows her life only as it is.
In In re Guardianship of Barry, [FN218]
the parents of a ten-month-old infant petitioned the court for authorization to
remove the ventilator life support that had kept their son, Andrew, alive since
birth. [FN219]
Andrew was born afflicted with a severe and irreversible brain malformation that
rendered his brain ninety percent dysfunctional. [FN220]
Consequently, Andrew had no independent respiratory function and was placed on
ventilator life support without which he would likely have died within a few
hours. [FN221]
Andrew's parents were advised by treating physicians as to his medical
condition, and were counseled by clergy who concurred with the morality of their
decision to have Andrew's life support removed. [FN222]
Andrew's attending physicians and his court-appointed guardian ad litem also
supported the parents' decision to terminate and withhold further life support. [FN223]
The Florida District Court of Appeals affirmed the
order authorizing the termination of the ventilator life support and the
withholding of further life- sustaining procedures. [FN224]
The court allowed the parents to exercise their substituted judgment,
supplemented by competent medical evidence, to remove the life support even in
the absence of evidence of Andrew's preference. [FN225]
The court acknowledged the limits of the substituted judgment doctrine,
particularly where the patient never independently expressed her preference. [FN226]
Yet the court found it "the right and obligation of the parents in *227
such an instance to exercise their responsibility and prerogative" to
exercise the child's independent right to privacy and self- determination
through their own substituted judgment. [FN227]
The court embraced a quality of life approach to the issue of substituted
judgment, finding such proxy decision-making substantiated by the terminal,
incurable, and irreversible condition of the patient for whom the substituted
judgment was being exercised.
There is considerable debate within the legal
community whether the substituted judgment doctrine survives the Supreme Court
decision in Cruzan v. Director, Missouri Department of Health. [FN228]
Even assuming the approach is on shaky legal ground, right-to-die cases
involving competent patients remain particularly instructive. A living patient
who concludes that death is preferable to her life with disability has made a
decision with no rational basis of knowledge to support it, since mortals know
nothing more of death than what we conceptualize prior to its occurrence. Courts
and legislatures nonetheless sanction the patient's decision to end life
support.
Why then should it be any different if a living
patient concludes that her life is no longer worth living than for a parent to
conclude that their child would not want to be born into a life of suffering and
thus would prefer nonexistence? It is illogical to say that because a living
individual knows what she is giving up--life, she is thus competent to make the
decision. The living patient is no more capable of concluding that death is
preferable than is the handicapped child or her parents capable of deciding that
nonlife is preferable to life with disability.
*228
Tort actions other than wrongful life give rise to the same difficulties, yet
courts addressing these cases have found it unnecessary to consider the
metaphysical dilemma of life versus nonlife. Instead they appear most concerned
with the end result--a prolonged life of suffering.
In Estate of Leach v. Shapiro, [FN229]
Edna Marie Leach suffered a cardiopulmonary arrest during treatment for a
respiratory condition at the defendant hospital. [FN230]
Although successfully resuscitated, Mrs. Leach remained in a persistent
vegetative state and was placed on life support to sustain her breathing and
circulation. [FN231]
Mrs. Leach remained on life support for several months, after which time doctors
informed her husband that she would never regain consciousness and would require
indefinite life support. [FN232]
Mrs. Leach's husband filed an action against the
hospital for tortiously maintaining his wife on life support against her express
will and requested damages for the pain and suffering his wife had endured
during her wrongfully prolonged existence. [FN233]
The court held that, "[t]o the extent that plaintiffs can prove that this
conduct was wrongful and caused pain and suffering beyond that which she would
have normally suffered from her condition, they state a claim for relief." [FN234]
The court in Leach indicated that, although the
plaintiff could not recover for the pain and suffering she would have
experienced during the period she would have survived without the treatment
(essentially viewing this as a preexisting condition), she could recover for the
pain she experienced during the time her life was wrongfully prolonged beyond
the point when she would have died naturally from her infirmities. [FN235]
In reaching its decision, the Leach court implicitly acknowledged that life
itself can in some instances be injurious. [FN236]
*229
Right-to-die cases illustrate the reality that not all life is preferable to
nonexistence, and also establish the family's right to exercise discretion over
treatment decisions, particularly where the subjective desires of the patient
are unknown because of her incompetence. To a similar extent, the family in
wrongful life cases has the right to decide for the child whether, on whole, her
life is worth living. Of course the child might reach a different conclusion if
she were "miraculously lucid for an interval." [FN237]
The reality, however, is that it is impossible to know what the child would have
preferred at the time of her injury. For this reason, courts must accept the
family's decision as that of the child's. [FN238]
It escapes explanation why courts have ignored
right-to-die cases when ruling on the cognizability of the child's wrongful life
claim. Arguably, right-to-die cases have overcome the more difficult issue of
whether death is preferable to a life with even the most debilitating illness. [FN239]
Just as the state recognizes the right of a living person to avoid circumstances
where the preservation of her life would serve only to demean or degrade her
existence and humanity, the state should recognize the same right of the unborn,
through her parents, to avoid birth into a life of suffering. The parents, and
not the state, are in the best position to make decisions regarding the unborn's
potential quality of life with or without her genetic anomalies. [FN240]
Once that decision is made, it should be considered the decision of both parent
and child.
Of course the notion that no one is in a better
position than the parents to make decisions on behalf of their potential child
is not without exception. There will be instances where the parents' decision
will not be, at least when viewed objectively, in the best interest of the
child, and their decision will sometimes be negligent or even reckless.
Notwithstanding these inevitable failings, the parents generally are in the best
position to decide for the unborn child *230
whether or not her life will bring with it the joys and pleasures that make it
worthwhile.
Some courts and commentators acknowledge that the
parents' decision to avoid giving birth to an impaired child might be premised
on their own selfish motives rather than the interests of the child. [FN241]
The same issue has permeated right-to-die cases. [FN242]
It would be unreasonable not to expect that potential parents will be
introspective when deciding the fate of the "to be" child. They will
look at their own lives, which, of course, will affect the future experiences of
their child. They will ask themselves how it would feel, physically and
emotionally, if they were afflicted with the child's infirmities. Potential
parents may also view the birth of an impaired child as a threat to their own
well-being. Although the interests of the parents must not predominate the
decision to assert the child's wrongful life claim, it would be equally
fallacious to expect that their decision will be wholly removed from their own
interests and expectations of what that child's life will bring upon themselves
and the family unit.
In some instances, depending upon the severity of
the disease, life may be a fate worse than death. This concept of injury thus
requires factfinders to draw a line between those injuries which are relatively
mild and those which are so severe that on whole they can find with reasonable
certainty that the child would have chosen nonlife over her life with infirmity
had she been asked to decide.
The dividing line between those handicaps which
would justify a conclusion that nonexistence is preferable to life is difficult
to draw, although the task is not an insurmountable one for the jury to assume.
The ends of the spectrum are easier to identify. At one end, where life is
arguably not worth living, are diseases which are so physically devastating that
an individual has little chance of living a cognizant, sapient existence. [FN243]
Included in this category are diseases *231
such as Tay-Sachs, [FN244]
Lesch-Nyhan syndrome, [FN245]
and certain neural tube defects, [FN246]
where the afflicted child cannot interact with her environment or with other
people, and will have a very short lifespan. [FN247]
At the opposite end of the spectrum are less severe handicaps such as
sickle-cell anemia [FN248]
and hereditary blindness, deafness, and paralysis, where the child can be
expected to experience many of life's joys and pleasures. [FN249]
*232
A substantial gray area joins these identifiable extremes, the interior of which
encompasses more moderate handicaps such as Down's syndrome [FN250]
and cystic fibrosis. [FN251]
It will be difficult for juries to evaluate each disease in terms of the
benefit-burden analysis, and concededly, different juries will come to different
conclusions. Nonetheless, just as jurors are left with the discretion to award
damages for alleged harms that are intangible and difficult to measure (such as
emotional distress or "hedonic" [FN252]
damages), they are capable of making an evaluation whether a given life, in
light of all that is knowable about the plaintiff's existence, is preferable to
nonexistence. The health of the child, the opinions of experts, and the demeanor
of witnesses will all play a part in any decision the jury will reach. [FN253]
*233 Rather than deciding as a
matter of law that life no matter how impaired is preferable to nonexistence,
courts should afford the child and her parents the opportunity to prove that
such is not always the case.
The deliberation required of the jury in reaching a
conclusion that a particular life is not worth living is similar to that
required of infant care committees in their decisions to discontinue life
support for seriously ill newborns. [FN254]
Each group is comprised of a fair cross section of the community, and each is
required to weigh various factors when reaching a conclusion whether or not the
child should live or die. Although the interdisciplinary nature of the infant
care committee allows members to bring with them insights the average person may
not possess, nothing prevents litigants from bringing the same insights and
expertise into the courtroom to assist the trier of fact in reaching a decision
as to the benefits and burdens of the *234
plaintiff's life. A properly educated and instructed jury is, arguably, as well
equipped to make these decisions as are infant care committees.
Another criticism of the wrongful life action takes
on a "grass is always greener" approach. The plaintiff, the critics
argue, has never experienced a healthy life, and, when born, will have life
experiences relative to her handicap. Accordingly, the child suffers nothing
since all that she knows is her present condition with its concomitant pain and
suffering. [FN255]
The child cannot reach a decision that her life is not worth living without
first experiencing what she now claims is her injury. In other words, the
wrongful life plaintiff has nothing to lose from claiming her life is not worth
living, since a verdict in her favor does not require that she return to the
"state" of nonexistence she claims to prefer. Instead the child
continues to live and reap the benefits of life, and at the same time benefit
from the damages awarded for her suffering.
These arguments fail in several respects. First,
the child, although never able to experience greater health, remains capable of
judging her surroundings and the quality of others' lives, which may permit her
to reach a rational decision that the quality of her own life is not worth the
experience of being alive. [FN256]
Conversely, the approach fails to incorporate into its assumption those children
who are so impaired that they lack the cognitive ability to experience anything.
In fact, it is the child's inability to experience life's pleasures that often
gives rise to the child's claim of injury in the first place.
Courts today are willing to recognize that medical
choices should lie with the patient rather than with the physicians or other
medical providers. The right-to-die cases are indicative of a growing trend
toward recognition that life is not always preferable. The philosophical
difficulties noted by most, if not all, courts which have denied the wrongful
life action appear to be less persuasive today then they were in 1967 when
Gleitman v. Cosgrove [FN257]
was decided. The inability of courts to say with absolute certainty that life no
matter how impaired outweighs nonexistence does not justify the summary
rejection of the child's wrongful life claim.
2. Measuring Wrongful Life Damages in Economic
Terms
Recognizing birth as a cognizable injury does not
resolve the question of whether the wrongful life plaintiff can prove in
economic *235 terms the value of
nonexistence against the value of life with impairment. [FN258]
This Article, unlike many of the cases, treats the issue of damages as a
question of whether the plaintiff can prove the quantum of her damage, not
whether she can prove an event of injury by being born. Logically, the issue of
damages as defined herein need not be addressed unless the issue of injury is
resolved in the plaintiff's favor. [FN259]
It is a basic principle of modern tort law that a
cause of action should not be denied when the only thing preventing recovery is
the plaintiff's inability to prove damages with specificity. [FN260]
Many courts have nonetheless refused to recognize the wrongful life action
because the plaintiff cannot attribute a precise dollar amount to the value of
nonexistence. [FN261]
In fact, even those courts which have approved the wrongful life action to the
extent of awarding special damages have refused to award general damages
because, they contend, those damages are not as easily measurable. Again, these
courts appear to concede the existence of injury yet, rather illogically, refuse
to hold the provider accountable for the general damages caused by the same
breach of care. [FN262]
Until now, this Article has focused on whether it
is possible to say that one is harmed by being born, and has analyzed this
question in the context of whether general damages can and should be awarded.
The recommended answer to this question is by now apparent. Little *236
has been said, however, about the necessity of awarding special damages, which
include the extraordinary costs of maintaining the child's handicap and the
nonextraordinary child rearing costs that would otherwise have been averted if
the child had not been born.
Special damages are most critical to the child's
continued existence and should be awarded as a matter of right once injury and
the other elements of the wrongful life tort are proved. [FN263]
These damages can be ascertained with certainty, [FN264]
and are essential to alleviate the burden that would otherwise be imposed upon
the child's parents and the state to support the child during her lifetime. A
child is entitled to these damages, especially during adulthood, provided her
parents have not received an award of special damages in their own right for the
child's care during the same period.
An award of special damages is also important to
the determination of the amount of general damages that should be awarded to the
child. This Article posits (rather unremarkably) that the general damages
awarded should be proportionate to the severity of the handicap. As in other
negligence actions, special damages serve as an important guideline for valuing
the general damages recoverable by the wrongful life plaintiff. There is a
presumption that the greater the expense required to habilitate or rehabilitate
the plaintiff, the greater the pain and suffering she will likely sustain.
Logically, more severe handicaps will necessitate larger general damage awards,
limited by any statutory damage cap in place at the state level. [FN265]
*237
3. The Benefit Doctrine of Restatement (Second) of Torts § 920
When a tort victim benefits in some way from the
defendant's conduct, the damages recoverable for the tort should be offset by
the benefits conferred. This basic principle of mitigation is expressed in
Section 920 of the Restatement (Second) of Torts and has been used by courts as
a justification for refusing to award general and special damages for wrongful
life, wrongful birth, wrongful pregnancy and wrongful conception. Again, it is
not necessary to consider mitigation of damages until some damage is deemed to
have been sustained. [FN266]
The Restatement explains that an offset is
appropriate only when the benefit conferred by the tort is to the same interest
that was harmed. [FN267]
In other words, pecuniary harm should be offset by pecuniary benefit;
nonpecuniary harm only by nonpecuniary benefit. Thus, for example, damages for
pain and suffering resulting from a nonconsensual surgery should be offset by
the future pain and suffering averted by the surgery. [FN268]
Conversely, where a prominent *238
attorney seeks nonpecuniary damages for the emotional pain and suffering caused
by the defendant's libelous remarks, the defendant cannot assert in mitigation
that the adverse publicity, for whatever reason, increased the plaintiff's
volume of business. [FN269]
The pecuniary interest enhanced by the tort--the increase in business--is
dissimilar to the nonpecuniary harm to reputation suffered by the attorney.
When properly applied to wrongful life and wrongful
birth cases, the benefit doctrine requires offset of general damages by the
intangible value of life to the child and her parents. Similarly, the parents'
emotional harm could conceivably be offset by the emotional harm they would have
sustained had they chosen to abort the fetus, [FN270]
or by the emotional joys and benefits derived from the child's existence. The
parents' recovery of child-rearing and extraordinary expenses should be offset
by the pecuniary benefits the parents will derive from the child's life. [FN271]
Many courts have based their refusal to award
general and special damages in wrongful life and other birth-related tort
actions on the plaintiff's inability to disprove that the value of her life
exceeds the pain and suffering she endures as a result of the malpractice.
Accordingly, courts refuse to award general damages because the joys and
benefits of the handicapped life to both parent and child offset any damages
resulting from that life. Some courts have violated the similar interests
requirement of the benefit doctrine and have denied recovery of special damages
after concluding that the intangible pleasures of handicapped existence offset
the special *239 damages
occasioned by the malpractice. [FN272]
Theoretically, only the economic benefits of the child's handicapped life should
offset the special economic damages caused by the child's handicap.
The difficulty with the benefit doctrine as applied
in wrongful life actions is that the plaintiff is saddled with the burden of
proving that the benefits of nonexistence exceed the burdens of her life with
handicap. The burden properly should be on the defendant to prove an offsetting
benefit conferred by her tortious conduct. [FN273]
Once the plaintiff has sustained the burden of proving an event of harm by being
born, the defendant should bear the burden of proving the benefits derived from
the child's existence outweigh the burdens caused by her disease. [FN274]
Perhaps a presumption favoring nonexistence would equalize the burden of proof
in wrongful life cases and increase the plaintiff's chance of recovery.
E. Public Policy Considerations: The Fifth Element
of the Tort Framework
A continuing debate essential to modern
jurisprudence involves the role public policy should play in the shaping of
judicial decisions. On one side of the debate are those jurists who maintain
that judicially declared public policy is a useful doctrine that helps the law
embrace a more humanistic approach and "brings into the case an element
extrinsic from the conduct of the parties--the exercise of community control
quite apart from statute, judicial precedent or doctrine." [FN275]
On the opposite side of the debate are those who assert that decisions based on
public policy add a degree of uncertainty to the law that makes it more
difficult for individuals to conform their behavior to the law. [FN276]
If public policy is to shape the law, they *240
argue, legislative pronouncement should be the sole source of its influence. [FN277]
Negative public policy implications have been cited
by many courts as a reason for denying claims for wrongful life and wrongful
birth. This section examines the policy considerations upon which courts have
based their refusal to recognize the wrongful life action, and concludes that
none of the policy reasons cited by courts justifies the denial of a child's
right to recover damages for her wrongful life.
1. Parental Liability
One implication of recognizing the wrongful life
action is that a child may attempt to sue her parents for erroneous decisions to
conceive or proceed with the pregnancy after being fully informed of the
substantial risk that the child would be born with a birth defect. Concededly, a
negligent decision by parents has the same effect on the child as does the
medical provider's failure to disclose the information to the parents. If
parents are to complain that they have been deprived of their freedom to make an
informed choice on behalf of their potential child, what responsibilities do
they have to the child to make a responsible choice? How much freedom should
parents have in exercising their informed choice? Some of these issues were
addressed as dictum by the California Supreme Court in Curlender v. Bio-Science
Laboratories:
If a case arose where, despite due care by the
medical profession in transmitting the necessary warnings, parents made a
conscious choice to proceed with a pregnancy, with full knowledge that a
seriously impaired infant would be born, that conscious choice would provide an
intervening act of proximate cause to preclude [wrongful life] liability insofar
as defendants other than the parents were concerned. Under such circumstances,
we see no sound public policy which should protect those parents from being
answerable for the pain, suffering and misery which they have wrought upon their
offspring. [FN278]
The staggering implications of parental liability
for wrongful life condoned by the Curlender court prompted the California
legislature *241 to enact a law
prohibiting parental suits in wrongful life cases. [FN279]
Permitting children to maintain actions against
their parents for wrongful life is unsound. Such suits may chill the parents'
constitutional right to make unencumbered procreative choices. [FN280]
The number of aborted pregnancies may rise, not because of the parents' reasoned
determination that the child would not want to live such a life, but out of fear
that a contrary decision would be challenged by the child at some point after
her birth.
Children seeking pecuniary damages for their
special care with handicap have little to gain and much to lose in suing a
parent, particularly if the family unit is intact. As one commentator has noted:
"Parents are already legally obliged to support their children, and most do
so to the limits of their ability whether the child is normal or not." [FN281]
A different conclusion may be appropriate if the parent-child relationship no
longer exists, since voluntary care is no longer a given and preservation of the
family unit may not be a concern. [FN282]
Some jurists argue that there must be a limit to
legal accountability of parents for so-called "irresponsible" choices.
[FN283]
Allowing children to sue parents for their decisions would render nugatory
"the freedom of choice now extolled in genetic counseling." [FN284]
The right to be free from interference in decisions on procreation, however,
does not necessarily affirm the righteousness of a decision to bring a child
into the world. In some cases it might be possible to *242
say that the parents have made a "poor" decision and have wronged the
child. [FN285]
Although the conflict between the interests of the
parents and the potential child is difficult to reconcile, it is possible to
strike a balance between the parents' unencumbered procreative rights and the
harm to the child upon the making of a reckless decision. Courts have not
hesitated to intervene on behalf of children when their parents' decision,
although based on their own moral and religious beliefs, is against the best
interests of the child. [FN286]
These interventive efforts on behalf of the child suggest there is a point where
the freedom of parental decision-making must yield to the interests of the state
and the child.
Parents at risk for giving birth to children
afflicted with genetic disorders will come to different decisions about whether
or not to proceed with the pregnancy. Parents faced with a prognosis that their
child will be born with Tay-Sachs disease, for example, would more likely avoid
bringing the child into the world. Other diseases, such as cystic fibrosis, [FN287]
may not manifest the same degree of severity or immediacy of onset, and parents
may not come to the same conclusion that the child's life should be avoided. By
whom and by what standard should the propriety of the parents' decision be
judged? Would a "reasonable parent" standard be appropriate? [FN288]
Judging a parent's actions in bringing about the
child's life from the perspective of a reasonable person is unsound since most
decisions in this regard are based upon individualized moral and religious
beliefs. This does not mean, however, that the Learned Hand *243
formula [FN289]
could not be applied on a case-by-case basis to judge whether or not the
parents' choice was negligent. [FN290]
Again, consideration should be given to the child's possible condition and the
competing interests of the parents in bringing about her life, factoring into
the analysis the parents' moral and religious convictions.
2. Sanctity of Life
The sanctity of life argument, which posits that
life no matter how impaired is sacrosanct, has been at the root of numerous
court decisions denying claims for wrongful life. [FN291]
The right-to-die cases and common sense, however, dictate that life is not
always a blessing; rather the sanctity of life is wholly dependent on the
quality of that life. [FN292]
The sanctity of life argument fails to reconcile
those instances where the quality of the life is so reduced that the reasonable
individual would deem it an unmitigatible burden. [FN293]
If life is indeed priceless, the law should require that medical providers
render their services in such a way as to promote the utmost quality of
potential life. It would be unreasonable to conclude that society's outlook on
the sanctity of life incorporates lives of great suffering. As right-to-*244
die cases illustrate, there is a point where the need to alleviate pain and
suffering reduces the efficacy of the life-at-all-cost philosophy.
Taking the sanctity of life argument to its logical
end, a child would have no right of action even if the medical provider
maliciously withheld information from the parents. Why should the law allow for
such an abuse of medical authority on the altar of the sanctity of human life,
particularly when the rest of society must account for similar conduct in other
contexts, and may even be called upon to support the child's handicapped
existence? The consequences of the sanctity of life argument appear
unreasonable.
Some argue that improvements in prenatal diagnosis
have shifted the efforts of the scientific community away from disease treatment
in favor of disease prevention. [FN294]
Society will therefore embrace higher standards for human health, and will look
upon those born with avoidable handicaps as unfit to be alive. [FN295]
The issue is well stated by ethicist Leon Kass, who warns:
A child with Down's syndrome or with hemophilia or
with muscular dystrophy born at a time when most of his (potential) fellow
sufferers be destroyed prenatally is liable to be looked upon by the community
as one unfit to be alive, as a second class (or even lower) human type. He may
be seen as a person who need not have been, and who would not have been, if only
someone had gotten to him in time. [FN296]
According to this view, society will become
increasingly critical of minor physical and social handicaps and will accept
nothing less than the "perfect human." [FN297]
"[T]he concept of 'normality' sufficient to make life worth living is bound
to be 'upgraded,' and the acceptance of 'abnormality' and care for abnormal is
bound to be degraded in our society." [FN298]
Thus, the threshold for those ailments justifying *245 prenatal diagnosis, and even state intervention in
decisions of contraception and abortion, may be lowered to dangerous levels,
inevitably leading to the adoption of laws compelling eugenics.
Improvements in genetic technology must advance,
even at the expense of social stigma. Tort law is not responsible for the stigma
associated with being born with a given handicap; it serves only to encourage
prudent behavior through pecuniary penalty. Thus, the exactitude of science, and
not the expansion of tort law, will make it increasingly difficult for society
to accept the birth of avoidably impaired children. The wrongful life action
adds little to the possibility of such an unfortunate phenomenon as social
stigmatization, since scientific advancement will occur with or without the
action.
3. Defensive Medicine
Opponents of wrongful life assert that recognition
of the action will cause medical providers to practice defensive medicine,
causing overuse of genetic testing even where not medically indicated simply to
avoid potential liability. [FN299]
Thus, contrary to the proponents' view that permitting wrongful life will
improve the standard of medical care by forcing medical providers to be more
diligent in their practice, opponents suggest that the action will actually
cause medical care to become too costly for those who can least afford it. [FN300]
State-of-the-art scientific technology, not the law
itself, defines the standard of medical care expected of providers and imposed
by law. The law merely measures the utility and practicality of a given
procedure against the provider's failure to utilize it. [FN301]
Only then does the law impart an obligation upon the provider to practice
according to this standard. The law does not create the standard; science does
that.
So long as parents have freedom of procreative
decision-making, they can control the destiny of affected children. Prenatal
diagnosis *246 has taken the
mystery out of genetic defects and "parents no longer accept genetic
defects in their children as an ill which God or nature visits upon them." [FN302]
Although the choice is ultimately with the parents, the genetic counselor has,
at very least, an obligation to impart all the available information necessary
to that decision. When the genetic counselor fails in this respect, the
opportunity of procreative choice has been withheld from the parents. Without
the law as a deterrent on negligent and reckless health care, the genetic
counselor has less incentive to perform adequately and more incentive to ignore
the wishes of the parents, the child, and society, all of whom desire to avoid
lives of great suffering.
There is no debating that medicine is not an exact
science; there are many uncertainties and no guarantees. However, when science
enlightens society to the causes, treatments, and cures of disease, the medical
community should be expected to conform to the technological advancement and
heightened societal expectations of the medical care society receives. Likewise,
the law should embrace these improvements in the standard of care. The wrongful
life action seeks to achieve this end--to encourage more prudent genetic care
for the unborn and her parents.
4. Judicial Deference to Legislative Pronouncement
Several courts have refused to recognize the
wrongful life action on the basis that the action presents profound issues of
public policy better left for legislative resolution. [FN303]
In refusing to legislate from the bench, however, these courts no doubt
recognize the improbability that their state's legislature would legitimate the
wrongful life action. In essence, these courts have "made a decision by not
making a decision." [FN304]
A claim for wrongful life will not be actionable
under all circumstances. The child must first prove that her handicap is one
which would justify her preference for nonexistence. Legislatures are incapable
of identifying in the abstract those conditions that would justify such a claim
and those that would not. A statute that simply provides that wrongful life is
an actionable tort would be of limited usefulness, since the trier of fact would
still be required to scrutinize the child's handicaps and the beliefs and
opinions of family members *247
as to the child's preference for nonexistence before it could determine whether
the child's claim for wrongful life is meritorious. [FN305]
Deference to legislative pronouncement is not the
appropriate response to the wrongful life action. As one commentator has
expressed, "[i]f the view of public policy expressed by the courts is not
acceptable, the legislature may speedily revise the expression by appropriate
statutory provision." [FN306]
Some state legislatures have demonstrated disapproval of their court's wrongful
life and wrongful birth decisions, and have passed legislation prohibiting these
actions. [FN307]
The vast majority of state legislatures to pass
legislation on wrongful life and wrongful birth actions have denied the actions
outright. At least eight states have enacted legislation which prohibits actions
for wrongful life and/or wrongful birth. [FN308]
Although the scope of the legislation varies, each law effectively permits the
state to substitute its judgment for that of the child and imposes upon the
family unit a uniform rule that life is always preferable. [FN309]
The constitutionality of statutes prohibiting wrongful life and/or wrongful
birth actions has been confirmed by at least two state appellate courts, [FN310]
but has been challenged by several commentators. [FN311]
*248
Those legislatures that have adopted prohibitive legislation should rethink
their positions, and those which have not yet addressed the issue should do so
with the aim of aiding those who innocently must suffer for the practice of
careless medicine. [FN312]
IV. STRICT LIABILITY FOR DEFECTIVE GENETIC
COUNSELING
One alternative for holding medical providers
accountable on principles of negligence is to impose upon them strict liability
for their life-causing omissions. According to this approach, damages would
inure to the plaintiff not merely because the provider's negligence caused an
otherwise avoidable life, but because the avoidable life will bring with it
foreseeable suffering. Imposing strict liability on providers who disseminate
avoidably inaccurate genetic information will reduce the burden on the plaintiff
to prove her life with handicap constitutes a legally cognizable injury, and
will likewise relieve the courts of the unnecessary metaphysical considerations
they contend prevent any monetary award for wrongful life. [FN313]
A. Strict Products Liability as a Model
Strict products liability is a tort theory that has
arisen out of warranty law as a means by which users and consumers of products
may recover for injuries sustained from "defective products." [FN314]
The genesis of strict products liability can be attributed to several twentieth
century decisions by Justice Traynor of the Supreme Court of California. [FN315]
The essence of those decisions is incorporated into section 402A of the
Restatement (Second) of Torts, which a majority of jurisdictions has adopted as
the basis for imposing strict products liability. [FN316]
*249
Strict liability is generally thought of as liability without fault-- liability
imposed merely because an act was committed without regard to the level of care
exercised by the defendant in seeking to avoid the risk of harm to others. [FN317]
This portrayal of strict products liability, however, is not completely accurate
because the defendant's culpability remains an important factor in the analysis.
[FN318]
Under strict products liability, a seller of a defective product [FN319]
is liable if the *250 plaintiff
can show that the product was unreasonably dangerous and the defect was present
when the product left the seller's control. [FN320]
Prior to the development of strict liability,
negligence law provided the only means by which a consumer could recover for
injuries caused by defective products. The unique position of both the seller
and the user, however, brought to light several shortcomings in the negligence
theory which disadvantaged the consumer plaintiff and which caused courts to
formulate modifications to the negligence approach. [FN321]
The essence of strict liability today "is to insure that the costs of
injuries resulting from defective products are borne by manufacturers that put
such products on the market rather than by the injured persons who are powerless
to protect themselves." [FN322]
At the core of any strict products liability action
is proof that a product was defective. The defect may be one of design,
manufacture, or failure to warn of a danger inherent in the use or misuse of a
product. Courts have developed various tests in their attempts to evaluate
whether or not a product is defective. [FN323]
The predominant tests, most frequently applied in design defect cases, are the
risk-utility and consumer expectation tests.
The risk-utility test incorporates the Learned Hand
cost-benefit formula familiar to negligence actions by balancing the likelihood
and magnitude of harm against the usefulness of the product and the ability of
the designer at reasonable expense to make the design safer. [FN324]
Where the utility or affordability of the product would be destroyed by an
alternate, albeit safer design, the design at issue is not defective. [FN325]
A product is defective under the consumer
expectation test if the product is "dangerous to an extent beyond that
which would be contemplated by the ordinary consumer who purchases it, with the
ordinary knowledge common to the community as to its characteristics." [FN326]
The type of product in dispute usually dictates the class of persons that
comprise the ordinary user or consumer. A machine used only by machinists would
be defective only if the ordinary machinist would not anticipate the attendant
risk of injury posed by *251 the
machine during its ordinary use; [FN327]
an alleged defect in an automobile would be judged according to the expectations
of the ordinary driver. [FN328]
B. Erroneous Genetic Counseling as a Defective
Treatment
The same considerations relevant to a finding of
defectiveness of products are applicable to the determination of defectiveness
in the genetic counseling process. A consumer of products justifiably relies on
the seller to introduce into the market products which are safe. To the same
extent, the patient relies on the genetic counselor to disseminate accurate
information on the risk of giving birth to a genetically impaired child. Under
either the risk-utility or consumer expectation approach, failed genetic
counseling meets the definition of defectiveness as that term is used in
products cases.
The complexity of the genetic information and the
patient's inability to partake in the genetic evaluation process suggests that
the patient relies on the genetic counselor to a greater extent than the average
consumer relies on the seller of products to produce safe ones. [FN329]
Those prospective parents in need of genetic counseling represent the class of
ordinary consumers whose expectations are relevant to the quality of treatment
they expect. Their expectations, in combination with the known risks of error
disclosed by the counselor, establish the standard under a strict liability
analysis. Ordinary patients do not expect perfect results, nor do they expect a
cure where one is not promised. [FN330]
Likewise, prospective parents do not expect the birth a perfect baby and remain
aware that the unbridled acts of nature may cause unexpected misfortune.
Prospective parents expect reasonable care in the
dissemination of genetic information, which includes accurate testing for
genetic conditions, evaluation of test results, and disclosure of material risks
*252 of error in the counseling
process. If attainment of a reliable diagnosis of the genetic condition is
possible prior to the conception or birth of a handicapped child, the failure to
attain a diagnosis of the condition would render the treatment defective. If
state-of-the-art technology allows for the accurate diagnosis of the condition
with which the child is born, then it is reasonable for the parents as consumers
to expect that the condition will be diagnosed. [FN331]
Because medical providers involved in wrongful life
cases have not caused the genetic anomaly, but have deprived the patient of
necessary information, genetic counseling is uniquely suited for the application
of strict liability. A failed procedure may prevent a parent from making the
ultimate decision to proceed with or to terminate a pregnancy, but it is never
alleged that a failed procedure caused the impairment, at least in the literal
sense of the word "caused." [FN332]
A genetic counselor would not be strictly liable merely because a child is born
with a detectible disorder. A showing of breach of care would remain a necessary
prerequisite to recovery. [FN333]
A genetic counselor whose obligation is to discern
the possibility of genetic abnormality in patients and potential children is
keenly aware of the risks as well as the harm that may result from an error in
treatment. The counselor must expect that parents will rely on the information
they receive, and should recognize the profound harm that will come to potential
life if genetic information is not properly communicated to those who must act
upon it. [FN334]
*253
The number of wrongful life cases reported to date indicates that the risk of
erroneous genetic counseling is substantial when established medical standards
are not followed. Further, the gravity of potential harm--the involuntary
creation of an avoidable, handicapped life--is profound. The cost to the genetic
counselor in avoiding the giving of erroneous advice is minimal, however; all
she must do is adhere to established medical standards. No greater standard is
either necessary or proposed under this analysis. As discussed below, however,
the present inability of the legal system to redress the plight of the
handicapped child who sues for wrongful life offers little incentive for the
genetic counselor to take the necessary steps to avoid erroneous genetic
counseling. [FN335]
C. Policy Considerations for Imposing Strict
Liability
Once a product is deemed defective, a number of
policy rationales justify imposing strict liability upon the manufacturer or
distributor of the product. They include (1) the difficulty of proving specific
acts of negligence; (2) increased incentive to promote product safety; (3) the
superior position of manufacturers to prevent and insure against injury; (4)
more efficient risk- spreading of the victim's loss among the purchasers of
products; and (5) the obligation assumed by manufacturers and distributors who
must sacrifice something for the benefit they derive from consumer spending. [FN336]
The significance of these factors is not exclusive to products liability cases;
each has its place in the analysis of wrongful life cases.
1. Difficulty in Proving Negligence
One rationale for imposing strict liability upon
the seller of a product is based on the difficulty of proof encountered by a
plaintiff *254 in the typical
products case. According to this rationale, the manufacturer of a product is
uniquely insulated in its manufacturing and design processes so as to make it
very difficult for the plaintiff to access the proof necessary to prove
negligence. [FN337]
Essentially, this rule suggests that because the plaintiff may encounter
difficulty meeting the breach of duty element of the tort, the courts will
relieve her of that burden and will require only that she prove the product was
defective or abnormally dangerous at the time it left the seller's control. [FN338]
The courts have made clear that it is difficult if
not impossible for the wrongful life plaintiff to prove the injury element of
the tort. Yet the problem of proof that warrants giving special treatment to
plaintiffs in products cases is no different than the problem of proof
encountered by the wrongful life plaintiff. The result is the same: the wrongful
life plaintiff cannot overcome the insurmountable problem of proving injury, a
difficulty that, concededly, has not been caused by the complexity of the
defendant's conduct, but rather is imposed by the courts who refuse to hold that
life is an injury.
2. Incentive to Act Prudently: An Economic
Perspective to Genetic Counseling
Under traditional negligence law, the injurer and
the victim are each accountable for the activity that results in injury, and
changes in activity that could avoid the injury. The injurer is motivated to
avoid accidents by the prohibitive cost of a legal judgment and the more
economical means of avoiding the accident before it occurs. Similarly, the
potential victim has an incentive to change her activity level, since a failure
to do so may be deemed contributory negligence and may bar any recovery.
*255
The efficiency of strict liability can be judged by identifying the activity
levels of both the potential injurer and the potential victim in a particular
circumstance and determining whether a change in activity level by either, but
particularly the victim, will promote accident avoidance. [FN339]
Strict liability is particularly suited to those activities where the cost of
accident avoidance exceeds the expected judgment costs so that the injurer has
no incentive to take precautions, and where activity level changes by potential
victims would neither effect accident avoidance nor be economically practical. [FN340]
The genetic counselor must undertake very little by
way of activity level modification to prevent defective counseling. All that is
usually required is more careful scrutiny before giving advice to the patient.
In the typical wrongful life case, the plaintiff is not alleging injury caused
by a defective medical instrument, drug or other substance used in treatment,
nor is she challenging the basis of a medical decision involving affirmative
medical treatment. The asserted defect in treatment is the absolute failure to
pass along information upon which only the parents could act. Thus, the medical
provider who fails to render appropriate genetic counseling is not effectuating
a risk inherent in the medical treatment, but is creating the risk independent
of the standard established by the medical community. Applying strict liability
against genetic counselors does not establish a higher standard than ordinary
care for the practice, and only serves to ensure that the standard is realized
by both doctor and patient.
*256
In examining the costs to the genetic counselor in adopting more exacting
standards for information giving, and the possible costs for her failure to
render proper counseling, it is clear that there is little incentive for her to
take the additional precautions needed to avoid genetic malpractice.
Unfortunately for the analysis, this result comes from the inability of the
legal system to redress the harm to the child for the provider's mistake; it
does not come from internal cost inefficiencies of the care itself which might
otherwise render such care economically impractical. This brings us full circle
to the concept of deterrence, which is part of both negligence and strict
liability law. Accordingly, one might rightfully ask whether the imposition of
strict liability is justified merely because other forms of tort law are unable
to provide adequate redress to potential victims. As seen in other contexts, the
answer appears to be in the affirmative. [FN341]
3. Genetic Counselor as Best Accident Avoider
The genetic counselor has the ability to avoid the
accident, but has little economic incentive to do so. The wrongful life
plaintiff, on the other hand, has no ability to avoid harm, but much incentive
to do so. The unborn patient is powerless in the genetic counseling process. Her
life or nonlife, therefore, depends on the acts or omissions of the counselor.
The child's parents, who are also patients of the medical provider, on the other
hand, are not completely powerless, and may participate in accident avoidance at
relatively low economic cost by seeking a second opinion. In many instances,
however, the element of time which is critical to the medical provider's ability
to diagnose the genetic condition, and the parents' ability to act to avoid
conception or procure an abortion, militates against the plausibility of seeking
a second opinion. [FN342]
4. Genetic Counselor as Best Risk Allocator
Notwithstanding the one-on-one relationship between
the genetic counselor and the patient (which some commentators argue prevents
medical providers from spreading the risk of loss among the entire population), [FN343]
the counselor's ability to spread the risk of loss *257
remains far superior to that of the patient-consumer's. The counselor usually
maintains medical malpractice insurance whereas the patient cannot insure
against the eventuality of defective treatment. [FN344]
Likewise, premium increases for malpractice insurance can be passed on to
patients by way of increased fees. [FN345]
Simply because the provider has insurance should not categorically force the
burden of loss upon her, although it is one factor to consider. [FN346]
5. The Obligation of the Genetic Counselor as a
Market Participant
For many courts, the question as to with whom
responsibility for the risk of injury rests depends on the benefits one derives
from the risk-causing activity. Where the actor derives substantial benefit from
consumer spending, the benefit obtained requires the assumption of additional
responsibility toward those from whom the benefit is gained. Courts have found
that a seller's responsibility to the consumer originates from the benefit it
derives from those who purchase its products. [FN347]
According to this approach, the genetic counselor
owes allegiance to the consumer-patient to assume the consequences of improper
genetic counseling without becoming the insurer of perfect results. Where an
avoidable act or omission results in inaccurate genetic information which is
relied on by parents to their detriment, the *258
medical provider as a market participant should assume the risk of loss. The
risk is proportionate to the number of patients the provider sees. The more
patients she sees, the more risk she assumes. The increased risk is the price
she must pay to society for achieving a successful practice. This price is not
an unreasonable one, especially since the counselor controls the extent of her
liability. The more careful she is the less risk she encounters.
D. Judicial Rationales For Not Imposing Strict
Liability on Medical Providers
Relatively few cases have addressed the application
of strict tort liability to pure service transactions; [FN348]
more have addressed the situation where the faulty service is a direct result of
a defective product. [FN349]
Of the handful of reported decisions addressing the application of strict
liability to defective medical services not involving the use of a product, [FN350]
several are worthy of discussion.
*259
In Hoven v. Kelble, [FN351]
the Supreme Court of Wisconsin ruled that the plaintiffs could not maintain an
action in strict liability against a physician for defective medical treatment
during a lung biopsy. [FN352]
The court analyzed the policy arguments for and against treating professional
services and sales differently, and held that imposing liability against those
rendering professional medical services could have unforeseeable adverse
consequences on society's ability to obtain specialized medical care. [FN353]
In Helling v. Carey, [FN354]
an ophthalmologist was held liable for failing to test for glaucoma in a patient
who was below the age where existing medical standards deemed such testing
medically indicated. [FN355]
Although the provider's care did not fall below the established standard of care
in the profession, the court, after considering the relatively low risk, minimal
cost, and nondiscretionary nature of the provider's decision to employ the test,
deemed the existing standard too low. [FN356]
The concurring opinion in Helling, however, suggests that the rationale for the
court's decision was based on principles of strict liability and not on
negligence, as the majority had suggested. [FN357]
It seem[s] to me we are, in reality, imposing
liability, because, in choosing between an innocent plaintiff and a doctor, who
acted reasonably according to his specialty but who could have prevented the
full effects of this disease by administering a simple, harmless test and
treatment, the plaintiff should not have to bear the risk of loss. As such, *260
imposition of liability approaches that of strict liability. [FN358]
A similar view was expressed by Justice Tobriner in
his concurring opinion in Clark v. Gibbons. [FN359]
Clark involved malpractice claims against an orthopaedic surgeon for prematurely
terminating a spinal operation, and against an anesthesiologist for failing to
use the proper anesthesia which had worn off before the operation was
terminated. [FN360]
The plaintiff was awarded damages based on res ipsa loquitur, [FN361]
although Justice Tobriner argued against application of a negligence standard in
favor of one that would impose strict liability: [FN362]
A system openly imposing liability without fault
without any pretense of negligence . . . can avoid unwarranted imputations of
fault while permitting the rational development of badly needed doctrine.
Simultaneously, such a system can insure that the burdens of unexplained
accidents will not fall primarily upon the helpless but will be borne instead by
those best able to spread their cost among all who benefit from the surgical
operations in which these misfortunes occur. [FN363]
One of the most persuasive arguments against the
application of strict liability to professional service transactions is the
difficulty of judging the professional's behavior since her decisions are not
consistent in a given circumstance and depend on a case-by-case evaluation of
the circumstances which often require a spontaneous response. Strict liability,
critics contend, would only lead to judicial second-guessing of the
professional's judgment, which is counterproductive to aggressive medical
decision-making. [FN364]
Although this may well be *261
true of certain medical decision-making, it is incompatible to other, purely
"mechanical" treatments. [FN365]
For example, an erroneous interpretation of test results or a failure to
disclose a known or knowable risk of treatment is not usually a matter of
professional judgment, but is purely a matter of mechanical oversight. [FN366]
Under these circumstances strict liability would not interfere with professional
decision- making since there is little or nothing for the provider to
contemplate other than how and to whom the information should be conveyed. [FN367]
This approach of distinguishing between medical treatment and medical services
was employed by one federal court that refused to adopt the "technical or
artificial distinction between sales and services" and held several
hospitals liable for negligent treatment of the plaintiff who was injured in a
motor vehicle accident caused by an improperly installed tire.
In Johnson v. Sears, Roebuck & Co., [FN368]
the court bifurcated the types of medical services rendered in a hospital into
professional medical services and "mechanical or administrative
services," and held the latter type subject to strict liability when
defectively rendered. [FN369]
The court reasoned that defective mechanical and administrative hospital
services may result in serious consequences to a patient; the patient has no
control over the quality of the service; and the inexactitude of medical science
requires at very least that the doctor have the proper facilities with which to
render the maximally *262
attainable standard of care. [FN370]
Thus, a court entertaining a claim for strict liability must make an ad hoc
determination of the type of services alleged to be defective, and must take
into account the particular facts of the case to ensure that the patient is not
seeking to impose no-fault liability for a failure to cure. [FN371]
The court's decision in Johnson offers an
insightful approach that is appropriate for some if not all wrongful life cases.
An administrative hospital service is any service the hospital must perform at
the request of a physician which, although critical to the patient's treatment,
does not affect the exercise of medical discretion in rendering actual
treatment. Genetic counseling can be seen as at least primarily mechanical in
nature. Little professional discretion is left with the provider to decide
whether or not to disclose genetic information. [FN372]
This is particularly true in situations where the provider fails to inquire
about a woman's maternal age, has carelessly mishandled blood samples or has
misinterpreted otherwise unambiguous test results. In those situations,
imposition of strict liability is appropriate.
Unlike cases where courts have decided that a
service was so inextricably linked to other discretionary treatment decisions
that strict liability should not be imposed, incorrect dissemination of
information is not merely a part of genetic counseling; it usually represents
the entire extent of the "treatment." Particularly in those cases
where the provider's omission involves the failure to inquire--failure to take a
family history or failure to prescribe diagnostic testing--the imposition of
strict liability will likely have little effect on the progress of medicine.
The medical provider defending against a wrongful
life claim does not defend on the ground that she did not deviate from the
standard of care; rather her defense usually rests on the plaintiff's inability
to prove injury. Accordingly, it would be inappropriate to deny a strict
liability action premised on wrongful life because of its possible consequences
on the provision of care since the physician's or counselor's conduct is
unquestionably culpable notwithstanding the plaintiff's inability to prove
injury.
One suggested consequence of extending strict
liability to medical services is a substantial increase in litigation, resulting
in increased health care costs. Concededly, this is a difficult phenomenon to
predict, although it appears unlikely that this consequence will be realized in
wrongful life claims premised on strict liability in tort. The number of cases
initiated would be no greater than the number *263
of negligence actions presently brought for wrongful life. Relieving wrongful
life plaintiffs of their burden of proving injury to a philosophical certainty
will encourage early settlement of legitimate claims once the defendant no
longer will have the issue of injury on which to hang her hat.
The effect of a strict liability judgment against a
medical provider for failed genetic counseling may not, as some propose, cause
across-the-board cost increases for genetic care. [FN373]
It is unlikely that rate hikes for malpractice insurance throughout the
specialty will result in unaffordable health care. Instead, those providers who
act negligently will bear the brunt of the economic fallout for their neglect by
having to answer to disciplinary committees within the specialty. These
committees will be forced to regulate the conduct of its members in order to
keep malpractice insurance rates within the specialty from rising to
unaffordable levels. [FN374]
Other than outright removal from the specialty, pecuniary sanction is the most
feasible way to discipline habitually careless providers, which, in turn, will
force them to charge higher fees for their services.
The positive effect of this is that the consumer
will be motivated to seek substitute health care that is cheaper and probably
safer. Hence, the negligent provider will treat fewer patients, which will *264
reduce the likelihood of future carelessness. [FN375]
The market will adjust the allocation of risk according to the likelihood that
the risk will come to fruition, and will discipline the careless provider by
pricing her services out of the market. [FN376]
This economic theory presupposes (incorrectly
according to some who advance the theory of health at any cost) [FN377]
that patients choose their providers according to the fees they charge, and not
so much because of their reputation and experience. As with any consumer
product, reputation and experience in the industry lends credibility to the
product and enters into the consumer's purchasing decision. At some point,
however, a substantial disparity in price between the reputable product and one
whose price is significantly lower will motivate the consumer to purchase the
cheaper alternative in the hope that its quality will be comparable to the
higher priced product, resulting in a net savings. [FN378]
The same is likely true for consumer decisions
regarding medical care. A provider's reputation, although a factor in the
patient's initial decision to engage her services, may become less significant
if the price for those services is not compatible with the patient's ability to
pay for them. The patient is not oblivious to the cost of her treatment. She
must either pay the provider directly, or she must make copayment if she is
fortunate enough to have health insurance. Thus, the patient is affected by the
cost of the provider's services, and will be motivated to seek cheaper
alternatives when the provider's fees prove too burdensome or when they appear
disproportionate to the fees charged by similar specialists in the field.
The suggested strict liability approach to wrongful
life is used to relieve the plaintiff of her burden of proving legal injury and *265
does not promote judicial second-guessing of the provider's professional medical
judgment. The standard of care remains relevant to the strict liability
analysis. Strict liability should not be imposed upon a medical provider
whenever the plaintiff cannot sustain her burden of proving any of the elements
required in negligence actions. There must always be proof of a duty owed and a
breach of that duty, essentially amounting to a showing of fault. [FN379]
Imposing strict liability on genetic counseling is more than an escape device
for disadvantaged plaintiffs; it is a more efficient method of risk-spreading
and accident avoidance than the law of negligence, which has proved incompatible
with the injury element of the tort.
Application of strict liability to medical
professionals is not a novel concept; legislators and academicians for years
have proposed such an approach. [FN380]
Unfortunately, the idea has been greeted with undue judicial reluctance. [FN381]
Two states, however--Virginia and Florida--have enacted legislation providing no
fault compensation for children born with birth-related neurological injuries
caused by the negligence of obstetricians during the delivery process. [FN382]
These nofault laws were enacted to counter skyrocketing rates and the outright
unavailability of malpractice insurance. [FN383]
Both states' laws require very serious handicaps as a condition precedent to
recovery. The Virginia plan requires that the claimant be "permanently
nonambulatory, aphasic, incontinent, and in need of assistance in all phases of
daily living"; and the Florida plan requires that the claimant be
"permanently and substantially mentally and physically impaired." [FN384]
*266
Although these laws present their own shortcomings, [FN385]
each has achieved what they were enacted to do--reduce malpractice insurance
rates while providing guaranteed compensation for seriously impaired newborns
injured at the hands of careless medical providers. [FN386]
These laws serve as good models for the concept of strict liability for wrongful
life claims and suggest that strict liability is a feasible alternative to
negligence as a means of redressing claims which might otherwise bring with them
profound social and economic consequences.
Strict liability does not resolve all the
uncertainties surrounding the child's claim for wrongful life. The issue of
damage calculation still remains. At very least, the child is entitled to the
readily measurable special damages which the law is well suited to impose upon
the defendant. This Article further proposes that nonpecuniary pain and
suffering damages are calculable and should be awarded in those circumstances
where the child is born with a severe handicap. Although many courts express
extreme reluctance over the uncertainties flowing from the assessment of
nonpecuniary damages in wrongful life claims, those uncertainties may be
overcome in the same way that courts have dealt with equally difficult damage
calculations for emotional distress, loss of consortium, loss of profits and
loss of enjoyment of life's pleasures. Several states have accomplished this by
placing statutory ceilings on the amount of noneconomic damages a plaintiff may
recover. [FN387]
Some will argue that any proposition that strict
liability should be applied to genetic counseling misses the mark engraved by
social priority. Rather than adjust the legal and medical systems to cater to
the wrongful life claim, we must take the less drastic alternative of barring
the action as a matter of law. The lack of evidence as to the adverse social and
scientific ramifications flowing from acceptance of wrongful life claims
suggests that the latter alternative is the more drastic of the two.
V. CONCLUSION
Opponents of the wrongful life cause of action
maintain that society should not expect so much from justice and the legal
system--that society's expanded expectation of justice is undesirable in a world
where, they argue, the sanctity of life is a fortiori superior to freedom of
choice. Society, however, is justified in expanding its expectation of justice
in light of the expanded role technology plays *267
in the creation and perfection of life. Individuals should have the opportunity
to take advantage of these technologies through their medical providers who are,
in essence, their brokers in the market of genetic technology.
It is no doubt difficult for many to embrace a
concept which permits individuals to stand before a court and argue post hoc
that their lives on whole are not worth the pain they experience. The
difficulties of this concept for most, however, are as out of touch with the
reality of the child's life as is their ability to weigh the burdens of the
plaintiff's impaired existence with nonlife. Those who are fortunate enough to
be free of genetic handicaps cannot fully identify with the child's condition.
If, however, you would ask these same people if they would choose life or death
if their lives would bring great pain and suffering, many would choose death
without any rational basis for the decision that death is preferable.
Wrongful life cannot be rationalized against every
notion of justice and being. Nonetheless, the concept behind the action--that
some lives are not worth living--is one whose time has come. Just as courts have
expanded the concept of duty to the unborn where the progression of the law
paralleled the development of medical technologies, so too should courts expand
the rights of the unborn to benefit from today's technology. To receive anything
less is to sustain compensable injury.
The metaphysical dilemma of life versus
nonexistence has unnecessarily interfered with the rights of the unborn to
recover for the deprivation of state-of-the-art medical care. It is not
necessary to labor over such a comparison. Instead, courts need only focus on
the deprivation of information to the parent or guardian ad litem.
Parents of the prospective child have the most
complex and agonizing decision to make when deciding between allowing the child
to be born into a life of suffering and not bringing her into the world at all.
The parents' decision involves a weighing of possible benefits and burdens to
the child born with the impairment, and the parents' own ability to live with a
child who requires extraordinary attention, and who will likely die prematurely.
Courts have well recognized the difficulties of
such a decision, and have struggled with the same questions parents must ask
themselves, such as: When a child will not live a healthy or full life, is it
better that the parent allow it to be born, or should they avoid or terminate
the life? Whose interest must the parents take into account when making such a
decision? Is it possible for parents to make this decision without placing their
own interests before the child's? How severe must the impairment be before it is
possible to say with some certainty that life is an injury? The queries,
although difficult, are not insurmountable for the parents and, thus, need not
be for the courts. Once the parents have made their decision, it should be *268
respected by the medical provider as the decision of both parents and child, and
accorded legal protection through pecuniary sanction.
In time, science and biotechnology may help parents
to achieve the creation of the perfect baby, free of the congenital infirmities
that are currently the subject of wrongful life and other birth-related causes
of action. The law, functioning as it does, will inevitably embrace those
scientific advances by modifying the common law standard of care for medical
providers to follow when rendering treatment or advice to prospective parents.
It is understandable that courts would prefer to postpone consideration of the
legitimacy of such novel causes of action in the hope that science itself will
resolve the issue. [FN388]
The unfortunate reality, however, is that the ability to prevent and treat most
genetic disorders is far from a scientific reality. Courts must confront the
issue head on, and must encourage the pace of technology to achieve the
maximally attainable state of medical care by recognizing the wrongful life
action.
[FNd1].
B.A., 1987, University of Baltimore; J.D. cum laude 1991, University of
Baltimore School of Law; Associate, Rochlin, Settleman & Dobres, P.A.,
Baltimore, Maryland. I wish to thank my wife Stacey, and my parents, Donna and
Calvin, for the encouragement to complete this Article, and those who have
listened to my views on this subject and who have expressed their views to me.
[FN1].
Use of the feminine pronoun in this Article encompasses both genders.
[FN2].
For a medical description of Down's syndrome, see infra note 31.
[FN3].
For a medical description of Tay-Sachs disease, see infra note 52.
[FN4].
Harbeson
v. Parke-Davis, Inc., 656 P.2d 483, 491 (Wash. 1983) (en banc). Many
chromosomal disorders are detectable through genetic screening of potential
parents before a child is conceived. See, e.g.,
Naccash v. Burger, 290 S.E.2d 825, 827 (Va. 1982) (Tay-Sachs disease). For a
description of genetic counseling and some of the various diagnostic procedures
utilized in the counseling process, see infra Part III.B.
[FN5].
The term "genetic counselor" encompasses a wide variety of medical
providers involved in evaluating and disseminating information and advice to
potential parents regarding the risk of giving birth to a handicapped child. See
infra notes 187-88 and accompanying text.
[FN6].
Preventable disease is not the focus of the wrongful life action. If the disease
is curable, then the nonexistence comparison is not required. See, e.g.,
Empire Casualty Co. v. St. Paul Fire & Marine Ins. Co., 764 P.2d 1191, 1195
(Colo. 1989) (en banc).
[FN7].
The following jurisdictions recognize the wrongful life action, although in
every instance recovery has been limited to pecuniary damages: Turpin
v. Sortini, 643 P.2d 954 (Cal. 1982); Procanik
v. Cillo, 478 A.2d 755 (N.J. 1984); Harbeson
v. Parke-Davis, Inc., 656 P.2d 483 (Wash. 1983) (en banc). See also infra
Part II.B.
Many more intermediate appellate courts have
recognized the wrongful life action, although in every instance they have been
overruled by their state's court of last resort. See
Curlender v. Bio-Science Laboratories, 165 Cal. Rptr. 477 (Cal. Ct. App. 1980)
(allowing general and special damages), modified,
Turpin v. Sortini, 643 P.2d 954 (Cal. 1982) (allowing only special damages);
Continental
Casualty Co. v. Empire Casualty Co., 713 P.2d 384 (Colo. App. 1985)
(refusing to reach issue of damages recoverable), overruled, Lininger
v. Eisenbaum, 764 P.2d 1202 (Colo. 1988); Siemieniec
v. Lutheran Gen. Hosp., 480 N.E.2d 1227 (Ill. Ct. App. 1985) (allowing
special damages), rev'd in part, 512 N.E.2d 1191 (Ill. 1987); Cowe
v. Forum Group, Inc., 541 N.E.2d 962 (Ind. Ct. App. 1989) (allowing general
and special damages), rev'd in part, 575
N.E.2d 630 (Ind. 1991); Park
v. Chessin, 400 N.Y.S.2d 110 (N.Y. App. Div. 1977) (allowing general and
special damages), modified sub nom.
Becker v. Schwartz, 386 N.E.2d 807 (N.Y. 1978); Azzolino
v. Dingfelder, 322 S.E.2d 567 (N.C. Ct. App. 1984) (allowing general and
special damages), rev'd in part, 337
S.E.2d 528 (N.C. 1985).
[FN8].
Public policy is treated in this Article as a separate tort element. See infra
Part III.E.
[FN9].
The following courts refuse to recognize the wrongful life action in any form: Elliott
v. Brown, 361 So. 2d 546 (Ala. 1978); Walker
v. Mart, 790 P.2d 735 (Ariz. 1990) (en banc); Lininger
v. Eisenbaum, 764 P.2d 1202 (Colo. 1988) (en banc); Donnelly v. Candlewood
Obstetric-Gynecological Assocs., No. 30-20-96 (Conn. App. Ct. June 8, 1992); Garrison
v. Medical Ctr. of Del., Inc., 571 A.2d 786 (Del. 1989) (en banc); Haymon
v. Wilkerson, 535 A.2d 880 (D.C. 1987); Moores
v. Lucas, 405 So. 2d 1022 (Fla. Dist. Ct. App. 1981); Atlanta
Obstetrics & Gynecology Group v. Abelson, 398 S.E.2d 557
(Ga. 1990); Blake
v. Cruz, 698 P.2d 315 (Idaho 1984); Siemieniec
v. Lutheran Gen. Hosp., 512 N.E.2d 691 (Ill. 1987); Cowe
v. Forum Group, Inc., 575 N.E.2d 630 (Ind. 1991); Bruggeman
v. Schimke, 718 P.2d 635 (Kan. 1986); Pitre
v. Opelousas Gen. Hosp., 530 So. 2d 1151 (La. 1988); Viccaro
v. Milunsky, 551 N.E.2d 8 (Mass. 1990); Strohmaier
v. Associates in Obstetrics & Gynecology, P.C., 332 N.W.2d 432 (Mich. Ct.
App. 1982); Hickman
v. Group Health Plan, Inc., 396 N.W.2d 10 (Minn. 1986) (en banc) (construing
Minn.
Stat § 145.424 (1984)); Wilson
v. Kuenzi, 751 S.W.2d 741 (Mo. 1988) (en banc), cert. denied, 488
U.S. 893 (1989); Smith
v. Cote, 513 A.2d 341 (N.H. 1986); Becker
v. Schwartz, 386 N.E.2d 807 (N.Y. 1978); Azzolino
v. Dingfelder, 337 S.E.2d 528 (N.C. 1985), cert. denied, 479
U.S. 835 (1986); Flanagan
v. Williams, 623 N.E.2d 185 (Ohio Ct. App. 1993); Speck
v. Finegold, 439 A.2d 110 (Pa. 1981) (plurality decision); Nelson
v. Krusen, 678 S.W.2d 918 (Tex. 1984); James
G. v. Caserta, 332 S.E.2d 872 (W. Va. 1985); Dumer
v. St. Michael's Hosp., 233 N.W.2d 372 (Wis. 1975); Beardsley
v. Wierdsma, 650 P.2d 288 (Wyo. 1982).
[FN10].
See, e.g.,
Empire Casualty Co. v. St. Paul Fire & Marine Ins. Co., 764 P.2d 1191, 1195
(Colo. 1988) (en banc). A significant cause of fetal malformation is
exposure to various drugs, viruses, chemicals and radiation, which, although not
genetic in origin, necessitates careful genetic evaluation. Exposure may result
from maternal drug or alcohol abuse, ingestion of drugs for therapeutic
purposes, or workplace exposure to certain substances. NELSON: TEXTBOOK OF
PEDIATRICS 479 (Richard E. Behrman et al. eds., 12th ed. 1983).
Certain drugs are known for their teratogenic
effects. Thalidomide, widely prescribed to pregnant women in Europe in the 1950s
and 1960s to control "morning sickness," diethylstilbestrol (DES),
used to prevent spontaneous abortions, and the anticonvulsant drug DilantinTM
(phenytoin) to control grand mal seizures in epileptics, are teratogens known to
cause profound fetal malformations. Id. at 324-26. Other suspected teratogens
include agent orange, dioxin, phenopolybicarbons (PCBs) and benzine. For a more
complete description of those substances known or thought to be teratogenic, see
generally KENNETH L. GORVEZ & SANDRA G. MARCHESE, GENETIC COUNSELING FOR
CLINICIANS 250-68 (1986); Margery W. Shaw, Conditional Prospective Rights of the
Fetus, 5 J. LEG. MED. 63, 66-73 (1984); Harold Kalter & Josef Warkany,
Congenital Malformations: Etiological Factors and Their Role in Prevention, 308
NEW ENG. J. MED. 424 (1983).
It is important for the purpose of the wrongful
life analysis to distinguish those cases where the child's mother could have
discontinued ingestion of the teratogen so as to avoid injuring the fetus, from
those cases where the mother, for medical reasons, had no option but to continue
her ingestion to the physical detriment of the fetus. In the former cases, the
mother very well could have discontinued her treatment to ensure the health of
her fetus and could have given birth to a healthy child. Maternal drug abuse
cases therefore do not raise issues of wrongful life because a healthy life is
attainable. See supra note 6. In the latter cases, however, the child's claim
against the product manufacturer is one for wrongful life because the only way
to avoid the child's defect would have been to avoid her birth altogether. See
Payton v. Abbott Labs., 437 N.E.2d 171, 181-82 (Mass. 1982); Harbeson
v. Parke-Davis, Inc., 656 P.2d 483, 491 (Wash. 1983) (en banc).
[FN11].
The "but for" condition of the impaired infant is sometimes described
in this Article as her "otherwise condition." This phraseology is
borrowed from E. Haavi Morreim, The Concept of Harm Reconsidered: A Different
Look at Wrongful Life, 7 LAW & PHIL. 3, 10 (1988).
[FN12].
Gleitman
v. Cosgrove, 227 A.2d 689, 692-93 (N.J. 1967), overruled in part by,
Berman v. Allan, 404 A.2d 8 (N.J. 1979), discussed infra at notes 16-28 and
accompanying text.
[FN13].
In some cases state-of-the-art technologies make it possible for parents to
claim they were deprived of the opportunity to substitute a healthy fetus for a
handicapped one. See Philip G. Peters, Protecting the Unconceived: Nonexistence,
Avoidability, and Reproductive Technology, 31 ARIZ. L. REV. 487, 518 (1989)
(artificial fertilization techniques may allow prospective parents to replace
genetically defective gametes with normal ones).
[FN14].
The similarity and indiscriminate use of the terminology associated with the
various birth-related tort actions require clarification for the purpose of this
Article. Actions for wrongful life and wrongful birth are distinguishable from
tort actions for wrongful pregnancy and wrongful conception. The facts of a
particular case, and not the terminology employed by the courts in their
decisions, dictate the classification.
Wrongful pregnancy actions involve a medical
provider's failure to diagnose an unplanned pregnancy, which prevents the mother
from aborting. The child is born healthy. See, e.g.,
Phillips v. United States, 575 F. Supp. 1309, 1316 (D.S.C. 1983). Wrongful
conception actions involve failed sterilization or contraception procedures that
result in the birth of an unwanted but healthy child. The two actions are very
similar to one another. See
Jones v. Malinowski, 473 A.2d 429 (Md. 1984); Burke
v. Rivo, 551 N.E.2d 1 (Mass. 1990); Girdley
v. Coats, 825 S.W.2d 295 (Mo. 1992) (en banc). Parents bringing wrongful
pregnancy or wrongful conception actions normally sue for the cost of raising
the child to its age of majority, the cost of the unsuccessful medical
procedure, lost wages and consortium during the pregnancy, and compensatory
damages for pain and suffering. Courts are divided on whether and to what extent
parents may recover child rearing costs. Compare
Lovelace Med. Ctr. v. Mendez, 805 P.2d 603 (N.M. 1991) (allowing full child
rearing expenses without offset of the intangible noneconomic benefits to the
parents from the child's life) and
Marciniak v. Lundborg, 450 N.W.2d 243 (Wis. 1990) (same) with
Jones v. Malinowski, 473 A.2d at 429 (allowing child rearing expenses offset
by the intangible value to the parents from the child's life) and
Burke v. Rivo, 551 N.E.2d 1 (same) with
O'Toole v. Greenberg, 477 N.E.2d 445 (N.Y. 1985) (disallowing child rearing
expenses altogether) and Mason
v. Western Pa. Hosp., 453 A.2d 974 (Pa. 1982) (same). This Article
elaborates no further on the wrongful conception and wrongful pregnancy actions.
For further discussion of those actions, see generally Jennifer Mee, Note, Wrongful
Conception: The Emergence of a Full Recovery Rule, 70 WASH. U. L.Q. 887 (1992);
Cause of Action Against Physician for Wrongful Conception or Wrongful Pregnancy,
in 3 SHEPARD'S CAUSES OF ACTION 83 (1987 & Supp. 1993).
[FN15].
Gleitman
v. Cosgrove, 227 A.2d 689 (N.J. 1967), overruled in part by
Berman v. Allan, 404 A.2d 8 (N.J. 1979). Some jurists cite the case of Zepeda
v. Zepeda, 190 N.E.2d 849 (Ill. App. Ct. 1963), cert. denied, 379
U.S. 945 (1964) as the first reported wrongful life case. Zepeda was a case
brought by a healthy child who claimed injury for being born into a life of
illegitimacy. Such statustype harm is not the basis of a true wrongful life
action since the child, although injured by her impaired status, is otherwise
physically healthy at birth. See
Curlender v. Bio-Science Labs., 165 Cal. Rptr. 477, 486 (Cal. Ct. App. 1980);
see also
Foy v. Greenblott, 190 Cal. Rptr. 84, 94 (Cal. Ct. App. 1983) (finding
paramount difference between illegitimate and severely handicapped children
alleging wrongful life); Stills
v. Gratton, 127 Cal. Rptr. 652, 656 (Cal. Ct. App. 1976) (wrongful life
action barred where child is born out of wedlock and is otherwise healthy); Cowe
v. Forum Group, Inc., 575 N.E.2d 630, 635 (Ind. 1991) (child had no cause of
action against nursing home for negligence that resulted in his birth to
retarded mother incapable of providing care and support); Williams
v. State, 223 N.E.2d 343, 344 (N.Y. 1966) (child had no cause of action
against state for negligence resulting in child's birth to a retarded mother
within the care of the state).
[FN16].
227
A.2d 689 (N.J. 1967), overruled in part,
Berman v. Allan, 404 A.2d 8 (N.J. 1979) (recognizing parents' wrongful birth
claim for general damages).
[FN17].
Id.
at 690-91.
[FN18].
Id.
at 691 (citing Sylvia
v. Gobeille, 220 A.2d 222 (R.I. 1966)). See infra Part III.A. for further
discussion of prenatal and preconception tort actions.
[FN19].
Gleitman,
227 A.2d at 692.
[FN20].
The court pointed to Jeffrey's lack of standing to sue as one reason for denying
his wrongful life action. "'[N]o comparison is possible since were it not
for the act of birth the infant would not exist. By his cause of action, the
plaintiff cuts from under himself the ground upon which he needs to rely in
order to prove his damages."' Id.
at 692 (quoting Guido Tedeschi, On Tort Liability for "Wrongful
Life," 1 ISRAEL L. REV. 513, 529 (1966)); see also Turpin
v. Sortini, 643 P.2d 954, 961 (Cal. 1982) (en banc) (distinguishing ordinary
prenatal injury cases from plaintiff's wrongful life claim).
[FN21].
Gleitman,
227 A.2d at 692. The court believed that if Jeffrey could have been asked in
utero whether he would prefer nonlife over his life with impairment, he would
have chosen life. Id.
at 693.
[FN22].
Id.
at 693.
[FN23].
Id.
[FN24].
410
U.S. 113 (1973).
[FN25].
Gleitman,
227 A.2d at 692-93; see also id.
at 703 (Francis, J., concurring).
[FN26].
Gleitman,
227 A.2d at 693.
[FN27].
Id.
at 703 (Jacobs, J., dissenting).
[FN28].
Id.
at 704 (Jacobs, J., dissenting). Justice Jacobs minimized the difficulty of
assessing damages: "Surely a judicial system engaged daily in evaluating
such matters as pain and suffering, which admittedly have 'no known dimensions,
mathematical or financial,' should be able to evaluate the harm which
proximately resulted from the breach of duty." Id. (quoting Botta
v. Brunner, 138 A.2d 713, 720 (N.J. 1958)).
[FN29].
See
Becker v. Schwartz, 386 N.E.2d 807 (N.Y. 1978).
[FN30].
400
N.Y.S.2d 119 (N.Y. App. Div. 1977), modified, 386
N.E.2d 807
(N.Y. 1978).
[FN31].
Becker,
386 N.E.2d at 808. Down's syndrome is caused by the presence of an extra
chromosome number 21 (trisomy 21). Id.
at 808 n.1. The clinical features of Down's syndrome include mongolism,
mental retardation of varying severity, congenital heart disease, and abnormal
limb growth. Phillips
v. United States, 508 F. Supp. 537, 539 n.3 (D.S.C. 1980). Depending on the
severity of the disease, an afflicted child may live a full and rewarding life.
See ABC News Special, The Perfect Baby (ABC television broadcast, July 18, 1990)
(available on LEXIS, NEXIS Library, ABCNEW file). Women at risk for giving birth
to children with Down's syndrome are typically those who become pregnant in
their late thirties, who have previously given birth to a child afflicted with
that disease, or who have two or more close relatives with mongolism. Laurence
E. Karp, The Prenatal Diagnosis of Genetic Disease, in BIOMEDICAL ETHICS 458,
460 (Thomas A. Mappes & Jane S. Zembaty eds., 1981). The "incidence of
Down's syndrome in the offspring of women under thirty is about one in 1,500.
This figure rises to one in 300 between thirty- five and thirty-nine; one in 100
between forty and forty-five; and one in forty between forty-five and
forty-nine." Id. first trimester amniocentesis and chorionic villus
sampling can detect this abnormality with near perfect accuracy. See infra notes
179-80 for further discussion of these diagnostic techniques.
[FN32].
Becker,
386 N.E.2d at 808-09.
[FN33].
Id.
at 812.
[FN34].
400
N.Y.S.2d 110 (N.Y. App. Div. 1977), modified sub nom. Becker
v. Schwartz, 386 N.E.2d 807 (N.Y. 1978).
[FN35].
Polycystic kidney disease is a hereditary disorder that is marked by gross
enlargement of the kidneys and progressive renal failure requiring dialysis and
sometimes kidney transplantation. A positive history of the disease in a sibling
is decisive in determining the risk of the disease in future offspring. NELSON,
supra note 10, at 1356-57.
[FN36].
Park,
400 N.Y.S.2d at 111.
[FN37].
Id.
[FN38].
Id.
[FN39].
386
N.E.2d 807, 814 (N.Y. 1978).
[FN40].
Id.
[FN41].
Id.
[FN42].
Id.; see also infra Part III.E.4. for a critical discussion of those courts that
have deferred to their state legislatures to recognize wrongful life and
wrongful birth actions.
[FN43].
Becker,
386 N.E.2d at 814.
[FN44].
Id.
at 813.
[FN45].
Id.
at 813-14.
[FN46].
Id.
at 814.
[FN47].
Id. (emphasis added). Interestingly, the court qualified its denial of general
damages and implicitly advocated a case-by-case analysis of the severity of the
child's handicap in determining the right of parents to recover pain and
suffering damages. Id. Unlike its prior decision in Howard
v. Lecher, 366 N.E.2d 64, 66 (N.Y. 1977), the court in Becker was reluctant
to hold that in every instance parents would not suffer emotional trauma as a
result of the doctor's misfeasance. A similar "severity of injury"
approach to the wrongful life action is discussed infra notes 243-54 and
accompanying text.
[FN48].
The Restatement (Second) of Torts § 920 states the benefit doctrine as follows:
When the defendant's tortious conduct has caused
harm to the plaintiff or to his property and in so doing has conferred a special
benefit to the interest of the plaintiff that was harmed, the value of the
benefit conferred is considered in mitigation of damages, to the extent that
this is equitable.
RESTATEMENT (SECOND) OF TORTS § 920 (1979). For
further discussion of the benefit doctrine and its use in calculating damages in
wrongful life cases, see infra Part III.D.3.
[FN49].
Becker,
386 N.E.2d at 814.
[FN50].
165
Cal. Rptr. 477 (Cal. Ct. App. 1980).
[FN51].
See supra note 7 for additional intermediate appellate courts that have awarded
general and special damages for wrongful life.
[FN52].
Tay-Sachs disease is a neurodegenerative disorder that first manifests mild
symptoms. After four to six months of normal development, psychomotor
deterioration begins to occur. NELSON, supra note 10, at 478. By the child's
first year, her health is visibly and markedly failing:
The infant, who may have crawled, sat unaided, or
even pulled to a standing position, rapidly deteriorates both mentally and
physically by about one year of age. The previously playful and happy infant no
longer smiles, no longer reacts playfully, no longer recognizes or sees his
parents and, in fact, rapidly loses all contact with his environment. Poor
muscle tone soon leads to generalized paralysis; feeding difficulties secondary
to ineffective deglutination progresses to inanition. The child . . . remains in
this totally deteriorated mental and physical state until death occurs . . . ,
usually . . . by the age of three to five years.
Michael M. Kaback & Robert S. Zeigler, The John
F. Kennedy Institute Tay-Sachs Program: Practical and Ethical Issues in an Adult
Genetic Screening Program, in ETHICAL ISSUES IN HUMAN GENETICS 131, 131-32
(Bruce Hilton et al. eds., 1973); see also
Goldberg v. Ruskin, 499 N.E.2d 406, 411 (Ill. 1986) (Clark, C.J.,
dissenting).
Blood tests and amniocentesis procedures are used
to detect the carrier status of the parents and the fetus. In particular,
"[i]t is recommended that all Jewish couples of Eastern European ancestry
be advised that tests for the carrier state are available and that prevention of
this fatal disease is possible." NELSON, supra note 10, at 479.
[FN53].
Curlender,
165 Cal. Rptr. at 480.
[FN54].
Id.
at 480 n.4. There is a 25% chance that a child will be born with Tay-Sachs
disease when both parents are carriers of the aleatory gene. NELSON, supra note
10, at 479.
[FN55].
Curlender,
165 Cal. Rptr. at 480.
[FN56].
Id.
at 480-81.
[FN57].
Id.
at 479.
[FN58].
Id.
at 488.
[FN59].
Id. (emphasis in original)
[FN60].
Id. at 489.
[FN61].
643
P.2d 954 (Cal. 1982) (en banc).
[FN62].
Id.
at 965-66.
[FN63].
Id.
at 956.
[FN64].
Id.
[FN65].
Id.
[FN66].
Id. at 965-66.
[FN67].
Id. at 962-63. The court focused on the relatively minor handicap of the child
in predicting that a jury would not likely conclude that the child is worse off
alive than not having been born at all:
In this case, in which the plaintiff's only
affliction is deafness, it seems quite unlikely that a jury would ever conclude
that life with such a condition is worse than not being born at all. Other
wrongful life cases, however, have involved children with much more serious,
debilitating and painful conditions, and the academic literature refers to still
other, extremely severe hereditary diseases. Considering the short life span of
many of these children and their frequently very limited ability to perceive or
enjoy the benefits of life, we cannot assert with confidence that in every
situation there would be a societal consensus that life is preferable to never
having been born at all.
Id. (footnote omitted). See infra notes 243-54 and
accompanying text for further discussion of the severity of injury approach to
the wrongful life action.
[FN68].
Turpin,
643 P.2d at 962.
[FN69].
Id. (citing In re
Quinlan, 355 A.2d 647, 662-64 (N.J. 1976) and Superintendent
of Belchertown v. Saikewicz, 370 N.E.2d 417, 423-27 (Mass. 1977)). For a
discussion of the substituted judgment approach in right-to-die and wrongful
life cases, see infra Part III.D.1.
[FN70].
Turpin,
643 P.2d at 965.
[FN71].
Id.
[FN72].
227
A.2d 689 (N.J. 1967), overruled in part by
Berman v. Allan, 404 A.2d 8 (N.J. 1979).
[FN73].
Turpin,
643 P.2d at 963 (citing Gleitman,
227 A.2d at 711) (Weintraub, C.J., dissenting in part).
[FN74].
Id. at 963-64.
[FN75].
See RESTATEMENT (SECOND) OF TORTS § 920 (1979); see also supra note 48.
[FN76].
Turpin,
643 P.2d at 964 (citing RESTATEMENT (SECOND) OF TORTS § 920 (1979)).
[FN77].
656
P.2d 483 (Wash. 1983) (en banc).
[FN78].
Id.
at 497.
[FN79].
Id.
at 493.
[FN80].
Id.
at 486.
[FN81].
Id.
[FN82].
Id.
[FN83].
Id.
[FN84].
Id.
[FN85].
Hirsutism is a condition characterized by excessive hair growth over various
parts of the body not normally susceptible to such hair growth. The condition
may be a normal characteristic in certain ethnic groups or it may develop as a
result of a metabolic disorder. STEDMAN'S MEDICAL DICTIONARY 717 (25th ed.
1990).
[FN86].
Harbeson,
656 P.2d at 486; see also infra note 87.
[FN87].
Harbeson,
656 P.2d at 486. Fetal hydantoin syndrome is a nongenetic disease caused by
teratogenic exposure to hydantoin. 2 SCHMIDT'S ATTORNEYS' DICTIONARY OF MEDICINE
F-59 (1993). Abnormalities associated with fetal hydantoin syndrome include
"mild to moderate growth deficiencies, mild to moderate developmental
retardation, wide-set eyes, lateral ptosis (drooping eyelids), hypoplasia of the
fingers, small nails, low-set hairline, broad nasal ridge, and other physical
and developmental defects." Harbeson,
656 P.2d at 486.
[FN88].
Mrs. Harbeson was treated by physicians at the Madigan Army Medical Center, the
medical care facility at the McChord Air Force Base where her husband was
stationed. The Madigan physicians were agents of the United States Air Force,
and suit was therefore brought against the United States pursuant to the Federal
Tort Claims Act, 28
U.S.C. §§ 1346(b), 2402,
2674-80
(1988). Harbeson,
656 P.2d at 486-87.
[FN89].
Id.
at 483. The trial court found specifically that an "adequate literature
search would have revealed the risks associated with Dilantin." Id.
at 494.
[FN90].
Id.
at 483.
[FN91].
Id.
[FN92].
Id. at 494.
[FN93].
Id. at 497.
[FN94].
Id. at 490-91. Harbeson is one of the only appellate decisions to treat actions
for wrongful life and wrongful birth as actions for breach of informed consent
rather than medical malpractice. Id. at 490. Other courts have held that
informed consent applies only to cases involving affirmative and invasive
treatment and not to genetic counseling. See, e.g.,
Reed v. Campagnolo, 630 A.2d 1145 (Md. 1993); Pratt
v. University of Minn. Affiliated Hosps., 414 N.W.2d 399 (Minn. 1987)
(dictum); Karlsons
v. Guerinot, 394 N.Y.S.2d 933 (N.Y. App. Div. 1977).
In Reed v. Campagnolo, the Court of Appeals of
Maryland held per certified question that an action for wrongful birth is a
valid claim by parents for medical malpractice but not for breach of informed
consent. 630
A.2d at 1152-54. In refusing to recognize the parents' claim for breach of
informed consent, the court noted that under Maryland law, a breach of informed
consent occurs only upon nondisclosure of a risk associated with an affirmative
medical treatment that reasonable people would deem material to their decision
to undergo that treatment. Id.
at 1152-53. However, in most cases alleging inadequate genetic counseling,
the court noted, there is no affirmative treatment, nor should the counselor's
conduct be judged simply by considering what reasonable people would want to
know about the genetic fate of their child. Id.
at 1153-54. The court reasoned that each situation involving genetic
counseling is unique and requires professional evaluation of the genetic risks
and the appropriateness of prenatal testing in light of those risks. Id.
at 1154.
As discussed further Part IV, infra however,
certain aspects of genetic counseling involve professional discretion, whereas
certain mechanical aspects of genetic counseling, such as the interpretation of
unambiguous test results, do not. In those situations involving failed,
nondiscretionary genetic counseling, imposition of strict liability against the
counselor may be appropriate.
[FN95].
Harbeson,
656 P.2d at 491. The court noted that "[r]ecognition of the duty will
'promote societal interests in genetic counseling and prenatal testing, deter
medical malpractice, and at least partially redress a clear and undeniable
wrong."' Id. (quoting Thomas D. Rogers, III, Wrongful Life and Wrongful
Birth: Medical Malpractice in Genetic Counseling and Prenatal Testing, 33 S.C.
L. REV. 713, 757 (1982)).
[FN96].
Id.
at 492.
[FN97].
Id.
at 492-94. The court found that Wash.
Rev. Code § 4.24.010 (1982), which provides for parents' pecuniary and
nonpecuniary recovery for loss sustained as the result of an injury to their
child, did not apply because "a wrongful birth claim does not allege injury
to the child as the cause of the parents' injury. . . . " Harbeson,
656 P.2d at 493. Nonetheless, the court found that the policy underlying §
4.24.010--to compensate parents for emotional injury--is promoted by
recognizing claims for wrongful birth. Id.
[FN98].
Id. (citing RESTATEMENT (SECOND) OF TORTS § 920 (1979)); see also supra note
48.
[FN99].
Harbeson,
656 P.2d at 495.
[FN100].
Id. The court indicated that double recovery by both parents and child for the
same extraordinary expenses would not be allowed. Thus, if the parents were
awarded extraordinary damages pursuant to their wrongful birth action, the child
could not recover the same damages in her wrongful life action for the period
during which damages were awarded to the parents. Id.; see also infra note 121
(collecting cases where special damages have not been awarded to children for
their care during adulthood because those same damages could be awarded as part
of their parents' wrongful birth claims).
[FN101].
Harbeson,
656 P.2d at 495.
[FN102].
Id.
at 495-96.
[FN103].
Id.
at 488.
[FN104].
Id.
at 496.
[FN105].
Id.
at 496-97 (citing Berman
v. Allan, 404 A.2d 8, 12-13 (N.J. 1979)).
[FN106].
Id.
at 497 (citing Gleitman
v. Cosgrove, 227 A.2d 689, 692 (N.J. 1967)).
[FN107].
Id.
at 496.
[FN108].
478
A.2d 755 (N.J. 1984).
[FN109].
Id.
at 762. Two issues were presented to the New Jersey Supreme Court on appeal:
First, whether Peter Procanik in his own right could recover general and special
damages arising from his birth with defects. Id.
at 758. Second, whether Peter's parents were entitled to recover general
damages for their emotional distress and special damages for the care and
treatment of Peter's handicaps. Id. The court relied upon N.J. REV. STAT. §
2A:14-2 to find the parents' wrongful birth claims independent of Peter's
wrongful life action and thus barred by the state's two year statute of
limitations. 478
A.2d at 764.
[FN110].
Id.
at 758. The complaint alleged that the medical providers failed to properly
interpret a blood test performed on Mrs. Procanik during the early stages of her
pregnancy, which, if properly interpreted, would have indicated her infected
condition. Id. The doctors, however, negligently interpreted the results as
indicating Mrs. Procanik's past rubella infection rather than her ongoing
infection with the disease. Id.
[FN111].
Id.
[FN112].
227
A.2d 689, 703-06 (N.J. 1967) (Jacobs, J., dissenting). See supra notes 16-28
and accompanying text for a discussion of the Gleitman decision.
[FN113].
Procanik,
478 A.2d at 761 (quoting Gleitman,
227 A.2d at 704 (Jacobs, J., dissenting)).
[FN114].
Id.
at 763.
[FN115].
Id; see also Bernadette Kennedy, Comment, The
Trend Toward Judicial Recognition of Wrongful Life: A Dissenting View, 31
U.C.L.A. L. REV. 473, 489-91 (1983) (persons asked to make the life/nonlife
comparison will look only to their own fears and preconceptions about what it
would be like to live with a particular handicap).
[FN116].
Procanik, 227 A.2d at 763. But see id. at 766-70 (Handler, J., dissenting in
part) (general damages for pain and suffering should be awarded to the child
because she suffers a diminished childhood from her parents' inability to care
for her).
[FN117].
Id. at 763. The Supreme Court of New Jersey addressed the issue of whether the
child was entitled to special damages, even though such damages were not sought
in his complaint. Id. at 761-62. The reason for the court's sua sponte
consideration was the parents' inability to collect special damages because
their claim was time-barred by the state's two year statute of limitations. Id.
at 764. See also supra note 109.
[FN118].
643
P.2d 954 (Cal. 1982).
[FN119].
Procanik,
478 A.2d at 762 (quoting Turpin
v. Sortini, 643 P.2d 954, 965 (Cal. 1982)). The court also recognized that
the economic impact of the child's need for extraordinary medical care is felt
not only by the parents of that child, but also by the child's siblings who are
deprived of the parents' financial support for education and other necessities. Id.
at 762. Other courts have rejected wrongful birth claims initiated on behalf
of siblings. See, e.g.,
Azzolino v. Dingfelder, 337 S.E.2d 528, 537 (N.C. 1985), cert. denied, 479
U.S. 835 (1986). See generally PRENATAL INJURIES AND WRONGFUL LIFE § 57, at
1:191-92 (Law. Coop. 1993).
[FN120].
Procanik,
478 A.2d at 762.
[FN121].
Some courts refuse to award special damages to children alleging wrongful life
because their parents can recover those same damages for the duration of the
children's lifetime as part of their wrongful birth claims. See, e.g.,
Kush v. Lloyd, 616 So. 2d 415, 423-24 (Fla. 1992) (special damage award to
parents must be placed in trust for child's benefit); Blake
v. Cruz, 698 P.2d 315, 321 (Idaho 1984) (similar); Smith
v. Cote, 513 A.2d 341, 354 (N.H. 1986); Phillips
v. United States, 575 F. Supp. 1309, 1320 n.10 (D.S.C. 1983); James
G. v. Caserta, 332 S.E.2d 872, 882 (W. Va. 1985).
[FN122].
Ann M. Rhodes, Legal Aspects of Prenatal Diagnosis, 31 CLINICAL OBSTETRICS &
GYNECOLOGY 233, 234 (1988).
[FN123].
It is important to distinguish prenatal tort actions, rooted in the common law,
from wrongful death and survival actions, which in most states are of statutory
origin. Some courts refuse to apply their wrongful death and survival statutes
to situations involving the death of an unborn fetus, and justify their refusal
by defining narrowly the meaning of "person" as used in their state's
wrongful death statute. See Elizabeth F. Collins, An
Overview and Analysis: Prenatal Torts, Preconception Torts, Wrongful Life,
Wrongful Death, and Wrongful Birth: Time For a New Framework, 22 J. FAM. L. 677,
689 n.57 (1984); David Kader, The Law of Tortious Prenatal Death Since Roe
v. Wade, 45 MO. L. REV. 639, 652 nn. 68-70 (1980). Wrongful death and survival
cases remain instructive on the common-law rights of the unborn, however,
because inherent in the analysis of the statutory right of recovery is the
question of whether the child could have pursued a common-law action for
prenatal injury had she survived her injury. Greater
Southeast Community Hosp. v. Williams, 482 A.2d 394, 395 (D.C. App. 1984).
[FN124].
138 Mass. 14 (1884), overruled by
Torigian v. Watertown News Co., 225 N.E.2d 926 (Mass. 1967).
[FN125].
Id.
[FN126].
Id. at 17. Very few jurisdictions remain loyal to Justice Holmes's statement in
Dietrich that an unborn child does not hold a status independent of its mother
until it is born alive. See, e.g.,
Blackman v. Langford, 795 S.W.2d 742 (Tex. 1990); see also infra note 147.
[FN127].
Dietrich, 138 Mass. at 16.
[FN128].
28 L.R. Ir. 69 (Q.B. 1890).
[FN129].
Id.
[FN130].
Id. at 79.
[FN131].
Id. American courts no longer require privity of contract as a prerequisite for
recovery in negligence. See, e.g.,
MacPherson v. Buick Motor Co., 111 N.E. 1050 (N.Y. 1916).
[FN132].
Id. at 81 (O'Brien, J., concurring). "[T]here are instances in the law
where rules of right are founded upon the inherent and inevitable difficulty or
impossibility of proof. And it is easy to see on what a boundless sea of
speculation in evidence this new idea would launch us." Id.
[FN133].
56
N.E. 638, 640 (Ill. 1900) (Boggs, J., dissenting). Allaire involved a claim
by a child, born alive, who sustained severe injuries in utero after his mother
fell from a chair in an elevator operated by the defendant hospital. Id. at 638.
In a per curiam opinion, the majority followed the reasoning of Justice Holmes
in Dietrich and held the child was owed no independent duty since it had no
separate existence at the moment of injury. Id.
at 640.
[FN134].
See Dietrich v. Northampton, 138 Mass. 14, 16 (1884), overruled by
Torigian v. Watertown News Co., 225 N.E.2d 926 (Mass. 1967).
[FN135].
Allaire,
56 N.E. at 641-42.
[FN136].
Id.
at 641.
[FN137].
See, e.g.,
Bonbrest v. Kotz, 65 F. Supp. 138, 139-40 (D.D.C. 1946), discussed infra at
notes 142-46 and accompanying text. See also infra note 147 (collecting cases
applying the viability standard).
[FN138].
4
Pa. D. & C. 227 (1924), overruled by,
Berlin v. J.C. Penny Co., 16 A.2d 28 (Pa. 1940).
[FN139].
Id.
at 230.
[FN140].
Id.
at 231.
[FN141].
Id.
at 230.
[FN142].
65
F. Supp. 138 (D.D.C. 1946).
[FN143].
See, e.g., Horace B. Robertson, Jr., Toward Rational Boundaries of Tort
Liability for Injury to the Unborn: Prenatal Injuries, Preconception Injuries
and Wrongful Life, 1978 DUKE L.J. 1401, 1402, 1411.
[FN144].
Bonbrest,
65 F. Supp. at 139.
[FN145].
Id.
at 140-42.
[FN146].
Id.
at 140 (citations omitted).
[FN147].
The following cases require that the child be viable at the time of injury as a
prerequisite for recovery on the basis of prenatal tort, although not all
require that the child be born alive: Estate
of Baby Foy v. Morningstar Beach Resort, Inc., 635 F. Supp. 741 (D.V.I. 1986)
(stillborn); Summerfield
v. Superior Court, 698 P.2d 712 (Ariz. 1985) (born alive); Scott
v. McPheeters, 92 P.2d 678 (Cal. Ct. App.) (born alive), aff'd per curiam, 93
P.2d 562 (Cal. 1939); Worgan
v. Greggo & Ferrara, Inc., 128 A.2d 557 (Del. Super. Ct. 1956)
(stillborn); Greater
Southeast Community Hosp. v. Williams, 482 A.2d 394 (D.C. App. 1984) (born
alive); Britt
v. Sears, 277 N.E.2d 20 (Ind. Ct. App. 1971) (stillborn); Dunn
v. Rose Way, Inc., 333 N.W.2d 830 (Iowa 1983) (stillborn); Hale
v. Manion, 368 P.2d 1 (Kan. 1962) (stillborn); Rice
v. Rizk, 453 S.W.2d 732 (Ky. 1970) (stillborn); Milton
v. Cary Med. Ctr., 538 A.2d 252 (Me. 1988) (stillborn); Verkennes
v. Corniea, 38 N.W.2d 838 (Minn. 1949) (stillborn); Rainey
v. Horn,
72 So. 2d 434 (Miss. 1954) (stillborn); O'Grady
v. Brown, 654 S.W.2d 904 (Mo. 1983) (en banc) (stillborn); White
v. Yup, 458 P.2d 617 (Nev. 1969) (stillborn); Salazar
v. St. Vincent Hosp., 619 P.2d 826 (N.M. Ct. App. 1980) (stillborn); DiDonato
v. Wortman, 358 S.E.2d 489 (N.C. 1987) (stillborn); Hopkins
v. McBane, 427 N.W.2d 85 (N.D. 1988) (stillborn); Werling
v. Sandy, 476 N.E.2d 1053 (Ohio 1985) (stillborn); Libbee
v. Permanente Clinic, 518 P.2d 636 (Or. 1974) (stillborn); Presley
v. Newport Hosp., 365 A.2d 748 (R.I. 1976) (stillborn); Hall
v. Murphy, 113 S.E.2d 790 (S.C. 1960) (born alive); Farley
v. Mount Marty Hosp. Ass'n, 387 N.W.2d 42 (S.D. 1986) (stillborn); Shousha
v. Matthews Drivurself Serv. Inc., 358 S.W.2d 471 (Tenn. 1962) (born alive);
Vaillancourt
v. Medical Ctr. Hosp., Inc., 425 A.2d 92 (Vt. 1980) (stillborn); Moen
v. Hanson, 537 P.2d 266 (Wash. 1975) (stillborn); Baldwin
v. Butcher, 184 S.E.2d 428 (W. Va. 1971) (stillborn); Kwaterski
v. State Farm Mut. Auto. Ins. Co., 148 N.W.2d 107 (Wis. 1967) (stillborn).
[FN148].
The shortcomings of the viability standard are appropriately described by Judge
Haynsworth in his dissenting opinion in Todd
v. Sandidge Constr. Co., 341 F.2d 75 (4th Cir. 1964) (interpreting South
Carolina law):
Treatment of viability at the time of injury as
significant is a relic of a relatively modern misunderstanding. When Mr. Justice
Holmes wrote for the Supreme Judicial Court of Massachusetts in 1884, he
advanced as one reason for not allowing recovery for prenatal injuries the
notion that, until birth, the child was part of its mother. That notion was
inconsistent with what common law precedents there were and with medical facts
as they are known today. Its expression, however, led those taking the first
hesitant steps away from Dietrich to say with understandable restraint that a
viable child, at least, was not part of its mother. Since we now know that a
child is no more a part of its mother before viability than after, this relic of
an invalid notion does not deserve preservation. Our steps away from Dietrich
need no longer be hesitant.
Id. at 79 (Haynsworth, C.J., dissenting) (citations
omitted).
[FN149].
The following jurisdictions do not require that the child be viable at the time
of injury in order to bring an action for prenatal tort, although the vast
majority requires that the child be born alive: Bergstreser
v. Mitchell, 577 F.2d 22 (8th Cir. 1978) (interpreting Missouri law); Brown
v. Green, 767 F. Supp. 273 (D.D.C. 1991); Wolfe
v. Isbell, 280 So. 2d 758 (Ala. 1973); Simon
v. Mullin, 380 A.2d 1353 (Conn. Super. Ct. 1977); Day
v. Nationwide Mut. Ins. Co., 328 So. 2d 560 (Fla. Dist. Ct. App. 1976); Hornbuckle
v. Plantation Pipe Line Co., 93 S.E.2d 727 (Ga. 1956); Renslow
v. Mennonite Hosp., 367 N.E.2d 1250 (Ill. 1977); Walker
v. Rinck, 604 N.E.2d 591
(Ind. 1992); Group
Health Ass'n v. Blumenthal, 453 A.2d 1198 (Md. 1983); Torigian
v. Watertown News Co., 225 N.E.2d 926 (Mass. 1967); Womack
v. Buchhorn, 187 N.W.2d 218 (Mich. 1971); Bennett
v. Hymers, 147 A.2d 108 (N.H. 1958); Smith
v. Brennan, 157 A.2d 497 (N.J. 1960); Kelly
v. Gregory, 125 N.Y.S.2d 696 (N.Y. App. Div. 1953); Grover
v. Eli Lilly & Co., 591 N.E.2d 696 (Ohio 1992); Graham
v. Keuchel, 847 P.2d 342 (Okla. 1993); Sinkler
v. Kneale, 164 A.2d 93 (Pa. 1960) (dictum); Sylvia
v. Gobeille, 220 A.2d 222 (R.I. 1966); Yandell
v. Delgado, 471 S.W.2d 569 (Tex. 1971); Kalafut
v. Gruver, 389 S.E.2d 681 (Va. 1990).
Only one reported appellate decision has recognized
a cause of action for the death of a nonviable fetus. See
Porter v. Lassiter, 87 S.E.2d 100 (Ga. App. 1955). Most courts have rejected
this approach. See, e.g.,
Gentry v. Gilmore, 613 So. 2d 1241 (Ala. 1993); Rapp
v. Hiemenz, 246 N.E.2d 77 (Ill. App. 1969); Toth
v. Goree, 237 N.W.2d 297 (Mich. App. 1975); Rambo
v. Lawson, 799 S.W.2d 62 (Mo. 1990) (en banc); Wallace
v. Wallace, 421 A.2d 134 (N.H. 1980); Egan
v. Smith, 622 N.E.2d 1191 (Ohio App. 1993); Coveleski
v. Bubnis, 634 A.2d 608 (Pa. 1993); Miccolis
v. AMICA Mut. Ins. Co., 587 A.2d 67 (R.I. 1991).
[FN150].
125
N.Y.S.2d 696 (N.Y. App. Div. 1953).
[FN151].
Id. at 698. Kelly involved an action by a minor child for injuries sustained
during the third month of gestation as a result of an automobile collision. Id.
at 697. The court held that a nonviable fetus was capable of sustaining physical
injury notwithstanding his inability to live outside the mother's womb. Id. at
697-98.
[FN152].
See supra note 149.
[FN153].
See
Bergstreser v. Mitchell, 577 F.2d 22, 25 (8th Cir. 1978). The term
"preconception tort" is somewhat of a misnomer in the legal sense
because, as a general rule, a tort is not complete until injury is suffered from
the defendant's act or omission. Although it is true that the unborn's mother
may be exposed to the defendant's negligent conduct, oftentimes the negligence
does not cause her direct injury. See generally Charles L. Moore, Comment,
Radiation and Preconception Injuries: Some Interesting Problems in Tort Law, 28
SW. L.J. 414 (1974). The tort, as it applies to the unconceived child, is not
complete until that child is conceived and adversely affected. See
Renslow v. Mennonite Hosp., 367 N.E.2d 1250, 1259 (Ill. 1977) (Dooley, J.,
concurring). Without the child's conception, therefore, the defendant's conduct
is nothing more than "negligence in the air." See id.
at 1254 (quoting FREDERICK POLLOCK, TORTS 361 (14th ed. 1939)); see also
Lough v. Rolla
Women's Clinic, Inc., 866 S.W.2d 851 (Mo. 1993).
Defendants in preconception cases often challenge
preconception tort claims by arguing that no duty is owed to someone not in
existence at the time of the wrongful conduct. This argument ignores the
conditional prospective nature of the duty owed to potential life. See infra
note 166 and accompanying text.
[FN154].
483
F.2d 237 (10th Cir. 1973).
[FN155].
Id.
at 238.
[FN156].
Id.
[FN157].
Several courts and commentators argue that Jorgensen is of minimal significance
in the development of preconception tort law because the action was governed by
strict products liability law. See, e.g.,
Albala v. City of New York, 429 N.E.2d 786, 788 n.* (N.Y. 1981); Comment,
Preconception Injuries: Viable Extension of Prenatal Injury Law or Inconceivable
Tort?, 12 VAL. U. L. REV. 143, 168 (1977). A careful reading of the court's
brief holding, however, reveals that the case was not decided solely on the
basis of strict products liability. See Jorgensen,
483 F.2d at 241; see also discussion infra notes 173-75 and accompanying
text.
[FN158].
367
N.E.2d 1250 (Ill. 1977).
[FN159].
Id.
at 1255-56. In 1965, Emma Renslow was transfused with incompatible
Rhpositive blood that caused her own blood to sensitize. Id.
at 1251. This condition went unnoticed for several years until the results
of a routine blood test indicated her condition. Id. At the time her condition
was detected, Emma was pregnant with her daughter Leah Ann, but at no time did
treating physicians advise Emma of her condition or its possible consequences on
the health of her expected child. Id. Leah Ann was born severely handicapped.
Id.
[FN160].
Although the Supreme Court of Illinois had not ruled on the legitimacy of the
viability standard prior to Renslow, that case inherently presented the issue.
Id. at 1253-54.
[FN161].
Id. at 1255.
[FN162].
Id.
[FN163].
See, e.g.,
Jorgensen v. Meade Johnson Labs., Inc., 483 F.2d 237 (10th
Cir. 1973).
[FN164].
Renslow,
367 N.E.2d at 1254.
[FN165].
Id. (quoting William L. Prosser, Palsgraf Revisited, 52 MICH. L. REV. 1, 24
(1953)).
[FN166].
Id. at 1255. Accord
Walker v. Rinck, 604 N.E.2d 591 (Ind. 1992) (holding physician and
laboratory liable for failing to diagnose and treat mother's Rh blood disorder
prior to conception of twins who were born with severe birth defects as a
result); Lough
v. Rolla Women's Clinic, Inc., 866 S.W.2d 851 (Mo. 1993) (similar); Graham
v. Keuchel, 847 P.2d 342 (Okla. 1993) (similar); see also
Bergstreser v. Mitchell, 577 F.2d 22 (8th Cir. 1978) (applying Missouri law)
(physician who negligently performed Caesarean section on mother prior to
plaintiff's conception liable for injuries sustained by child born prematurely
as a result); Monusko
v. Postle, 437 N.W.2d 367 (Mich. Ct. App. 1989) (physician breached duty to
unconceived child by failing to immunize her mother against rubella where
physician was aware of mother's intention to conceive a child).
[FN167].
429
N.E.2d 786 (N.Y. 1981).
[FN168].
Id.
at 787.
[FN169].
Id.
[FN170].
The notion that liability must stop somewhere has served to defeat preconception
tort claims in several other cases decided subsequent to Albala. See
Hegyes v. Unjian Enters., Inc., 286 Cal. Rptr. 85, 90 (Cal. Ct. App. 1991)
(driver of automobile who caused collision not liable for premature birth of
child not conceived when accident occurred); McAuley
v. Wills, 303 S.E.2d 258, 260 (Ga. 1983) (similar); McNulty
v. McDowell, 613 N.E.2d 904, 906-07 (Mass. 1993) (ob-gyn owed no duty to
unconceived child to vaccinate her mother against rubella where purpose of
medical consultation was to prevent mother's pregnancy); Carr
v. Wittingen, 451 N.W.2d 584, 585-86 (Mich. App. 1990) (physician who
negligently performed laparotomy on mother prior to child's conception not
liable for death of unborn child after mother's uterus ruptured during
pregnancy); Enright
v. Eli Lilly & Co., 570 N.E.2d 198 (N.Y. 1991) (pharmaceutical
manufacturer not liable for injuries sustained by granddaughter of woman who
ingested diethylstilbestrol (DES) during her pregnancy); Grover
v. Eli Lilly & Co., 591 N.E.2d 696, 700-01 (Ohio 1992) (same).
[FN171].
Albala,
429 N.E.2d at 788-89.
[FN172].
Id.
at 788 n.* (citing Bergstreser
v. Mitchell, 577 F.2d 22 (8th Cir. 1978) and Renslow
v. Mennonite Hosp., 367 N.E.2d 1250 (Ill. 1977)).
[FN173].
483
F.2d 237 (10th Cir. 1973).
[FN174].
Albala,
429 N.E.2d at 788 n.*. It is not at all clear from the holding in Jorgensen
that the case was decided on the basis of strict products liability. In fact,
the Tenth Circuit, in concluding that Oklahoma law provided the foundation upon
which an action for preconception tort could be based, focused on concepts of
duty, causation, and proximate cause, and noted that "principles of strict
liability in tort, negligence and warranty have been primarily recognized by
court decision, even though substantially new bases of recovery were
afforded." Jorgensen,
483 F.2d at 241. The court, however, never actually stated the theory upon
which it relied in reaching its decision.
[FN175].
Albala,
429 N.E.2d at 788 n.*. The insignificance of foreseeability in strict
liability does not justify the conclusion reached in Albala that "the
necessity of manageable bounds for liability is conspicuously absent." Id.
To the contrary, if the true concern is establishing manageable bounds for
liability, negligence rather than strict liability better deters ultimate
recovery. Plaintiffs alleging negligence, particularly in defective product
cases, have the difficult burden of proving fault. Strict tort liability, at
least in theory, however, relieves the plaintiff of this burden, and requires
only that she prove the product was defective when it left the manufacturer's
control. See, e.g., RESTATEMENT (SECOND) OF TORTS § 402A (1965); DAVID FISHER
& WILLIAM POWERS, JR., PRODUCTS LIABILITYY 50-51 (1988). But see infra note
317 and accompanying text (culpability remains an element of strict products
liability).
[FN176].
But see
James G. v. Caserta, 332 S.E.2d 872, 880-81 (W. Va. 1985) (holding that no
duty is owed to unborn infant suing for wrongful life).
[FN177].
Gregor Mendel, Experiments in Plant Hybridization, in CLASSIC PAPERS IN GENETICS
1 (J. Peters ed., 1959).
[FN178].
James Watson & Francis Crick, Genetical Implications of the Structure of
Deoxyribonucleic Acid, 171 NATURE 964 (1953).
[FN179].
Amniocentesis is the most commonly utilized invasive prenatal procedure, and is
used extensively to detect numerous genetic abnormalities through DNA analysis.
A long surgical needle is inserted into the woman's amniotic sack where a small
amount of fluid is removed. The procedure is medically indicated where the
mother is of advanced maternal age (over 35), where there is a known familial
translocation, or where there is a prior birth of a child with trisomy 21. John
W. Littlefield et al., Prenatal Genetic Diagnosis: Status & Problems, in
ETHICAL ISSUES IN HUMAN GENETICS, supra note 52, at 43. "At a maternal age
of 35 years the risk of a chromosome abnormality is 1 per 200 live births and
increases to 1 per 65 live births by age 40 years." ROBERT W. KISTNER,
GYNECOLOGY 658-59 (4th ed. 1986). But cf. M.M. Adams et al., Down's Syndrome:
Recent Trends in the United States, 246 JAMA 758 (1981) (reporting that the
incidence of Down's syndrome among women over age 45 is less than 35 per 1000
live births).
[FN180].
Chorionic villus sampling (CVS) is a relatively new technology for diagnosing
various chromosomal abnormalities during fetal gestation. ROVINSKY &
GUTTMACHER'S MEDICAL, SURGICAL & GYNECOLOGIC COMPLICATIONS OF PREGNANCY 310
(Carol-Lynn Brown ed., 1985) [hereinafter ROVINSKY & GUTTMACHER]. A small
catheter is inserted through the vagina and cervix to extract a small sample of
chorionic tissue from the fetal placenta for chromosomal and biochemical
analyses. Id. The procedure can be used as early as nine weeks into pregnancy
and, in most instances, is preferable to amniocentesis, which cannot be
performed before the sixteenth week and requires two-to-three weeks additional
time to culture the fetal cells. Id. CVS is not appropriate in all
circumstances; amniocentesis is still required for the detection of certain
genetic disorders such as neural tube defects. Id. at 306. Where CVS is
feasible, however, the patient is afforded the opportunity to make prompt
decisions about first trimester abortion, and physicians are afforded the
opportunity to initiate fetal therapy at a very early stage of the child's
prenatal development. Frank A. Chervenak et al., Advances in the Diagnosis of
Fetal Defects, 315 NEW ENG. J. MED. 305, 306 (1986).
[FN181].
Alpha-fetoprotein (AFP) can be measured in maternal serum (through a blood test
on the mother) or in the amniotic fluid (through amniocentesis). Maternal serum
AFP analysis is a screening test elevated levels of AFP which may be associated
with open neural tube defects. Conversly, low levels AFP may be associated with
trisomies such as Down's syndrome. KENNETH L. GARVER & SANDRA G. MARCHESE,
GENETIC COUNSELING FOR CLINICIANS 73 (1986); see also infra note 246 (offering a
medical description of neural tube defects). Amniocentesis can then be performed
to confirm or rule out these anomalies. GARVER, supra at 73. Timing is critical
to accurate test results. JACK A. PRITCHARD ET AL., WILLIAMS OBSTETRICS 277
(17th ed. 1985). AFP analysis should be performed between 16 and 20 weeks of
gestation. Id.
[FN182].
Reed E. Pyeritz et al., The Economics of Clinical Genetics Services I: Preview,
41 AM. J. HUM. GENET. 549, 551 (1987). Clinical genetics began in the 1940s. Id.
Since that time a few centers, such as the Medical Genetics Clinic at Johns
Hopkins Hospital in Baltimore, have been established. Id. However, the specialty
as a whole has not had time to establish itself in mainstream medicine. Id. This
is probably due to the fact that physicians, patients, and insurers are not yet
fully aware of the genetic services available. Id.
[FN183].
ROVINSKY & GUTTMACHER, supra note 180, at 307.
[FN184].
Id. at 307-08.
[FN185].
LORI B. ANDREWS, MEDICAL GENETICS: A NEW FRONTIER 108-110 (1987).
[FN186].
Daniel Callahan, The Meaning and Significance of Genetic Disease: Philosophical
Perspectives, in ETHICAL ISSUES IN HUMAN GENETICS, supra note 52, at 83, 91;
ANDREWS, supra note 185, at 109.
[FN187].
Obstetricians may have a legal duty to refer at-risk patients to genetic
counselors. Keith S. Fineberg & J. Douglas Peters, Genetic Counseling and
Screening: Standards of Care, Customary Practice, and Legal Liability, in
PERSONAL INJURY DESKBOOK--1985 173, 175 (Barry Denkensohn & Gordon Ohlsson
eds., 1985); see also infra note 194 and accompanying text.
[FN188].
Ricki Lewis, Better Babies, HEALTH, Mar. 1987, at 23-24.
[FN189].
Further growth of genetic counseling as a separate medical discipline will
inevitably give rise to a standard of care for the field. At present, however,
it is difficult to find unanimous opinion among experts on the proper standard
of care for genetic counseling. See, e.g., Alexander M. Capron, Tort Liability
in Genetic Counseling, 79 COLUM. L. REV. 618, 622-25 (1979) (because of the wide
variety of medical providers involved in genetic counseling, one professional
standard cannot govern without the creation of a new medical discipline). Some
commentators suggest that a national standard of care applies to genetic
counseling. E.g., Roger Dworkin, The New Genetics, in BIOLAW 89 (James F.
Childress et al. eds., 1986).
[FN190].
Failure to offer amniocentesis is one of the most prevalent omissions giving
rise to wrongful life and wrongful birth suits. See, e.g., Berman
v. Allan, 404 A.2d 8, 10 (N.J. 1979); Becker
v. Schwartz, 386 N.E.2d 807, 808 (N.Y. 1978).
[FN191].
See
Turpin v. Sortini, 643 P.2d 954, 955 (Cal. 1982); Siemieniec
v. Lutheran Gen. Hosp., 512 N.E.2d 691, 693 (Ill. 1987); Schroeder
v. Perkel, 432 A.2d 834, 835 (N.J. 1981); Park
v. Chessin, 440 N.Y.S.2d 110, (N.Y. App. Div. 1977), modified sub nom.
Becker v. Schwartz, 386 N.E.2d 807 (N.Y. 1978).
[FN192].
Certain genetic traits are more common in particular racial and ethnic groups.
Sickle-cell anemia is most prevalent in Blacks, Tay-Sachs disease in eastern
European Jews, cystic fibrosis in northern European Caucasians, and the various
forms of thalassemia in Italians, Greeks, and other persons of Mediterranean
ancestry. NELSON, supra note 10, at 284.
[FN193].
See ANDREWS, supra note 185, at 105-06.
[FN194].
Fineberg & Peters, supra note 187, at 173, 174. The following indications
warrant referral to a genetic counselor:
--a genetic or congenital anomaly in a family
member;
--family history of an inherited disorder;
--abnormal somatic or behavioral development in a
child;
--mental retardation of unknown etiology in a
child;
--pregnancy in a woman older than age 35;
--specific ethnic background suggestive of a high
rate of genetic abnormality;
--drug use or long-term exposure to possible
teratogens or mutagen;
--three or more spontaneous abortions, early infant
deaths, or both; and
--infertility.
Id. at 174 (citing Council on Scientific Affairs of
the American Medical Association, Genetic Counseling and Prevention of Birth
Defects, 248 JAMA 221 (1982)).
[FN195].
Commentators are split on the question of whether a genetic counselor should be
accountable for laboratory errors. Compare Aubrey Milunsky, Prenatal Diagnosis
and the Law, in GENETICS AND THE LAW II 61, 65 (Aubrey Milunsky & George
Annas eds., 1980) (genetic counselors should be held accountable for negligently
selecting a laboratory) with Phillip Reilly, Genetic Counseling and the Law, 12
HOUS. L. REV. 640, 656 (1975) (genetic counselors should not be liable for tests
negligently performed by an independent laboratory).
[FN196].
There are two genetic counseling approaches. One involves "directive"
counseling, where advice or recommendations are made on the basis of test data
in combination with the patient's perceived ability to act responsibly and cope
with the decision she makes. The counselor practicing directive genetic
counseling may choose not to disclose certain information or she may suggest
what she considers the "most appropriate" course of action for the
patient under the circumstances. The counselor may well justify nondisclosure of
certain diagnoses on the assumption that the parents, upon receipt of such
information, may decide "unreasonably" to abort the fetus. Alexander
M. Capron, Informed Decisionmaking in Genetic Counseling: A Dissent to the
"Wrongful Life" Debate, 48 IND. L.J. 581, 588-94 (1973). Directive
counseling is most frequently recommended when the patient is perceived not to
understand the genetic information she receives, or when she chooses to forego
medically indicated diagnostic procedures. Maxine A. Sonnenberg, Comment, A
Preference for Nonexistence: Wrongful Life and a Proposed Tort of Genetic
Malpractice, 55 S. CAL. L. REV. 477, 498-99 (1982).
Other counselors practice "nondirective"
counseling, where the counselor disseminates information on the risks of
particular diagnostic procedures, the meaning of test results, the likelihood of
disease manifestation, and the procreative alternatives; but the counselor
renders no specific recommendation on the "most appropriate" course of
action for the patient. The nondirective counseling approach appears the more
preferable method for both the counselor and the patient since it leaves the
ultimate decision concerning reproductive choice to the parents untainted by the
counselor's own moral, ethical, and religious convictions. ROVINSKY &
GUTTMACHER, supra note 180, at 308. Nondirective counseling also serves to
reduce the counselor's exposure to malpractice liability because the patient has
made a knowing and voluntary choice, assuming the information is communicated
properly. A counselor who takes a purely nondirective approach must remain
uninvolved in the parents' decision to terminate a pregnancy based on minimally
significant conditions such as a cleft lip or even because of the undesirable
sex of the child. The counselor must also remain uninvolved when the medical
indications of the disease at issue are severe, yet the parents decide
nonetheless to proceed with the pregnancy. It is not difficult to envision where
a genetic counselor's personal interests and values may affect the counseling
approach she employs. See Capron, supra, at 589-91.
[FN197].
See supra note 189 and accompanying text.
[FN198].
But see
Wilson v. Kuenzi, 751 S.W.2d 741 (Mo. 1988) (en banc), cert. denied, 488
U.S. 893 (1988) (rejecting wrongful life claim on basis that impaired child
cannot prove causation).
[FN199].
Overseas Tankship (U.K.), Ltd. v. Morts Dock & Eng'g Co., 1 All E.R. 404
(P.C. 1961); see also
Palsgraf v. Long Island R.R., 162 N.E. 99 (N.Y. 1928) (the zone of danger
defines the zone of duty).
[FN200].
E.g.,
Reed v. Campagnolo, 630 A.2d 1145 (Md. 1993) (wrongful birth case).
Under Restatement (Second) of Torts § 431 (1965),
an actor's negligent conduct is a legal cause if it is "a substantial
factor" and if no rule of law relieves the actor from liability because of
the manner in which the negligence resulted in harm. Even though the physical
forces producing [the child's] birth defects were already in operation at the
time of the alleged negligence of the physicians, under the chain of causation
alleged by the [ [plaintiffs] the physicians could have prevented the harm to
the parents. Those allegations, if proved, would present sufficient evidence
from which the trier of fact could find that the alleged negligence of the
physicians was a substantial factor in the legal harm to the parents.
Id. at 1152.
[FN201].
Although the continued vitality of the trimester approach of Roe v. Wade has
been challenged as unsound, see
Webster v. Reproductive Health Servs.,
492 U.S. 490, 529-31 (1989) (O'Connor, J., concurring), abortion remains
part of the woman's right to privacy, at least for the immediate future. See,
e.g.,
Planned Parenthood v. Casey, 112 S. Ct. 2791 (1992).
[FN202].
For a general discussion of the various religious views on contraception and
abortion, see James F. Childress, Religious and Philosophical Perspectives on
Contraception and Abortion, in BIOLAW, supra note 189, at 69-71.
[FN203].
The inability of the wrongful life plaintiff to prove that her parents would
have procured an abortion because of their moral or religious convictions will
rarely serve to defeat a wrongful life claim, particularly since the parents are
usually the ones who initiate the action on behalf of their child.
[FN204].
Injury and damages are treated herein as separate elements of the wrongful life
action. See infra Part III.D.2. Other commentators refute the distinction
between these related tort concepts. See, e.g., Michael B. Kelly, The Rightful
Position in "Wrongful Life" Actions, 42
HASTINGS L.J. 505, 517, 525-35 (1991).
[FN205].
See supra notes 7 and 9.
[FN206].
If, as this Article posits, separate inquiries into injury and damages are
required, it appears that injury must exist whenever any damages are awarded.
See David H. Pace, Treatment of Injury in Wrongful Life Claims, 20 COLUM. J.L.
& SOC. PROBS. 145, 155-58 (1986), reprinted in PERSONAL INJURY REVIEW--1987
552, 563-66 (Barry Denkensohn & Agnes A. Fliss eds., 1987); see also infra
note 259 and accompanying text.
[FN207].
See
Lininger v. Eisenbaum, 764 P.2d 1202, 1210-11 (Colo. 1988) (en banc); Smith
v. Cote, 513 A.2d 341, 352 (N.H. 1986); Becker
v. Schwartz, 386 N.E.2d 807, 812 (N.Y. 1978); Azzolino
v. Dingfelder, 337 S.E.2d 528, 532-33 (N.C. 1985), cert. denied, 479
U.S. 835 (1986); Nelson
v. Krusen, 678 S.W.2d 918, 925 (Tex. 1984).
[FN208].
See
Blake v. Cruz, 698 P.2d 315, 322 (Idaho 1984); Siemieniec
v. Lutheran Gen. Hosp., 512 N.E.2d 691, 702 (Ill. 1987); Bruggeman
v. Schimke, 718 P.2d 635, 642 (Kan. 1986); Smith
v. Cote, 513 A.2d 341, 352-53 (N.H. 1986); Berman
v. Allan, 404 A.2d 8, 12-13 (N.J. 1979). But see Turpin
v. Sortini, 643 P.2d 954, 961-62 (Cal. 1982) (en banc) (suggesting that in
cases of severe hereditary disease, never having been born may be preferable to
being born).
[FN209].
A detailed discussion of the right-to-die controversy is beyond the scope of
this Article. For a further discussion of the many issues surrounding the
right-to-die, see generally ALAN MEISEL, THE RIGHT TO DIE (1989); Nancy K.
Rhoden, Litigating
Life and Death, 102 HARV. L. REV. 375 (1988).
[FN210].
355
A.2d 647 (N.J. 1976), cert. denied sub nom.
Garger v. New Jersey, 429 U.S. 922 (1976).
[FN211].
Id.
at 663-64.
[FN212].
Id.
at 664.
[FN213].
Id.
at 669.
[FN214].
Id.
at 664.
[FN215].
Id.
at 663.
[FN216].
Id.
at 664.
[FN217].
See, e.g.,
Newmark v. Williams, 588 A.2d 1108 (Del. 1991) (upholding parents' decision
on religious grounds to forego treatment of child's terminal cancer); In re
Guardianship of Barry, 445 So. 2d 365 (Fla. Dist. Ct. App. 1984) (granting
parents' petition to remove terminally ill child from life support); see also In
re
L.H.R., 321 S.E.2d 716 (Ga. 1984) (applying a "best interests"
analysis in authorizing parents to remove terminally ill child from life
support). Several other courts have applied a substituted judgment or best
interests analysis in allowing "Do Not Resuscitate" orders to be
entered on a terminally ill child's medical records. In re
C.A., 603 N.E.2d 1171 (Ill. App. Ct. 1992), cert. denied, 610
N.E.2d 1264 (Ill. 1993); Care
& Protection of Beth, 587 N.E.2d 1377 (Mass. 1992); Custody
of a Minor, 434 N.E.2d 601 (Mass. 1982). Some argue that the substituted
judgement approach is inappropriate in circumstances involving never-competent
patients because "it is naive to pretend that the right to
self-determination serves as the basis for substituted decision making." In
re Conroy,
486 A.2d 1209, 1231 (N.J. 1985) (surrogate decisionmaker may direct the
withdrawal or withholding of life-sustaining treatment for incompetent,
terminally ill patient based upon that patient's "best interest").
[FN218].
445
So. 2d 365 (Fla. Dist. Ct. App. 1984).
[FN219].
Id.
at 367.
[FN220].
Id.
at 368.
[FN221].
Id.
[FN222].
Id. at 371.
[FN223].
Id. at 367-68.
[FN224].
Id. at 371.
[FN225].
Id.
[FN226].
Id.
[FN227].
Id.
[FN228].
497
U.S. 261 (1990). In Cruzan, the Court considered whether the United States
Constitution affords an incompetent person in a persistent vegetative state the
right, as exercised through a proxy decisionmaker, to be removed from artificial
hydration and nutrition. The Court held that individuals have a Fourteenth
Amendment due process right to be free from unwanted bodily intrusion, and that
the States may enact legislation that requires clear and convincing proof of the
patient's preference for termination or withholding of life-sustaining treatment
before that right will be recognized. Id.
at 278-85. Thus, the case could be viewed as implicitly rejecting the
substituted judgment approach in right-to-die cases involving incompetent
patients. See generally Susan R. Martyn & Henry J. Bourguignon, Coming to
Terms with Death: The Cruzan Case,
42 HASTINGS L.J. 817 (1991).
The Cruzan decision is of little significance in
the wrongful life analysis, however, since the Court in that case was concerned
with ensuring that a proxy not involuntarily deprive an already living person of
continued life, rather than with the right of a proxy to decide that a potential
life should be avoided. Unlike right-to-die cases such as Cruzan, an infant
asserting a claim for wrongful life is not asking that she be returned to the
nonexistent "state" she claims to prefer; she only seeks damages as
compensation for the handicapped life she is forced to live.
[FN229].
469
N.E.2d 1047 (Ohio Ct. App. 1984).
[FN230].
Id.
at 1051.
[FN231].
Id.
[FN232].
Id. at 1054.
[FN233].
Id. at 1055.
[FN234].
Id. Although the posture of the case on appeal was the review of the probate
court's granting of a motion to dismiss, the case is significant in that the
appellate court reversed the probate court's ruling, thus refusing to find as a
matter of law that the plaintiffs could not prove Mrs. Leach's extended life was
an injury. But see
Anderson v. Saint Francis-Saint George Hosp., 614 N.E.2d 841, 845 (Ohio Ct. App.
1992) (rejecting "wrongful living" cause of action for involuntary
prolongation of life).
[FN235].
469
N.E.2d at 1055.
[FN236].
See also Samuel Oddi, The
Tort of Interference With the Right to Die: The Wrongful Living Cause of Action,
75 GEO. L.J. 625, 660-63 (1986) (advocating "wrongful living"
cause of action for involuntary prolongation of life); Richard P. Dooling,
Comment, Damage Actions for Nonconsensual Life-Sustaining Medical Treatment, 30
ST. LOUIS U. L.J. 895, 916- 17 (1986) (similar).
[FN237].
In re
Quinlan, 355 A.2d 647, 663 (N.J. 1976), cert. denied sub nom.
Garger v. New Jersey, 429 U.S. 922 (1976).
[FN238].
See generally Rhoden, supra note 209, at 420 (advocating presumption in favor of
family's decision to remove incompetent from life
support); TOM L. BEAUCHAMP & JAMES F. CHILDRESS, PRINCIPLES OF BIOMEDICAL
ETHICS 179-80 (3d ed. 1989) (similar).
[FN239].
Some commentators suggest that dying is a much more difficult concept for a
person to accept than is never having been born at all. See Peters, supra note
13, at 541 ("[T]he instinct of self-preservation . . . may explain the
conclusion that a miserable life is worth continuing, but not worth
receiving."); Joel Feinberg, Comment, Wrongful Conception and the Right Not
to be Harmed, 8 HARV. J.L. & PUB. POL'Y 57, 64-65 (1985) (similar).
[FN240].
States which have enacted legislation outlawing wrongful life actions
essentially establish as a matter of law that life in all forms is preferable to
nonexistence. See infra Part II.E.4.
[FN241].
Becker
v. Schwartz, 386 N.E.2d 807, 815 (N.Y. 1978) (Fuchsberg, J., concurring);
Kelly, supra note 204, at 546; Capron, supra note 196, at 603; Marten A.
Trotzig, The Defective Child and the Actions for Wrongful Life and Wrongful
Birth, 16 FAM. L.Q. 15, 32 (1980).
[FN242].
See also John A. Robertson, Involuntary Euthanasia of Defective Newborns: §
242.22 A Legal Analysis, 27 STAN. L. REV. 213, 215-17, 262-64 (1975).
[FN243].
This severity of injury approach has been advocated by numerous commentators in
various ways. See Thomas K. Foutz, Comment, "Wrongful Life": The Right
Not to be Born, 54 TUL. L. REV. 480, 497-98 (1980) (advocating test that would
balance the benefits of the child's life against the severity of her infirmity
to determine the extent (if any) of the child's injury); Note, A Cause of Action
for "Wrongful Life": [A Suggested Analysis], 55 MINN. L. REV. 58, 65
(1970) (similar); see also Michael D. Bayles, Harm to the Unconceived, 5 PHIL.
& PUB. AFF. 292, 300-02 (1976) (proposing that an individual is harmed if
she is deprived of a minimum quality of life); Morreim, supra note 11, at 25
(similar); Peters, supra note 13, at 502 ("If the long-run burdens of life,
such as the pain associated with a congenital affliction, outweigh the benefits
of life, then a person can rationally prefer not to exist at all.").
[FN244].
See supra note 52 for a medical description of Tay-Sachs disease.
[FN245].
Lesch-Nyhan syndrome is a genetic disorder detectable prenatally using
amniocentesis. Those afflicted with the disease lack motor control and
demonstrate dramatic self-destructive behavior including self-mutilation of the
extremities and lips which can be prevented only by physically restraining the
patient. William L. Nyhan, Clinical Features of the Lesch-Nyhan Syndrome, 130
ARCHIVES OF INTERN. MED. 186, 186-89 (1972).
[FN246].
Neural tube defects (NTDs) involve fetal malformations of the central nervous
system. There are many different forms of NTDs, varying widely in their degree
of severity. Spina bifida cystica (meningomyelocele) is one of the more
well-known neural tube defects. The disease involves the malformation of the
spinal cord and the bones that envelope it, causing part of the spinal cord to
develop outside of the back, leaving the fragile spinal nerves exposed. Other
attributes of the disease include microencephaly (an abnormally small head), and
hydrocephalus (an accumulation of spinal fluid in the infant's cranium), which
if not properly drained, causes severe pain, severe brain damage, and inevitable
paralysis and death. The condition, even if treated, usually renders the patient
at least partially paralyzed and interferes with bowel and bladder control.
Children afflicted with spina bifida require constant medical treatment and must
rely on braces, crutches, and wheelchairs for mobility. Second-trimester
alpha-fetoprotein (AFP) testing of amniotic fluid and maternal serum can
positively diagnose NTDs. First-trimester diagnosis of NTDs is not currently
possible. See NELSON, supra note 11, at 1560-63.
[FN247].
Peters, supra note 13, at 502-03.
[FN248].
Sickle-cell anemia is a genetic disorder that affects the red blood cells. Those
afflicted with the disease have less than the normal number of red blood cells
because the lack of normal amounts of hemoglobin in the cells make them more
rigid (sickle shaped) and thus more apt to self-destruct. Sickle-cell disease is
highly variable in severity. "The clinical manifestations include anemia,
jaundice and 'sickle cell crisis' marked by impaction of sickle cells, vascular
obstructions and painful infarcts in various tissues such as the bones, spleen
and lungs." JAMES S. THOMPSON & MARGARET W. THOMPSON, GENETICS IN
MEDICINE 100 (3d ed. 1980). About one in twelve Black Americans has the sickle-
cell trait; the theoretical incidence of sickle-cell anemia among Black
Americans is 1 in 575. Blood tests can identify carrier status of the parents
and amniocentesis can identify the defect in the fetus. WILLIAMS, supra note
181, at 569.
[FN249].
Peters, supra note 13, at 503. Ironically, many of the cases that have allowed
recovery of special damages for wrongful life have involved handicaps of
relatively mild severity. See
Turpin v. Sortini, 643 P.2d 954 (Cal. 1982) (hereditary deafness); Procanik
v. Cillo, 478 A.2d 755 (N.J. 1984) (Down's syndrome); Harbeson
v. Parke-Davis, Inc., 656 P.2d 483 (Wash. 1983) (en banc) (fetal hydantoin
syndrome).
[FN250].
See supra note 31 for a medical description of Down's syndrome.
[FN251].
Cystic fibrosis is the most common genetic disorder in the United States and
afflicts approximately 1 out of every 1,800 newborns. Schroeder
v. Perkel, 432 A.2d 834, 837 (N.J. 1981). The disease causes lung infection
and increased secretion of mucus, which makes it very difficult to breathe and
slows down the digestion of food in the intestines. There is presently no cure
for cystic fibrosis, although recent identification of the gene for the disease
raises new hope for an effective treatment or cure. See, e.g., Vincent A.
Fulginiti & John E. Lewy, Pediatrics, 270 JAMA 246 (1993). Milder cases of
the disease can be treated through special diet, medications to aid digestion,
physiotherapy to break up the thick mucus, and respiration machines to aid
breathing. NELSON, supra note 10, at 1086-99.
[FN252].
Hedonic damages compensate the victim for the loss of such things as the
companionship of loved ones, the sound of music, the cool mist of an ocean
breeze or the achievement of career success. Sherrod
v. Berry, 629 F. Supp. 159, 163 (N.D. Ill. 1985), rev'd on other grounds, 856
F.2d 802 (7th Cir. 1988). Courts in recent years have expressed an
increasing willingness to allow hedonic damages as part of plaintiff's claim for
noneconomic compensation, either as a component of pain and suffering damages or
as a separate form of damage. See
Molzof v. United States, 112 S. Ct. 711, 718 (1992); see also
Eyoma v. Falco, 589 A.2d 653, 658 (N.J. Super. Ct. App. Div. 1991) (hedonic
damages may be awarded as part of total disability damages caused by a tortious
injury). See generally Erin A. O'Hara, Note, Hedonic Damages for Wrongful Death:
Are Tortfeasors Getting Away With Murder?, 78
GEO. L.J. 1687 (1990). Arguably, the jury's task in a wrongful life case is
much easier than in a case involving a claim for hedonic damages, since one who
would not have been born would not lose any of life's benefits. See, e.g.,
Kelly, supra note 204, at 517.
[FN253].
Gleitman
v. Cosgrove, 227 A.2d 689, 703 (N.J. 1967) (Jacobs, J., dissenting); see
supra notes 27-28 and accompanying text. The severity of injury approach for
awarding general damages serves as a deterrent to negligent medical care, and is
not proposed simply as a means of compensating the victim. RESTATEMENT (SECOND)
OF TORTS § 901 (1979); see also RICHARD POSNER, ECONOMIC ANALYSIS OF LAW 187-91
(3d ed. 1986) (discussing the deterrent purpose and effect of tort law).
Children born with severe handicaps will often lack the ability to experience
pleasure, and thus will be unable to appreciate the general damages awarded.
Instead, the award is justified under the deterrence rationale, which encourages
tortfeasors to take optimum care by forcing them to recognize the cost of
activity which creates unreasonable risk of injury. Id. at 186.
Particularly where the infant is severely
handicapped, a court may deny general damages as wasteful, since the monetary
award will not benefit the child, and will not deter unreasonable risk any more
than will the award of pecuniary and nonpecuniary damages to the parents. Hence
the dilemma: the award of general damages is particularly compelling where the
child's genetic infirmities are severe; but yet courts are more reluctant to
make such awards where the infirmities are so severe that the child could not
benefit from the award. Children who are born afflicted with less severe
disorders such as Down's syndrome may derive benefit and pleasure from
nonpecuniary compensation, yet, if we must create a dividing line for the award
of such damages using the severity of injury approach, the child's infirmity
itself may militate against such an award.
The appropriate response is that the infant
plaintiff not only benefits from the award, but so do potential victims of
improper genetic medical care, who will benefit from the deterrent effect of the
law by receiving more competent medical care. Thus, the deterrence rationale
justifies general damage awards for the benefit of future life, and not merely
as a means of compensating the immediate victim. See infra note 335 and
accompanying text. It is more important that the tortfeasor pay damages than it
is for the injured plaintiff to be compensated. See id.
[FN254].
Hospitals that receive federal funding are encouraged to establish infant review
committees for the purpose of educating hospital personnel and families of
disabled infants with life-threatening conditions, recommending institutional
policies and guidelines concerning the withholding of medically indicated
treatment from such infants, and offering counsel and review in cases involving
disabled infants with life threatening conditions. 45
C.F.R. § 84.55(f)(1)(iii)(A) (1992). The federal regulation outlines a
"Model Infant Care Review Committee" that must consist of at least
seven interdisciplinary members, including a practicing physician, a practicing
nurse, a hospital administrator, a representative of the legal profession, a
representative of a disability group, a lay community member, and a member of
the facility's medical staff. Id. §
84.55(f)(2). This group deliberates on the condition of the infant to
determine whether or not an infant shall live or die. Id.
[FN255].
See Robertson, supra note 242, at 254.
[FN256].
Capron, supra note 189, at 655.
[FN257].
227
A.2d 689 (N.J. 1967), overruled in part by,
Berman v. Allan, 404 A.2d 8 (N.J. 1969) (recognizing parents' wrongful birth
claim for general damages); see also supra notes 16-28 and accompanying text for
a discussion of the Gleitman decision.
[FN258].
See, e.g., Gleitman,
227 A.2d at 692.
[FN259].
Walker
v. Mart, 790 P.2d 735, 740 (Ariz. 1990) (en banc) ("Principles of tort
law require that the existence of injury be ascertained first; courts should
allow the injury caused by defendants' negligence to define the damages
recoverable, rather than allow impairment/damage the defendant did not cause to
define the nature of the injury.").
[FN260].
Story
Parchment Co. v. Paterson Parchment Paper Co., 282 U.S. 555, 563 (1931). The
Court reasoned as follows:
Where the tort itself is of such a nature as to
preclude the ascertainment of the amount of damages with certainty, it would be
a perversion of fundamental principles of justice to deny all relief to the
injured person, and thereby relieve the wrongdoer for making any amend for his
acts. . . . [ [I]t will be enough if the evidence show[s] the extent of the
damages as a matter of just and reasonable inference, although the result be
only approximate.
Id.
[FN261].
Some courts use this as the exclusive justification for rejecting the cause of
action, while others consider this factor only after implicitly conceding that
the plaintiff's birth is an injury to her. See
Blake v. Cruz, 698 P.2d 315 (Idaho 1984).
[FN262].
Other courts that have considered the lack of measurable damage as the exclusive
justification for refusing to award general or special damages for wrongful life
also appear to concede the existence of injury. E.g., Moores
v. Lucas, 405 So. 2d 1022, 1025 (Fla. Dist. Ct. App. 1981); Blake,
698 P.2d at 322; Dumer
v. St. Michael's Hosp., 233 N.W.2d 372, 376 (Wis. 1975).
[FN263].
These damages should be awarded according to the strict liability approach
advocated by this Article infra at Part IV.
[FN264].
See generally CAROLYN S. EDWARDS, U.S. DEPT. OF AGRICULTURE, USDA ESTIMATES OF
THE COST OF RAISING A CHILD: A GUIDE TO THEIR USE AND INTERPRETATION (1981).
[FN265].
Many state legislatures have enacted statutory limits on the recovery of general
and special damages. See, e.g., Ala.
Code § 6-5- 544(b), -547 (Supp. 1987) (limiting nonpecuniary damages to
$400,000 and total damages recoverable in medical malpractice claims to
$1,000,000); Alaska Stat. § 09.17.101(a), (b) (1986) (limiting nonpecuniary
damages to $500,000); Cal.
Civ. Code § 3333.2 (West 1992) (limiting nonpecuniary damages to $250,000);
Colo.
Rev. Stat. § 13-21-102.5(1)-(3) (1993) (limiting nonpecuniary damages to
$250,000 unless clear and convincing evidence justifies greater award which in
no event can exceed $500,000); Idaho
Code § 6-1603 (Supp. 1987) (limiting nonpecuniary damages to $400,000);
Ind. Code Ann. § 16-9.5-5-2(a) (Burns Supp. 1986) (limiting damages recoverable
for any injury or death to $750,000); Kan.
Stat. Ann. § 60-3407(a) (1985) (limiting nonpecuniary damages to $250,000
and total damages recoverable to $1,000,000); La.
Rev. Stat. Ann. § 40:1299.42 B(1) (West Supp. 1987) (limiting damages
recoverable in medical malpractice claims, exclusive of future medical care and
related pecuniary damages, to $500,000); Md.
Code Ann., Cts. & Jud. Proc. § 11-108(b) (Supp. 1994) (limiting
nonpecuniary damages for personal injury to $500,000); Mass.
Gen. Laws Ann. ch. 231, § 60H (West 1986) (limiting nonpecuniary damages to
$500,000 unless jury finds there is "substantial or permanent loss or
impairment of a bodily function or substantial disfigurement, or other special
circumstances" justifying larger award); Mo.
Rev. Stat. § 538.210 (1993) (limiting nonpecuniary damages to $350,000); Neb.
Rev. Stat. § 44-2825 (Supp. 1986) (limiting total damages recoverable in
medical malpractice claims to $1,000,000); N.H.
Rev. Stat. Ann. § 508:4-d (Supp. 1993) (limiting nonpecuniary damages to
$875,000); N.M.
Stat. Ann. § 41-5-6 (Michie 1987) (limiting total damages recoverable in
medical malpractice claims to $500,000); Ohio
Rev. Code Ann. § 2307.43 (Baldwin 1993) (limiting general damages in any
medical claim not involving death to $200,000); S.D.
Codified Laws Ann. § 21-3-11 (1986) (limiting total damages recoverable in
medical malpractice claims to $1,000,000); Tex.
Rev. Civ. Stat. Ann. art. 4590i §§ 11.02-.03 (Vernon Supp. 1994) (limiting
total damages to $500,000); Utah
Code
Ann. § 78-14-7.1 (Supp. 1986) (limiting nonpecuniary damages in medical
malpractice claims to $250,000); Va.
Code Ann. § 8.01-581.15 (Michie 1984) (limiting total damages recoverable
in medical malpractice claims to $1,000,000); W.
Va. Code § 55-7B-8 (1986) (limiting nonpecuniary damages to $1,000,000); Wis.
Stat. Ann. § 893.55 (West 1986) (limiting nonpecuniary damages to
$1,000,000).
Several courts, however, have deemed their state's
statutory damage caps unconstitutional. See, e.g.,
Moore v. Mobile Infirmary Ass'n, 592 So. 2d 156, 158 (Ala. 1991)
(interpreting Ala.
Code § 6-5-544(b) (1975)); Chamberlain
v. State ex rel. Dep't of Transp., 624 So. 2d 874 (La. 1993) (interpreting La.
Rev. Stat. Ann. § 13:5106(B)(1) (1991)); Morris
v. Savoy, 576 N.E.2d 765, 768 (Ohio 1991) (interpreting Ohio
Rev. Code Ann. § 2307.43 (Baldwin 1990)); Lucas
v. United States, 757 S.W.2d 687, 687 (Tex. 1988) (interpreting Tex.
Rev. Civ. Stat. Ann. art. 4590i 2
§ 11.02-.03 (Vernon Supp. 1986)).
[FN266].
See supra note 259 and accompanying text.
[FN267].
RESTATEMENT (SECOND) OF TORTS § 920 cmt. b (1979) ("Damages resulting from
an invasion of one interest are not diminished by showing that another interest
has been benefitted.").
[FN268].
Id. § 920 cmt. a, illus. 1.
[FN269].
Id. § 920 cmt. b.
[FN270].
Surprisingly, this issue of mitigation has not been raised in any reported
decision on wrongful birth. Numerous studies have been undertaken to determine
the psychological effect of abortion on women at various stages post- abortion,
ranging from several minutes after the abortion to greater than ten years after
the date of the procedure. The conclusions reached by these studies are evenly
balanced between those which document significant post-abortion emotional trauma
and those which discount any emotional effect whatever, especially during the
first trimester of the pregnancy. Compare Nancy Adler et al., Psychological
Responses After Abortion, 248 SCIENCE 41, 43 (1990) ("[S] evere negative
reactions after abortion are rare and can best be understood in the framework of
coping with a normal life stress.") with H.R. REP. NO. 392, 101st Cong.,
1st Sess. 5 (1989) ("[T]he psychological effects of abortion are unclear. .
. . [S]ome researchers have concluded that the psychological impact of abortion
is very negative, whereas others say that they are usually more positive than
carrying an unwanted child.") (referencing Medical and Psychological Impact
of Abortion: Hearing Before the Subcomm. on Human Resources and
Intergovernmental Relations, 101st Cong., 1st Sess. 68-71, 219- 222 (1989)
(testimony of C. Everett Koop, M.D., Surgeon General of the United States)).
[FN271].
Offset of pecuniary damage is not appropriate in most instances because neither
the parents nor the child usually benefits economically from the child's birth.
[FN272].
E.g.,
Strohmaier v. Associates in Obstetrics & Gynecology, P.C., 332 N.W.2d 432,
435 (Mich. App. 1982). Several wrongful pregnancy and wrongful conception
cases have misapplied the benefit doctrine by offsetting the parents' claim for
pecuniary damages by the nonpecuniary benefits they derive from parenthood. See
University of Ariz. v. Superior Court, 667 P.2d 1294 (Ariz. 1983); Ochs
v. Borrelli, 445 A.2d 883 (Conn. 1982); Jones
v. Malinowski, 473 A.2d 429 (Md. 1984); Burke
v. Rivo, 551 N.E.2d 1 (Mass. 1990); Sherlock
v. Stillwater Clinic, 260 N.W.2d 169 (Minn. 1977).
[FN273].
See Kelly, supra note 204, at 520 ("To deny recovery because the defendant
cannot produce exculpatory evidence seems backwards.") (citing Melinda A.
Roberts, Distinguishing Wrongful From "Rightful" Life, 6
J. CONTEMP. HEALTH L. & POL'Y 59, 69-70 (1990)).
[FN274].
See Roberts, supra note 273, at 67-70.
[FN275].
James D. Hopkins, Public Policy and the Formation of a Rule of Law, 37 BROOKLYN
L. REV. 323, 323 (1971).
[FN276].
See Richardson v. Mellish, 130 Eng. Rep. 294, 303 (C.P. 1824) ("[Public
policy] is a very unruly horse, and when once you get astride it you never know
where it will carry you. . . . "); see also Egerton v. Earl Brownlow, 10
Eng. Rep. 359, 408-09 (H.L. 1853) (explaining that public policy may vary
depending upon the education, habits, tastes, and dispositions of the person to
whom the inquiry is addressed), cited in
American Casualty Ins. Co.'s Case, 34 A. 778, 785 (Md. 1896).
[FN277].
Hopkins, supra note 275, at 331-32.
[FN278].
Curlender
v. Bio-Science Labs., 165 Cal. Rptr. 477, 488 (Cal. Ct. App. 1980).
[FN279].
See Cal.
Civ. Code § 43.6 (West 1982).
[FN280].
See
Walker v. Mart, 790 P.2d 735, 740 (Ariz. 1990) (en banc) (dictum). See
generally Joan Waters, Wrongful Life: The Implications of Suits in Wrongful Life
Brought by Children Against Their Parents, 31 DRAKE L. REV. 411 (1981) (a
wrongful life claim brought by a child against her mother is irreconcilable with
the mother's right to privacy).
[FN281].
Capron, supra note 196, at 602.
[FN282].
Cf.
Smith v. Gross, 571 A.2d 1219, 1224 (Md. 1990) (Eldridge, J., dissenting)
(the parent-child immunity rule should not be applied where the child is
deceased, because there is no family discipline to impair or home tranquility to
preserve).
[FN283].
See Sonnenberg, supra note 196, at 498 ("The essence of the [[wrongful
life] action is that parents should be able to make an informed decision whether
a genetically defective child should be born, not that those parents should make
the 'right decision."').
[FN284].
Callahan, supra note 186, at 86. But see Shaw, supra note 10, at 102-04 (arguing
for parental liability where they proceed with a pregnancy fully aware of a
significant risk of giving birth to a genetically impaired child); see also Ron
Beal, "Can I Sue Mommy?" An Analysis of a Woman's Tort Liability for
Prenatal Injuries to Her Child Born Alive, 21 SAN DIEGO L. REV. 325, 357 (1984)
(states that have abolished parental immunity should recognize a tort duty owed
by a mother to her unborn child).
[FN285].
L.M. Purdy, Genetic Diseases: Can Having Children be Immoral?, in BIOMEDICAL
ETHICS, supra note 31, at 468.
[FN286].
See, e.g.,
Jehovah's Witnesses v. King County Hosp., 278 F. Supp. 488 (W.D. Wash. 1967),
aff'd per curiam, 390
U.S. 598 (1968).
[FN287].
See supra note 251.
[FN288].
The California Supreme Court has adopted a "reasonable parent"
standard for judging whether parental conduct is actionable by way of a
negligence action brought by the child. Gibson
v. Gibson, 479 P.2d 648, 652- 53 (Cal. 1971); see also
Anderson v. Stream, 295 N.W.2d 595, 601 (Minn. 1980). See generally Romualdo
P. Eclavea, Annotation, Liability
of Parent for Injury to Unemancipated Child Caused By Parent's
Negligence--Modern Cases, 6 A.L.R.4th 1066 (1981). Statistics on parental
procreative decision-making in situations where a fetus is diagnosed with a
genetic disorder could help to define the reasonable parent standard. See Ruth
Faden et al., Prenatal Screening and Pregnant Women's Attitudes Toward the
Abortion of Defective Fetuses, 77 AM. J. PUB. HEALTH 288 (1987) (reporting that
80% of 490 women believed abortion was justified after amniocentesis confirmed
neural tube defect in fetus); Mitchell S. Golbus et al., Prenatal Genetic
Diagnosis in 3000 Amniocenteses, 300 NEW ENG. J. MED. 157, 160 (1979) (reporting
that 93.8% of women elected to terminate their pregnancies after genetic
abnormalities were detected in their fetuses).
[FN289].
See
United States v. Carroll Towing Co., 159 F.2d 169, 173 (2d Cir. 1947) (Hand,
J.) ("[I]f the probability [of injury] be called P; the [[gravity of the]
injury, L; and the burden [of adequate precaution], B; liability depends upon
whether B is less than L multiplied by P. . . . ").
[FN290].
Dworkin, supra note 189, at 100; see also
Grodin v. Grodin, 301 N.W.2d 869, 871 (Mich. Ct. App. 1980) (remanding case
to trial court to determine whether mother's decision to use tetracycline during
her pregnancy constituted a reasonable exercise of parental discretion).
[FN291].
See
Blake v. Cruz, 698 P.2d 315, 321 (Idaho 1984); Siemieniec
v. Lutheran Gen. Hosp., 512 N.E.2d 691, 702 (Ill. 1987); Bruggeman
v. Schimke,
718 P.2d 635, 642 (Kan. 1986); Smith
v. Cote, 513 A.2d 341, 352-53 (N.H. 1986); Berman
v. Allan, 404 A.2d 8, 13 (N.J. 1979); see also Rogers, supra note 95, at
752-53.
[FN292].
"Any attempt to make life--understood as a set of vital logical
processes--unconditionally good in itself is a 'vitalism' that should be
rejected in favor of a view that life is only conditionally good."
BEAUCHAMP & CHILDRESS, supra note 238, at 157 (citing Richard A. McCormick,
The Quality of Life, The Sanctity of Life, HASTINGS CENTER REP. 8 (Feb. 1978)).
As another commentator has aptly recognized,
life is not merely a matter of being alive in some
purely biological or bio-physical sense of the term. Something can be alive or
capable of life in the latter sense, yet not alive or capable of life in the
sense implied in or by the expressions mentioned above. . . . [A] full life . .
. is one full of significant experience and activity, and we apply it in the
first instance only to human beings.
Henry D. Aiken, Life and Right to Life, in ETHICAL
ISSUES IN HUMAN GENETICS, supra note 52, at 173.
[FN293].
Kelly, supra note 204, at 498-500.
[FN294].
ANDREWS, supra note 185, at 137.
[FN295].
E.g.,
Smith v. Cote, 513 A.2d 341, 353 (N.H. 1986).
[FN296].
Leon R. Kass, Implications of Prenatal Diagnosis for the Human Right to Life, in
ETHICAL ISSUES IN HUMAN GENETICS, supra note 52, at 185, 189.
[FN297].
Becker
v. Schwartz, 386 N.E.2d 807, 812 (N.Y. 1978).
[FN298].
Callahan, supra note 186, at 85. Ethicist Daniel Callahan points out that
"while in principle the parents of a fetus with a detected case of Down's
syndrome are still left to decide whether to carry it to term, . . . it is
possible to detect tendencies which would rob people of their choice and 'blame'
them for the defective children they bring into the world." Id. But see
Dworkin, supra note 189, at 96 (wrongful birth actions do not devalue the
child's life but serve only to compensate the parents and assure the child
maximum life opportunities by freeing her of the economic burdens precipitated
by her impaired existence); Shaw, supra note 10, at 110 ("[I]f there were
fewer persons born with birth defects, society might become more aware of, and
more sensitive to, their needs, cherish them as individuals, and seek better
ways to provide for them."). Professor Shaw continues by posing this
rhetorical question: "Is it true that if we could raise the standard of
living of most of those living at poverty levels, then those who were still poor
would be treated worse, not better . . . ?" Id.
[FN299].
James Bopp, Jr. et al., The "Rights" and "Wrongs" of
Wrongful Birth and Wrongful Life: A Jurisprudential Analysis of Birth Related
Torts, 27
DUQ. L. REV. 461, 486-90 (1989).
[FN300].
Id. at 489.
[FN301].
Science, however, independently implements a risk-utility balancing whenever it
develops new medical technologies for use in the field. The Food and Drug
Administration's approval of pharmaceuticals is an excellent example of such a
balancing. Only when the benefits of a particular drug outweigh its potential
adverse effects is the drug approved for use in the field. The argument that
science would not embrace a risk-utility standard in the absence of legal
sanction may therefore be unjustified.
[FN302].
ANDREWS, supra note 185, at 138; see also
Ellis v. Sherman, 478 A.2d 1339 (Pa. Super. Ct. 1984) (refusing to recognize
wrongful life action).
[FN303].
See
Cowe v. Forum Group, Inc., 575 N.E.2d 630, 635 (Ind. 1991); Becker
v. Schwartz, 386 N.E.2d 807, 812 (N.Y. 1978); Azzolino
v. Dingfelder, 337 S.E.2d 528, 537 (N.C. 1985), cert. denied, 479
U.S. 835 (1986).
[FN304].
Mack
v. Mack, 618 A.2d 744, 775 (Md. 1993) (Chasanow, J., concurring in part).
[FN305].
Cf. id.
[FN306].
Hopkins, supra note 275, at 331.
[FN307].
See, e.g.,
Curlender v. Bio-Science Labs., 165 Cal. Rptr. 477 (Cal. App. Ct. 1980)
(dictum), superseded by Cal.
Civ. Code § 43.6 (West 1982); Blake
v. Cruz, 698 P.2d 315 (Idaho 1984), superseded by Idaho
Code § 5-311 (1990); Speck
v. Finegold, 439 A.2d 110 (Pa. 1981), superseded by 42 Pa. Const. Stat. Ann.
§ 8305(a)-(b) (Supp. 1993).
[FN308].
See supra note 307; see also Ill. Ann. Stat. ch. 38, para. 81- 21 (Smith-Hurd
Supp. 1992); Ind.
Code Ann. § 34-1-1-11 (Burns Supp. 1989); N.D.
Cent. Code § 32-03-43 (Supp. 1989); S.D.
Codified Laws § 21-55-1 (1987);
Utah
Code Ann. § 78-11-24 (1987 & Supp. 1989). Currently, Maine is the only
state to enact legislation affording infants the right to maintain a wrongful
life action for the limited purpose of collecting special damages. Me.
Rev. Stat. Ann. tit. 24, § 2931 (West 1990). Similar legislation has been
proposed in other states. For example, legislators in the State of Washington
proposed the following: "Damages for the birth of an unhealthy child born
as a result of professional negligence shall be limited to damage associated
with the disease, defect or handicap suffered by the child." H.B. 178, 48th
Leg., Reg. Sess. (1983); S.A.B. 3269, 48th Leg., Reg. Sess. (1983).
[FN309].
Capron, supra note 189, at 653.
[FN310].
See
Hickman v. Group Health Plan, Inc., 396 N.W.2d 10, 13-15 (Minn. 1986) (en
banc) (construing Minn.
Stat. Ann. § 145.424 (West 1989)); Dansby
v. Thomas Jefferson Univ. Hosp., 623 A.2d 816, 819-21 (Pa. 1993) (construing
42 Pa. Const. Stat. Ann. § 8305(a)-(b) (Supp. 1993)).
[FN311].
See generally Note, Wrongful
Birth Actions: The Case Against Legislative Curtailment, 100 HARV. L. REV. 2017
(1987) (legislation prohibiting wrongful birth actions is unconstitutional).
Contra Recent Developments, To Be or Not to Be: The Pennsylvania General
Assembly Eliminates Wrongful Birth and Life Actions, 34 VILL. L. REV. 681 (1989)
(state legislation prohibiting wrongful life and wrongful birth actions is
constitutional).
[FN312].
Legislators may wish to consider various proposed model statutes. See Me.
Rev. Stat. Ann. tit. 24, § 2931 (West 1990); Kathryn J. Jankowski, Wrongful
Birth and Wrongful Life Actions Arising From Negligent Genetic Counseling: The
Need for Legislation Supporting Reproductive Choice, 17 Fordham Urban L.J. 27,
56-57 (1989); Bruce L. Belton, Comment, Wrongful Life: A Legislative Solution to
Negligent Genetic Counseling, 18 U.S.F. L. Rev. 77, 106-08 (1983).
[FN313].
Cf. Ron Weiss, Comment, Wrongful Birth and Wrongful Life: In Search of a Logical
Consistency, 2 ANN. SURV. AM. L. 507, 521-22 (1987) (advocating no-fault
liability for wrongful life).
[FN314].
See infra notes 319-20 and accompanying text (discussing defectiveness of
products).
[FN315].
See
Greenman v. Yuba Power Prods., Inc., 377 P.2d 897 (Cal. 1963) (Traynor, J.);
Escola
v. Coca Cola Bottling Co., 150 P.2d 436 (Cal. 1944) (Traynor, J.,
concurring).
[FN316].
RESTATEMENT (SECOND) OF TORTS § 402A (1965) (Traynor, J., Reporter's Advisory
Committee Member). Today, courts have modified their approach to strict
liability and rely less on the dictate of section 402A for their decisions.
FISHER & POWERS, supra note 175, at 49; see also infra note 319 (discussing
various tests for determining whether a product is defective). See generally
John W. Wade, On the Nature of Strict Tort Liability for Products, 44 MISS. L.J.
825, 829-31 (1973) (reviewing legislative history of section 402A).
[FN317].
The Restatement approach to strict products liability is not the only common law
source for the imposition of strict liability. The owners of wild animals who
stray and injure bystanders are held strictly liable for any resulting injury
notwithstanding the owner's utmost care in keeping the animal. RESTATEMENT
(SECOND) OF TORTS § 504 (1977). Similarly, those who participate in
ultrahazardous activity, such as blasting, are held strictly liable for injuries
to third persons. W. PAGE KEETON ET AL., PROSSER & KEETON ON TORTS 551-54
(5th ed. 1984); see also RESTATEMENT (SECOND) OF TORTS § 520 cmt. f (1965)
(listing factors). The abnormality of the risk, a consideration relevant in
products cases, is the basis for the imposition of strict liability in non-
product cases as well. KEETON ET AL., supra, at 542.
[FN318].
Although implicit in the meaning of "strict liability" is the concept
of liability without fault, many jurists recognize that fault remains an element
in strict products liability actions. See
Cronin v. J.B.E. Olson Corp., 501 P.2d 1153, 1161-62 (Cal. 1972); Phipps
v. General Motors Corp., 363 A.2d 955, 963 (Md. 1976); Phillips
v. Kimwood Mach. Co., 525 P.2d 1033 (Or. 1974); see also Michael M.
Greenfield, Consumer Protection in Service Transactions--Implied Warranties and
Strict Liability in Tort, 1974 UTAH L. REV. 661, 697 (concluding that
application of strict liability to service transactions makes persons who render
services liable for most but not all failures); William C. Powers, Jr., The
Persistence of Fault in Products Liability, 61 TEX. L. REV. 777, 777-82, 791-94
(1983) (asserting that the distinction between negligence and defectiveness
in strict liability is illusory); infra note 333.
[FN319].
A multiplicity of tests have been devised to address whether a product is
"defective" so as to justify imposition of strict products liability.
Each incorporates some form of culpability into its analysis. They include the
unreasonably dangerous test, RESTATEMENT (SECOND) OF TORTS § 402A cmt. i
(1965); the risk-utility test,
Phillips v. Kimwood Mach. Co., 525 P.2d 1033, 1036-37 (Or. 1974); the
consumer expectation test,
Sours v. General
Motors Corp., 717 F.2d 1511, 1514 (6th Cir. 1983); failure to warn, Davis
v. Wyeth Labs., Inc., 399 F.2d 121, 128-29 (9th Cir. 1968); the cheapest
cost-avoider test, Guido Calabresi & Jon T. Hirschoff, Toward a Test for
Strict Liability in Torts, 81 YALE L.J. 1055, 1060 (1972); and the causation
test, Richard A. Epstein, A Theory of Strict Liability, 2 J. LEGAL STUD. 151
(1973). The theories underlying these tests are equally applicable to the
imposition of strict liability for medical services and are discussed more fully
infra at Part IV.C. For a detailed discussion of these tests in the strict
products liability context, see generally FISHER & POWERS, supra note 175,
at 57-123 and Frank J. Vandall, Applying
Strict Liability to Professionals: Economic and Legal Analysis, 59 IND. L.J. 25,
41-48 (1983).
[FN320].
RESTATEMENT (SECOND) OF TORTS § 402A cmt. g (1965).
[FN321].
See infra Part IV.C. (discussing policy reasons for imposing strict liability).
[FN322].
Greenman
v. Yuba Power Prods., Inc., 377 P.2d 897, 901 (Cal. 1963).
[FN323].
See supra note 319.
[FN324].
Cf.
United States v. Carroll Towing Co., 159 F.2d 169, 173 (2d Cir. 1947) (Hand,
J.); see also supra note 289.
[FN325].
Barker
v. Lull Eng'g Co., 573 P.2d 443, 455-57 (Cal. 1978); Phillips
v. Kimwood Mach. Co., 525 P.2d 1033, 1038 (Or. 1974); Wade, supra note 316,
at 837-38.
[FN326].
RESTATEMENT (SECOND) OF TORTS § 402A cmt. i (1965).
[FN327].
See
Hoffman v. E.W. Bliss Co., 448 N.E.2d 277, 285 (Ind. 1983) (punch press);
cf.
Knitz v. Minster Mach. Co., 432 N.E.2d 814, 818 (Ohio) (punch press is
defective if more dangerous than ordinary consumer expectation), cert. denied
sub nom.
Cincinnati Milicron Chems., Inc. v. Blankenship, 459 U.S. 857 (1982).
[FN328].
See
Sours v. General Motors Corp., 717 F.2d 1511 (6th Cir. 1983) (automobile
hardtop); General
Motors Corp. v. Simmons, 545 S.W.2d 502 (Tex. Civ. App. 1976) (automobile
side window), rev'd on other grounds, 558
S.W.2d 855 (Tex. 1977).
[FN329].
Greenfield, supra note 318, at 689-90; Timothy J. Crowley & Tony L.
Johannsen, Comment, Extending Strict Liability to Health Care Providers: Can
Consumers Afford the Protection?, 13 TEX. TECH L. REV. 1435, 1462 (1982);
William R. Hadley, Note, Torts--Strict Liability--The Medical Malpractice
Citadel Still Stands--Hoven
v. Kelble, 79 Wis. 2d 444, 256 N.W.2d 379 (1977), 11 CREIGHTON L. REV. 1357,
1371 (1978).
[FN330].
See
Sullivan v. O'Connor, 296 N.E.2d 183, 185 (Mass. 1973).
[FN331].
See Hadley, supra note 329, at 1378. But see
Cunningham v. MacNeal Mem. Hosp., 266 N.E.2d 897, 902 (Ill. 1970)
(state-of-the-art evidence is not relevant in strict products liability claims),
superseded by Ill. Rev. Stat. ch. 91, para. 181 (1973).
[FN332].
As discussed supra notes 199-200 and accompanying text, the medical provider's
omission may be seen as "causing" the handicap in an abstract sense,
since she necessarily causes the life with handicap.
[FN333].
This Article does not advocate a standard of "absolute liability" as
opposed to one of "strict liability" in wrongful life cases. The
plaintiff must demonstrate that she was owed a duty as a consumer, that
incorrect medical information was disseminated, and that the disseminated
information was relied on by her parents. Although strict liability makes it
easier for the plaintiff to recover where proof of negligence is difficult, it
does not abandon every consideration relevant to the law of negligence. See
supra note 318 and accompanying text and infra note 379 and accompanying text.
[FN334].
See
Renslow v. Mennonite Hosp., 367 N.E.2d 1250, 1255 (Ill. 1977). This assumes
the parents would have acted on the information had they been provided with it.
Otherwise, one could not say that a medical provider's breach of care
proximately caused the child's life. See supra Part III.C. A similar approach is
adopted in products cases involving misuse of otherwise safe products, where a
finding of defectiveness often turns on whether the misuse was foreseeable. See
Spruill v. Boyle-Midway, Inc., 308 F.2d 79, 83- 84 (4th Cir. 1962); Dosier
v. Wilcox-Crittendon Co., 119 Cal. Rptr. 135, 136-67 (Cal. Ct. App. 1975); Moran
v. Faberge, Inc., 332 A.2d 11, 20 (Md. 1975).
[FN335].
See infra Part IV.C.2.
The "prophylactic" factor of preventing
future harm has been quite important in the field of torts. The courts are
concerned not only with compensation of the victim, but with admonition of the
wrongdoer. When the decisions of the courts become known, and defendants realize
that they may be held liable, there is of course a strong incentive to prevent
the occurrence of the harm. Not infrequently one reason for imposing liability
is the deliberate purpose of providing that incentive.
KEETON ET AL., supra note 317, at 25; see also
supra note 253.
[FN336].
Cf. RESTATEMENT (SECOND) OF TORTS § 402A cmt. c (1965) (listing several
justifications). For a general discussion of the various policy considerations
underlying strict products liability, see generally David G. Owen, Rethinking
the Policies of Strict Products Liability, 33 VAND. L. REV. 681 (1980) and
William C. Powers, Distinguishing
Between Products and Services in Strict Liability, 62 N.C. L. REV. 415 (1984).
[FN337].
Professor Powers suggests that the difficulty of proof rationale is the only one
that supports the distinction between sales and services in strict products
liability cases. Powers, supra note 336, at 426.
[FN338].
See, e.g., id. The related tort concept of res ipsa loquitur operates in much
the same way. The plaintiff alleging medical malpractice sometimes cannot
identify the particular defendant who caused the injury, or, in other cases,
cannot causally link the complained of injury with the surgical treatment she
underwent. Res ipsa allows a plaintiff to proceed with her negligence action and
imposes on the physician an inference that the complained of harm does not
ordinarily occur absent negligence. See
Ybarra v. Spangard, 208 P.2d 445 (Cal. Ct. App. 1949).
Again, the justification for this doctrine is
premised on the inherent difficulty of proof--proof of a culpable party and/or
proof of causation. Similarly, the wrongful life plaintiff cannot prove in the
logical or philosophical sense her injury; however, she usually has no problem
proving duty, breach, and causation. The plaintiff's damages are tangible,
though her harm arguably is not.
[FN339].
POSNER, supra note 253, at 160-61. Professor Guido Calabresi takes the analysis
one step further by focusing on "which of the parties to the accident is in
the best position to make the cost-benefit analysis between accident costs and
accident avoidance costs. . . . " Calabresi & Hirschoff, supra note
319, at 1060. Accordingly, Judge Posner's analysis would be expanded to focus
not only on whether the risk of accident itself justifies a reduction of
activity level, but also on who best can evaluate their activity levels. Again,
in the medical malpractice context, to answer Calabresi's query, the medical
provider is in a far superior position because of her specialized training and
experience. Vandall, supra note 319, at 36. In this regard, however, it is
important not to place undue weight on the provider's unique ability to evaluate
the accident costs since, particularly when wrongful life is alleged, the
parents and their child are in a better position to assess the pecuniary and
nonpecuniary harm resulting from the child's handicapped life.
[FN340].
POSNER, supra note 253, at 163. Although I use Professor Posner's economic
theory to promote the application of strict liability to wrongful life claims,
other commentators criticize Posner's approach and suggest that adjustments in
activity level are exactly what strict liability seeks to avoid, since those
valued activities which cannot be made safer by the injurer at reasonable cost
are most appropriately within the scope of strict liability. Although this
assumption may be true of inherently dangerous activities, activity level
changes by medical providers is the best means of avoiding defective genetic
counseling.
[FN341].
See supra Part IV.C.1.
[FN342].
See supra notes 179-81 for a description of various prenatal diagnostic
procedures.
[FN343].
These commentators argue that because the medical provider is unable to spread
the risk among the entire population, the distribution of risk among her
patients unfairly imposes on relatively few people the entire cost of the risk.
See, e.g., Crowley & Johannsen, supra note 329, at 1457 ("Retailers
have a cost-minimizing effect on the loss reallocation, whereas doctors and
hospitals will have a cost-maximizing effect."); see also
Magrine v. Krasnica, 227 A.2d 539, 545 (N.J. Super. Ct. App. Div. 1967)
(service providers generally do not have the assets, volume of business or area
of contacts which would allow them to spread the risk of loss in the same manner
as a manufacturer or retailer of a product), aff'd sub nom.
Magrine v. Spector, 241 A.2d 637 (N.J. Super. Ct. App. Div. 1968), aff'd per
curiam, 250
A.2d 129 (N.J. 1969).
[FN344].
Although the medical provider is clearly in a better position to procure
insurance to cover the risk of malpractice, some commentators propose medical
providers should require that their patients insure against the eventuality of
malpractice. RICHARD POSNER, TORT LAW, CASES AND ECONOMIC ANALYSIS 517-18
(1982); Vandall, supra note 319, at 37.
[FN345].
Magrine
v. Spector, 241 A.2d 637, 643 (N.J. Super. Ct. App. Div. 1968) (Botter, J.,
dissenting), aff'd per curiam, 250
A.2d 129 (N.J. 1969); James M. Brown, Social Resource Allocation Through
Medical Malpractice, 6 WILLIAMETTE L.J. 235, 243-45 (1970); Hadley, supra note
329, at 1372. But see Crowley & Johannsen, supra note 329, at 1457 (arguing
that medical providers are inefficient loss reallocators).
[FN346].
Whether the reallocation of risk through increased insurance premiums is an
efficient means of risk spreading is an age-old debate that is beyond the scope
of this Article. For further discussion of the issue, see generally JEFFREY
O'CONNELL & C. BRIAN KELLY, THE BLAME GAME: INJURIES, INSURANCE, AND
INJUSTICE (1987).
[FN347].
See, e.g.,
Dillard Dept. Stores, Inc. v. Associated Merchandising Corp., 782 P.2d 1187
(Ariz. Ct. App. 1989); Kasel
v. Remington Arms Co., 101 Cal. Rptr. 314 (Cal. Ct. App. 1972).
[FN348].
In such cases, courts have generally declined to apply strict liability. See,
e.g.,
Gagne v. Bertran, 275 P.2d 15 (Cal. 1954) (test hole driller); Swett
v. Gribaldo, Jones & Assocs., 115 Cal. Rptr. 99 (Cal. Ct. App. 1974)
(soil engineer); City
of Mounds View v. Walijarvi, 263 N.W.2d 420, 425 (Minn. 1978) (en banc)
(architect); see also infra note 353 (listing cases involving medical services).
Other courts have held similar professionals strictly liable for defectively
rendered services. See, e.g.,
Broyles v. Brown
Eng'g Co., 151 So. 2d 767 (Ala. 1963) (per curiam) (civil engineers); cf. Buckeye
Union Fire Ins. Co. v. Detroit Edison, 196 N.W.2d 316 (Mich. Ct. App. 1972)
(utility company). The non-discretionary nature of the services at issue played
a significant role in the courts' decisions to impose strict liability.
[FN349].
These hybrid sales-service transactions arise in many settings, and are handled
by courts in diverse ways. See
Newmark v. Gimbels, Inc., 258 A.2d 697 (N.J. 1969) (beautician held strictly
liable for burning customer's scalp with defective hair product). But see
Finn v. G.D. Searle & Co., 677 P.2d 1147 (Cal. 1984) (physician not
strictly liable for prescribing injury- causing pharmaceutical); Magrine
v. Krasnica, 227 A.2d 539 (N.J. Super. Ct. Law Div. 1967) (dentist not
strictly liable for use of defective hypodermic needle), aff'd sub nom.
Magrine v. Spector, 241 A.2d 637 (N.J. Super. Ct. App. Div. 1968), aff'd per
curiam, 250
A.2d 129 (N.J. 1969); Coyle
v. Richarson-Merrell, Inc., 584 A.2d 1383 (Pa. 1991) (pharmacist not
strictly liable for filling prescription with defective drug); Rogers
v. Miles Labs., Inc., 802 P.2d 1346 (Wash. 1991) (blood bank not strictly
liable for distributing tainted blood product).
Hybrid cases are irrelevant to the issue of whether
strict liability is appropriate in the context of medical services because most
of those decisions hinge on the underlying product defect and the server's
ability to know of its existence before the product is used. See generally Marc
L. Carmichael, Annotation, Liability
of Hospital or Medical Practitioner Under Doctrine of Strict Liability in Tort,
or Breach of Warranty, for Harm Caused by Drug, Medical Instrument, or Similar
Device Used in Treating Patient, 54 A.L.R.3d 258 (1974 & Supp. 1993).
[FN350].
See infra note 353 and supra note 348.
[FN351].
256
N.W.2d 379 (Wis. 1977).
[FN352].
Id.
at 393.
[FN353].
Id.
at 391-92. Other jurisdictions have taken a similar approach and have denied
recovery for claims of defective medical services premised on strict liability.
See
Dubin v. Michael Reese Hosp. & Med. Ctr., 415 N.E.2d 350 (Ill. 1980)
(physician who overradiated tumor with x-rays not strictly liable); Barbee
v. Rogers, 425 S.W.2d 342 (Tex. 1968) (optometrist who improperly fitted
patient with contact lens not strictly liable); Nevauex
v. Park Place Hosp., Inc., 656 S.W.2d 923 (Tex. Ct. App. 1983) (hospital not
strictly liable for misapplication of radiation treatments); Black
v. Gundersen
Clinic, Ltd., 448 N.W.2d 247 (Wis. 1989) (physician not strictly liable for
failing to disclose risks of surgery). Some states have excluded by statute
strict liability actions against medical providers in some situations. E.g.,
Ariz. Rev. Stat. Ann. § 32-1481A (1993); Ind.
Code Ann. § 16-8-7- 2(a) (West 1993); La.
Rev. Stat. Ann. § 9:2797 (West 1993); Tex.
Rev. Civ. Stat. Ann. art. 4590i, § 6.02 (Vernon Supp. 1991).
[FN354].
519
P.2d 981 (Wash. 1974) (en banc), superseded by Wash.
Rev. Code Ann. § 4.24.290 (West 1988).
[FN355].
Id.
at 983.
[FN356].
Id.
[FN357].
Id. at 984 (Utter, J., concurring).
[FN358].
Id. at 983 (Utter, J., concurring).
[FN359].
426
P.2d 525 (Cal. 1967).
[FN360].
Id.
at 528-29.
[FN361].
Id.
at 535.
[FN362].
Id.
at 539 (Tobriner, J., concurring).
[FN363].
Id.
[FN364].
E.g., Allen H. Cox, III, Note, The Medical Profession and Strict Liability for
Defective Products--A Limited Extension, 17 HASTINGS L.J. 359, 366 (1965). The
rationale against imposing strict liability upon professionals is well stated by
the Minnesota Supreme Court in City
of Mounds View v. Walijarvi, 263 N.W.2d 420 (Minn. 1978) (en banc):
Architects, doctors, engineers, attorneys, and
others deal in somewhat inexact sciences and are continually called upon to
exercise their skilled judgment in order to anticipate and provide for random
factors which are incapable of precise measurement. The indeterminate nature of
these factors makes it impossible for professional service people to gauge them
with complete accuracy in every instance. Thus, doctors cannot promise that
every operation will be successful; a lawyer can never be certain that a
contract he drafts is without latent ambiguity; and an architect cannot be
certain that a structural design will interact with natural forces as
anticipated. Because of the inescapable possibility of error which inheres in
these services, the law has traditionally required, not perfect results, but
rather the exercise of that skill and judgment which can be reasonably expected
from similarly situated professionals.
Id. at 423.
[FN365].
Greenfield, supra note 318, at 700.
[FN366].
Only when the medical provider fails to disclose a risk because she has
concluded that disclosure would be harmful to the patient does the provider
exercise professional judgment in withholding the information. Use of this
"therapeutic privilege" to withhold known risks of treatment is rarely
justified. See KEETON ET AL., supra note 317, at 192; see also Alan Meisel, The
"Exceptions" to the Informed Consent Doctrine: Striking a Balance
Between Competing Values in Medical Decisionmaking, 1979 WIS. L. REV. 413 (the
therapeutic privilege must be restrictively framed so physicians do not
substitute their own judgment for the patient's in every instance of medical
decisionmaking).
[FN367].
See Jane P. Mallor, Liability Without Fault for Professional Services: Toward a
New Standard of Professional Accountability, 9 SETON HALL L. REV. 474, 493-94
(1978); see also supra Part III.B; cf.
Helling v. Carey, 519 P.2d 981, 983 (Wash. 1974) (en banc).
[FN368].
355
F. Supp. 1065, 1066 (E.D. Wis. 1973).
[FN369].
The court did not address the applicability of strict liability to professional
medical services. Id.
at 1066-67.
[FN370].
Id.
at 1067.
[FN371].
Id.
[FN372].
See supra Part III.B.
[FN373].
See, e.g.,
Hoven v. Kelble, 256 N.W.2d 379, 391 n.17 (Wis. 1977); Greenfield, supra
note 318, at 687.
[FN374].
Internal provider discipline appears to be the most feasible means to sanction
the careless provider, since the claims experience of individual providers is
rarely considered by insurance companies when setting insurance rates. See
Andrew D. Freedman & John M. Freedman, No-Fault Cerebral Palsy Insurance: An
Alternative to the Obstetrical Malpractice Lottery, 14 J. HEALTH POL., POL'Y
& LAW 707, 714 (1989); Cynthia C. Gallup, Can No-Fault Compensation of
Impaired Infants Alleviate the Malpractice Crisis in Obstetrics?, 14 J. HEALTH
POL., POL'Y & LAW 691, 696 n.8 (1989). But see Blaine F. Nye & Alfred E.
Hofflander, Experience Rating in Medical Professional Liability Insurance, 60 J.
RISK & INS. 150 (1988) (proposing that prior history of doctors should be
used to determine insurance premiums). Some carriers provide incentives for the
practice of more careful medicine by offering claim-free discounts (which
generally range from 5 to 30%) to those providers who have had no malpractice
claims against them, and disincentive by assessing surcharges (which may raise
an insured's premium up to 300%) against those who are habitually negligent.
Telephone Interview with Lawrence Smarr, Chairman, Data Sharing Committee of the
Physicians Insurance Association of America (August 20, 1991). Realistically,
however, a provider would have to be negligent to an unusually high degree
before a surcharge would be assessed, especially when considering that only one
in ten acts of malpractice results in the filing of a legal malpractice claim.
PATRICIA M. DANZON, MEDICAL MALPRACTICE: THEORY, EVIDENCE, AND PUBLIC POLICY 24
(1985). From this, one begins to realize that malpractice insurance is a
particularly efficient means of spreading risk, so much so that individual
physicians feel no real effect on their rates from their own claims experience.
[FN375].
POSNER, supra note 253, at 166.
[FN376].
Some commentators, however, question whether increases in insurance rates would
give the provider adequate incentive to avoid accidents, because the physician
may pass the increased costs on to the patient. See Note, Comparative Approaches
to Liability for Medical Maloccurrences, 84 YALE L.J. 1141, 1156 n.78 (1975).
[FN377].
Some commentators argue that individuals seldom shop for medical care using fees
as the sole or primary criterion. Adding strength to this contention is the
reality that many patients are insured or seek medical care in emergency
situations where there is neither the need nor the time to deliberate on cost.
Similarly, few patients can anticipate what the diagnosis will be and what tests
or procedures may be necessary to achieve the diagnosis. Crowley &
Johannsen, supra note 329, at 1457.
[FN378].
Concededly, such "risk-taking"is less likely to occur when one's life
is on the line. Especially for routine, nonlife threatening procedures, however,
a patient is more apt to shop around. In fact, many health insurance plans do
the shopping for the patient by restricting covered treatments to those rendered
by participating providers, or by limiting the payment of fees to what the plan
considers reasonable and customary.
[FN379].
See supra notes 318 and 333 and accompanying text.
[FN380].
See, e.g., S. 215, 94th Cong., 1st Sess. (1975) (sponsored by Senators Inouye
and Kennedy proposing no-fault compensation for injuries sustained from the
provision of health care services). At least one commentator contends that the
doctrine of informed consent is simply another means of imposing strict
liability upon medical providers. See Alan Meisel, The Expansion of Liability
for Medical Accidents: From Negligence to Strict Liability By Way of Informed
Consent, 56 NEB. L. REV. 51, 123-32 (1977).
[FN381].
See supra notes 348 and 353 and accompanying text.
[FN382].
See Va.
Code Ann. § 38.2-5000 to -5021 (Michie 1990 & Supp. 1993); Fla. Stat.
Ann. § 776.301-.316 (West 1986 & Supp. 1993). These laws work much like
workers' compensation laws and essentially impose strict liability on the
provider with a limit on compensable injury to the special medical and
habilitative care necessitated by the handicap. The plans also provide for
payment of reasonable attorneys' fees and wage stipends for those age 18 and
over who are unable to work because of their handicap. Gallup, supra note 374,
at 693. These programs are financed by a tax assessed against medical providers.
Id.
[FN383].
Gallup, supra note 374, at 693-94.
[FN384].
Va.
Code Ann. § 38.2-5000 to -5021 (Michie 1990 & Supp. 1993); Fla. Stat.
Ann. § 776.301-.316 (West 1986 & Supp. 1993).
[FN385].
See Gallup, supra note 374, at 703-04.
[FN386].
For other proposals for imposing strict liability against obstetricians, see
generally Freedman & Freedman, supra note 374.
[FN387].
See supra note 265 and accompanying text.
[FN388].
The future holds promising for the alleviation of many genetic diseases. At the
center of recent scientific efforts is the Human Genome Project, a multibillion
dollar, federally backed, worldwide research effort with a goal of mapping the
location of every chromosome, gene and base pair of DNA that make up the human
cell. U.S. CONGRESS, OFFICE OF TECHNOLOGY ASSESSMENT, MAPPING OUR GENES--THE
FEDERAL GENOME PROJECTS: HOW VAST, HOW FAST? OTA-BA-373, at 1 (1988). It is
estimated that there are between 50,000 and 100,000 human genes of which
approximately 1,700 have already been mapped, id. at 9, including the genes for
Tay-Sachs disease, cystic fibrosis, and sickle- cell trait. Id. By identifying
the location of every gene, the Human Genome Project is expected to have a
profound impact on biomedical science and will enable medical providers to treat
and prevent many of the genetic diseases that afflict mankind. Id. at 1. For a
comprehensive report on the Human Genome Project, see generally U.S. DEPT. OF
ENERGY, OFFICE OF ENERGY RESEARCH, HUMAN GENOME, 1989-90 PROGRAM REPORT (1990);
U.S. CONGRESS, OFFICE OF TECHNOLOGY ASSESSMENT, MAPPING OUR GENES--THE FEDERAL
GENOME PROJECTS: HOW VAST, HOW FAST? OTA-BA-373 (1988). Perhaps such scientific
advancement will eventually render the wrongful life action a nullity, since
healthy life, as opposed to no life at all, may be the otherwise attainable
condition of the handicapped child. See supra note 7.
END OF DOCUMENT
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